SEC 13F Intelligence

Managers / Q4 2020 · view latest →

UNITED CAPITAL FINANCIAL ADVISORS, LLC

CIK 0001463217 · 125 E JOHN CARPENTER FRWY, SUITE 1300, IRVING, TX, 75062 · 972-822-2055

Reported Value
$16.6B
Q4 2020
Positions
1,188
Filings on Record
33
2019–present window
Filed
Feb 17, 2021
original filing

Summary

United Capital Financial Advisors, LLC reported $16.6B in U.S.-listed holdings across 1,188 positions for Q4 2020.

Its largest position, Ishares U S Treasury Bond Etf, represents 3.8% of the portfolio.

Compared with Q3 2020, the fund opened 86 new positions and exited 58.

Portfolio Metrics

Turnover
+5.4%
vs prior filed quarter
Top-10 Concentration
+28.8%
share of reported value
Largest Position
+3.8%
Ishares U S Treasury Bond Etf
New / Exited
86 / 58
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $12.6BQ4 ’18Q1 ’19: $14.2BQ2 ’19: $15.3BQ3 ’19: $14.2BQ4 ’19: $15.5BQ4 ’19Q1 ’20: $12.1BQ2 ’20: $13.7BQ3 ’20: $15.3BQ4 ’20: $16.6BQ4 ’20Q1 ’21: $18.1BQ2 ’21: $19.9BQ3 ’21: $20.0BQ4 ’21: $21.7BQ4 ’21Q1 ’22: $20.6BQ2 ’22: $18.2BQ3 ’22: $16.9BQ4 ’22: $17.8BQ4 ’22Q1 ’23: $18.2BQ2 ’23: $17.9BQ3 ’23: $15.3BQ4 ’23: $12.1BQ4 ’23Q1 ’24: $12.1BQ2 ’24: $11.6BQ3 ’24: $12.1BQ4 ’24: $11.8BQ4 ’24Q1 ’25: $11.7BQ2 ’25: $12.4BQ3 ’25: $13.9BQ4 ’25: $16.6BQ4 ’25Q1 ’26: $16.3Bfilingsflow.com

Portfolio Composition

By security type
ETP: 54.9%Common Stock: 39.5%Other: 2.9%ADR: 1.2%REIT: 1.0%Other: 0.5%
  • ETP · 54.9% · $9.1B
  • Common Stock · 39.5% · $6.6B
  • Other · 2.9% · $488M
  • ADR · 1.2% · $205M
  • REIT · 1.0% · $168M
  • Other · 0.5% · $76M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
VRSKVerisk Analytics IncNEW+128.7K128.7K+$27M$27M
GMABGenmab A/S Sponsored ADRNEW+162.1K162.1K+$7M$7M
MTCHMatch Group, Inc.NEW+39.4K39.4K+$6M$6M
RNGRingCentral, Inc. Class ANEW+10.2K10.2K+$4M$4M
SGENUSDSeagen, Inc.NEW+20.9K20.9K+$4M$4M
Intrusion Inc.NEW+161.2K161.2K+$3M$3M
COUPEURCoupa Software, Inc.NEW+7.1K7.1K+$2M$2M
MTZMasTec, Inc.NEW+34.6K34.6K+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2020

49 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1iShares U.S. Treasury Bond ETFExchange traded fund3.82%$633M23.25M
2AAPLApple Inc.history →Common stock3.51%$583M4.39M
3iShares Core U.S. Aggregate Bond ETFExchange traded fund3.42%$567M4.80M
4iShares Core S&P 500 ETFExchange traded fund3.37%$559M1.49M
5iShares Core MSCI EAFE ETFExchange traded fund3.17%$526M7.61M
6VUGVanguard Growth ETFhistory →Exchange traded fund2.71%$449M1.77M
7VTVVanguard Value ETFhistory →Exchange traded fund2.61%$433M3.64M
8Vanguard S&P 500 ETFExchange traded fund2.39%$397M1.15M
9iShares 5-10 Year Investment Grade Corporate Bond ETFExchange traded fund2.20%$366M5.92M
10MSFTMicrosoft Corporationhistory →Common stock1.60%$265M1.19M
11iShares MBS ETFExchange traded fund1.52%$253M2.30M
12Xtrackers MSCI EAFE Hedged Equity ETFExchange traded fund1.47%$244M7.26M
13iShares Core MSCI Emerging Markets ETFExchange traded fund1.43%$238M3.84M
14GOOGLAlphabet Inc. Class ACommon stock1.35%$224M128.1K
15NKENIKE, Inc. Class Bhistory →Common stock1.25%$207M1.46M
16SBUXStarbucks Corporationhistory →Common stock1.09%$181M1.69M
17Vanguard Real Estate ETFExchange traded fund0.92%$152M1.79M
18PEPPepsiCo, Inc.history →Common stock0.76%$126M850.1K
19DISWalt Disney Companyhistory →Common stock0.76%$126M693.0K
20Vanguard Small Cap Value ETFExchange traded fund0.72%$120M840.6K
21iShares Currency Hedged MSCI EAFE ETFExchange traded fund0.71%$118M3.89M
22Vanguard Global ex-U.S. Real Estate ETFExchange traded fund0.66%$109M2.02M
23AMZNAmazon.com, Inc.history →Common stock0.66%$109M33.6K
24CSCOCisco Systems, Inc.history →Common stock0.66%$109M2.44M
25SPDR S&P 500 ETF TrustExchange traded fund0.65%$108M289.0K
26BRK/BBerkshire Hathaway Inc. Class Bhistory →Common stock0.65%$108M464.0K
27JNJJohnson & Johnsonhistory →Common stock0.58%$97M613.5K
28Schwab International Equity ETFExchange traded fund0.57%$95M2.65M
29JPMJPMorgan Chase & Co.history →Common stock0.56%$92M726.6K
30iShares Core S&P Small Cap ETFExchange traded fund0.55%$91M990.1K
31PGProcter & Gamble Companyhistory →Common stock0.54%$90M649.1K
32iShares S&P Small-Cap 600 Growth ETFExchange traded fund0.53%$88M769.2K
33Schwab U.S. Large-Cap Growth ETFExchange traded fund0.53%$88M682.7K
34iShares S&P Small-Cap 600 Value ETFExchange traded fund0.53%$87M1.07M
35COSTCostco Wholesale Corporationhistory →Common stock0.52%$86M228.9K
36iShares Core S&P Mid-Cap ETFExchange traded fund0.52%$86M372.9K
37Vanguard Small-Cap Growth ETFExchange traded fund0.51%$84M314.2K
38SPDR Bloomberg Barclays High Yield Bond ETFExchange traded fund0.51%$84M771.2K
39VVisa Inc. Class Ahistory →Common stock0.50%$83M379.4K
40QCOMQualcomm Inchistory →Common stock0.49%$82M538.2K
41Schwab U.S. Large-Cap Value ETFExchange traded fund0.47%$79M1.32M
42WMTWalmart Inc.history →Common stock0.46%$77M531.2K
43First Trust Enhanced Short Maturity ETFExchange traded fund0.46%$76M1.26M
44First Trust Low Duration Opportunities ETFExchange traded fund0.45%$75M1.46M
45HDHome Depot, Inc.history →Common stock0.45%$74M278.1K
46Schwab U.S. Large-Cap ETFExchange traded fund0.44%$73M802.9K
47Medtronic PlcCommon stock0.41%$68M580.0K
48BACVerizon Communications Inc.history →Common stock0.39%$65M1.11M
49EXMOCExxon Mobil Corporationhistory →Common stock0.39%$65M1.58M

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$16.3B1,632May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$16.6B1,370Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$13.9B1,203Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$12.4B1,098Aug 11, 202513F-HRchanges · EDGAR ↗
Q1 2025$11.7B1,063May 13, 202513F-HRchanges · EDGAR ↗
Q4 2024$11.8B1,059Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$12.1B1,060Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$11.6B1,030Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$12.1B1,077May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$12.1B1,060Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$15.3B830Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$17.9B964Aug 15, 2023RESTATEMENTchanges · EDGAR ↗
Q1 2023$18.2B966May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$17.8B1,048Feb 15, 202313F-HRchanges · EDGAR ↗
Q3 2022$16.9B1,083Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$18.2B1,119Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$20.6B1,160May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$21.7B1,199Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$20.0B1,196Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$19.9B1,214Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$18.1B1,181May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$16.6B1,188Feb 17, 202113F-HRchanges · EDGAR ↗
Q3 2020$15.3B1,153Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$13.7B1,186Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$12.1B1,182May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$15.5B1,367Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$14.2B1,077Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$15.3B1,461Aug 13, 201913F-HRchanges · EDGAR ↗
Q1 2019$14.2B1,350May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$12.6B1,281Feb 14, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 3 additional managers.

  • GOLDMAN SACHS GROUP INC028-04981
  • IMD HOLDINGS, LLC
  • UNITED CAPIAL FINANCIAL PARTNERS, INC028-13541

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.