SEC 13F Intelligence

Managers / Q1 2022

IndexIQ Advisors LLC

CIK 0001415996 · 51 MADISON AVENUE, 4TH FLOOR, NEW YORK, NY, 10010 · (212) 576-5018

Reported Value
$2.8B
Q1 2022
Positions
1,373
Filings on Record
14
2019–present window
Filed
May 6, 2022
original filing

Summary

Indexiq Advisors LLC reported $2.8B in U.S.-listed holdings across 1,373 positions for Q1 2022.

Its largest position, Vanguard Scottsdale Fds, represents 4.2% of the portfolio.

Compared with Q4 2021, the fund opened 435 new positions and exited 296.

Portfolio Metrics

Turnover
+35.8%
vs prior filed quarter
Top-10 Concentration
+20.2%
share of reported value
Largest Position
+4.2%
Vanguard Scottsdale Fds
New / Exited
435 / 296
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $3.6BQ4 ’18Q1 ’19: $3.4BQ2 ’19: $3.3BQ2 ’19Q3 ’19: $2.8BQ4 ’19: $2.8BQ4 ’19Q1 ’20: $2.1BQ2 ’20: $2.2BQ2 ’20Q3 ’20: $2.4BQ4 ’20: $2.7BQ4 ’20Q1 ’21: $2.8BQ2 ’21: $3.0BQ2 ’21Q3 ’21: $3.0BQ4 ’21: $3.0BQ4 ’21Q1 ’22: $2.8Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 46.6%ETP: 43.4%Other: 6.6%REIT: 3.4%Tracking Stk: 0.0%Other: 0.0%
  • Common Stock · 46.6% · $1.3B
  • ETP · 43.4% · $1.2B
  • Other · 6.6% · $186M
  • REIT · 3.4% · $95M
  • Tracking Stk · 0.0% · $412,000
  • Other · 0.0% · $211,000

Quarter-over-Quarter Changes full breakdown →

vs Q4 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
MIMECAST LTDNEW+442.6K442.6K+$35M$35M
HMHCUSDHOUGHTON MIFFLIN HARCOURT CONEW+991.9K991.9K+$21M$21M
ZNGAEURZYNGA INCNEW+1.78M1.78M+$16M$16M
EPAYEURBOTTOMLINE TECH DEL INCNEW+287.9K287.9K+$16M$16M
CCMPCMC MATERIALS INCNEW+82.8K82.8K+$15M$15M
FT2FIRST HORIZON CORPORATIONNEW+609.1K609.1K+$14M$14M
ORTHO CLINICAL DIAGNOSTICS HNEW+693.0K693.0K+$13M$13M
TEN1TENNECO INCNEW+643.4K643.4K+$12M$12M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2022

30 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD · INTER TERM TREAS6.69%$189M2.49M
2ISHARES TRFLTG RATE NT ETF · SHORT TREAS BD · 3 7 YR TREAS BD · CONV BD ETF · CORE MSCI EAFE · MSCI USA MMENTM · PFD AND INCM SEC6.65%$188M2.64M
3SPDR SER TRBLOOMBERG CONV · BLOOMBERG 1-3 MO · PORTFOLIO SHORT · BLOOMBERG INVT6.10%$172M2.85M
4SSGA ACTIVE ETF TRBLACKSTONE SENR3.06%$86M1.92M
5INDEXIQ ACTIVE ETF TRIQ ULTR SHT DU2.70%$76M1.58M
6VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF · FTSE EUROPE ETF1.89%$53M1.09M
7AAPLAPPLE INChistory →COM1.72%$49M278.8K
8INVESCO EXCH TRADED FD TR IISR LN ETF1.70%$48M2.21M
9ISHARES INCCORE MSCI EMKT · MSCI EMERG MRKT1.69%$48M823.8K
10MSFTMICROSOFT CORPhistory →COM1.49%$42M136.7K
11CERNCHFCERNER CORPhistory →COM1.32%$37M399.4K
12MIMECAST LTDORD SHS1.25%$35M442.6K
13GOOGLALPHABET INChistory →CAP STK CL A · CAP STK CL C1.10%$31M11.1K
14VANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF0.78%$22M459.5K
15HMHCUSDHOUGHTON MIFFLIN HARCOURT COhistory →COM0.74%$21M991.9K
16ATVIEURACTIVISION BLIZZARD INChistory →COM0.74%$21M260.0K
17SPDR INDEX SHS FDSS&P EMKTSC ETF0.69%$20M345.3K
18CTXSEURCITRIX SYS INChistory →COM0.63%$18M175.0K
19ZNGAEURZYNGA INChistory →CL A0.58%$16M1.78M
20VG1EURVONAGE HLDGS CORPhistory →COM0.58%$16M804.9K
21EPAYEURBOTTOMLINE TECH DEL INChistory →COM0.58%$16M287.9K
22CCMPCMC MATERIALS INChistory →COM0.54%$15M82.8K
23XLFSELECT SECTOR SPDR TRhistory →FINANCIAL0.54%$15M395.9K
24TSLATESLA INChistory →COM0.53%$15M13.9K
25RG6ROGERS CORPhistory →COM0.53%$15M54.6K
26FT2FIRST HORIZON CORPORATIONhistory →COM0.51%$14M609.1K
27VNEUSDVEONEER INChistory →COM0.51%$14M386.3K
28VANECK ETF TRUSTJP MRGAN EM LOC0.50%$14M519.9K
29MTORMERITOR INChistory →COM0.46%$13M367.4K
30ORTHO CLINICAL DIAGNOSTICS HORD SHS0.46%$13M693.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2022$2.8B1,373May 6, 202213F-HRchanges · EDGAR ↗
Q4 2021$3.0B1,241Feb 4, 202213F-HRchanges · EDGAR ↗
Q3 2021$3.0B1,216Nov 10, 202113F-HRchanges · EDGAR ↗
Q2 2021$3.0B1,220Aug 4, 202113F-HRchanges · EDGAR ↗
Q1 2021$2.8B1,189May 7, 202113F-HRchanges · EDGAR ↗
Q4 2020$2.7B1,121Feb 5, 202113F-HRchanges · EDGAR ↗
Q3 2020$2.4B1,088Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$2.2B1,102Aug 7, 202013F-HRchanges · EDGAR ↗
Q1 2020$2.1B1,066May 8, 202013F-HRchanges · EDGAR ↗
Q4 2019$2.8B884Feb 6, 202013F-HRchanges · EDGAR ↗
Q3 2019$2.8B639Nov 12, 201913F-HRchanges · EDGAR ↗
Q2 2019$3.3B632Aug 12, 201913F-HRchanges · EDGAR ↗
Q1 2019$3.4B644May 6, 201913F-HRchanges · EDGAR ↗
Q4 2018$3.6B633Feb 4, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 4 additional managers.

  • MACKAY SHIELDS LLC028-00046
  • NYL Investors LLC028-16259
  • INDEXIQ LLC028-13710
  • NEW YORK LIFE INVESTMENT MANAGEMENT LLC028-06325

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.