SEC 13F Intelligence

Managers / Q1 2019 · view latest →

UNITED CAPITAL FINANCIAL ADVISORS, LLC

CIK 0001463217 · 125 E JOHN CARPENTER FRWY, SUITE 1300, IRVING, TX, 75062 · 972-822-2055

Reported Value
$14.2B
Q1 2019
Positions
1,350
Filings on Record
33
2019–present window
Filed
May 14, 2019
original filing

Summary

United Capital Financial Advisors, LLC reported $14.2B in U.S.-listed holdings across 1,350 positions for Q1 2019.

Its largest position, Ishares US Treasury Bond, represents 3.4% of the portfolio.

Compared with Q4 2018, the fund opened 132 new positions and exited 85.

Portfolio Metrics

Turnover
+6.2%
vs prior filed quarter
Top-10 Concentration
+23.2%
share of reported value
Largest Position
+3.4%
Ishares US Treasury Bond
New / Exited
132 / 85
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $12.6BQ4 ’18Q1 ’19: $14.2BQ2 ’19: $15.3BQ3 ’19: $14.2BQ4 ’19: $15.5BQ4 ’19Q1 ’20: $12.1BQ2 ’20: $13.7BQ3 ’20: $15.3BQ4 ’20: $16.6BQ4 ’20Q1 ’21: $18.1BQ2 ’21: $19.9BQ3 ’21: $20.0BQ4 ’21: $21.7BQ4 ’21Q1 ’22: $20.6BQ2 ’22: $18.2BQ3 ’22: $16.9BQ4 ’22: $17.8BQ4 ’22Q1 ’23: $18.2BQ2 ’23: $17.9BQ3 ’23: $15.3BQ4 ’23: $12.1BQ4 ’23Q1 ’24: $12.1BQ2 ’24: $11.6BQ3 ’24: $12.1BQ4 ’24: $11.8BQ4 ’24Q1 ’25: $11.7BQ2 ’25: $12.4BQ3 ’25: $13.9BQ4 ’25: $16.6BQ4 ’25Q1 ’26: $16.3Bfilingsflow.com

Portfolio Composition

By security type
ETP: 53.6%Common Stock: 38.8%Other: 3.2%ADR: 1.9%REIT: 1.5%Other: 1.1%
  • ETP · 53.6% · $7.6B
  • Common Stock · 38.8% · $5.5B
  • Other · 3.2% · $452M
  • ADR · 1.9% · $272M
  • REIT · 1.5% · $216M
  • Other · 1.1% · $151M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2018 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
STERIS PLCNEW+148.1K148.1K+$19M$19M
SYFSynchrony FinancialNEW+498.4K498.4K+$16M$16M
AMTTD Ameritrade Holding CorpNEW+288.5K288.5K+$14M$14M
GIB/ACGI Group IncNEW+180.3K180.3K+$12M$12M
BSJPInvesco Exch Trd Slf Idx Fd Tr Bulshs 2025 HyNEW+454.7K454.7K+$11M$11M
LLoews CorpNEW+220.3K220.3K+$11M$11M
VMWEURVMware IncNEW+47.8K47.8K+$9M$9M
9990302DApache CorpNEW+217.4K217.4K+$8M$8M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2019

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1iShares US Treasury BondExchange Traded Funds3.44%$489M19.37M
2iShares Core S&P 500Exchange Traded Funds3.23%$459M1.61M
3iShares Core MSCI EAFEExchange Traded Funds2.58%$366M6.03M
4VUGVanguard Growth ETFhistory →Exchange Traded Funds2.36%$336M2.15M
5VTVVanguard Value ETFhistory →Exchange Traded Funds2.28%$324M3.01M
6Ishares Tr Intrm Tr Crp EtfExchange Traded Funds2.27%$324M5.87M
7AAPLApple Inchistory →Common Stock2.07%$294M1.55M
8iShares Core MSCI Emerging Markets ETFExchange Traded Funds1.79%$255M4.93M
9iShares MBSExchange Traded Funds1.59%$226M2.13M
10Deutsche X-trackers MSCI EAFE Hedged EqExchange Traded Funds1.59%$226M7.25M
11iShares 1-3 Year Treasury BondExchange Traded Funds1.42%$202M2.41M
12MSFTMicrosoft Corphistory →Common Stock0.95%$135M1.14M
13NKENike Inc Bhistory →Common Stock0.94%$134M1.59M
14Vanguard REIT ETFExchange Traded Funds0.92%$130M1.50M
15SBUXStarbucks Corphistory →Common Stock0.88%$125M1.68M
16EXMOCExxon Mobil Corphistory →Common Stock0.81%$115M1.42M
17SPDR S&P 500 ETFExchange Traded Funds0.78%$111M391.5K
18CSCOCisco Systems Inchistory →Common Stock0.77%$109M2.02M
19Schwab US TIPS ETFExchange Traded Funds0.72%$102M1.85M
20PEPPepsiCo Inchistory →Common Stock0.67%$96M782.5K
21iShares iBoxx $ High Yield Corporate BdExchange Traded Funds0.67%$95M1.10M
22CHVChevron Corphistory →Common Stock0.65%$93M752.9K
23HDThe Home Depot Inchistory →Common Stock0.63%$90M469.5K
24iShares Floating Rate Bond ETFExchange Traded Funds0.63%$89M1.75M
25VVisa Inc Class Ahistory →Common Stock0.59%$84M536.2K
26GOOGLAlphabet Inc Ahistory →Common Stock0.58%$83M70.3K
27Vanguard Total International Bond ETFExchange Traded Funds0.56%$80M1.43M
28JNJJohnson & Johnsonhistory →Common Stock0.56%$80M571.2K
29BRK/BBerkshire Hathaway Inc Bhistory →Common Stock0.54%$77M384.2K
30GOOGAlphabet Inc Chistory →Common Stock0.53%$76M64.7K
31iShares Edge MSCI Min Vol USAExchange Traded Funds0.53%$76M1.29M
32JPMJPMorgan Chase & Cohistory →Common Stock0.53%$76M748.9K
33iShares Core S&P Mid-CapExchange Traded Funds0.51%$72M381.3K
34BABoeing Cohistory →Common Stock0.49%$70M182.4K
35iShares iBoxx $ Investment Grade Corporate Bond ETFExchange Traded Funds0.48%$68M570.3K
36Schwab US Large-Cap Growth ETFExchange Traded Funds0.47%$67M846.3K
37iShares JPMorgan USD Emerg Markets BondExchange Traded Funds0.47%$67M607.2K
38BACVerizon Communications Inchistory →Common Stock0.46%$65M1.10M
39PGProcter & Gamble Cohistory →Common Stock0.45%$64M613.8K
40iShares S&P Small-Cap 600 Growth ETFExchange Traded Funds0.45%$64M357.5K
41Vanguard Total Stock Market ETFExchange Traded Funds0.45%$63M437.8K
42Vanguard Small-Cap Value ETFExchange Traded Funds0.45%$63M491.8K
43Schwab US Large-Cap Value ETFExchange Traded Funds0.44%$63M1.15M
44Vanguard Small-Cap Growth ETFExchange Traded Funds0.44%$63M349.8K
45iShares S&P Small-Cap 600 Value ETFExchange Traded Funds0.44%$63M424.2K
46UNPUnion Pacific Corphistory →Common Stock0.44%$62M371.3K
47Vanguard FTSE Developed Markets ETFExchange Traded Funds0.41%$59M1.44M
48Select Sector Spdr Trust The Health Care Select Sector Spdr FundExchange Traded Funds0.41%$58M637.3K
49XLUSelect Sector Spdr Trust The Utilities Select Sector Spdr Trusthistory →Exchange Traded Funds0.41%$58M997.2K
50Technology Select Sector SPDR ETFExchange Traded Funds0.41%$58M781.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$16.3B1,632May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$16.6B1,370Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$13.9B1,203Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$12.4B1,098Aug 11, 202513F-HRchanges · EDGAR ↗
Q1 2025$11.7B1,063May 13, 202513F-HRchanges · EDGAR ↗
Q4 2024$11.8B1,059Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$12.1B1,060Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$11.6B1,030Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$12.1B1,077May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$12.1B1,060Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$15.3B830Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$17.9B964Aug 15, 2023RESTATEMENTchanges · EDGAR ↗
Q1 2023$18.2B966May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$17.8B1,048Feb 15, 202313F-HRchanges · EDGAR ↗
Q3 2022$16.9B1,083Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$18.2B1,119Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$20.6B1,160May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$21.7B1,199Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$20.0B1,196Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$19.9B1,214Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$18.1B1,181May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$16.6B1,188Feb 17, 202113F-HRchanges · EDGAR ↗
Q3 2020$15.3B1,153Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$13.7B1,186Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$12.1B1,182May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$15.5B1,367Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$14.2B1,077Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$15.3B1,461Aug 13, 201913F-HRchanges · EDGAR ↗
Q1 2019$14.2B1,350May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$12.6B1,281Feb 14, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 39 additional managers.

  • ACADIAN ASSET MANAGEMENT LLC028-05990
  • ADVISOR PARTNERS LLC028-13399
  • BlackRock Investment Management, LLC028-12016
  • BRANDES INVESTMENT PARTNERS, LP028-05620
  • Brown Advisory LLC028-05775
  • CAUSEWAY CAPITAL MANAGEMENT LLC028-11728
  • CHURCHILL MANAGEMENT Corp028-05029
  • CITY NATIONAL ROCHDALE, LLC028-05392
  • CUMBERLAND ADVISORS INC028-11051
  • Dana Investment Advisors, Inc.028-13023
  • DAVIS SELECTED ADVISERS028-04121
  • EAGLE ASSET MANAGEMENT INC028-01666
  • Efficient Market Advisors, LLC028-13603
  • FAYEZ SAROFIM & CO028-10991
  • Granite Investment Partners, LLC028-14862
  • GREAT LAKES ADVISORS, LLC028-05229
  • Keeley-Teton Advisors, LLC028-18059
  • LAZARD ASSET MANAGEMENT LLC028-10469
  • Legg Mason Private Portfolio Group, LLC028-12558
  • LMCG INVESTMENTS, LLC028-13608
  • LONDON CO OF VIRGINIA028-10665
  • LSV ASSET MANAGEMENT028-06580
  • MAR VISTA INVESTMENT PARTNERS LLC028-13243
  • MILLER HOWARD INVESTMENTS INC /NY028-03692
  • NEUBERGER BERMAN LLC028-00454
  • NorthCoast Asset Management LLC028-13466
  • OFI Global Asset Management, Inc.028-15607
  • PARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
  • Placemark Investments, Inc.028-11107
  • PRINCIPAL GLOBAL INVESTORS028-01549
  • SANTA BARBARA ASSET MANAGEMENT, LLC028-05621
  • SCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
  • SEI INVESTMENTS MANAGEMENT CORP028-16475
  • SpiderRock Advisors, LLC028-18017
  • STERLING CAPITAL MANAGEMENT LLC028-06451
  • TRILLIUM ASSET MANAGEMENT, LLC028-03125
  • VOYA INVESTMENT MANAGEMENT LLC028-07292
  • WBI INVESTMENTS, INC.028-12525
  • Winslow Capital Management, LLC028-03676

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.