Managers / Q4 2021 · view latest →
IndexIQ Advisors LLC
CIK 0001415996 · 51 MADISON AVENUE, 4TH FLOOR, NEW YORK, NY, 10010 · (212) 576-5018
Reported Value
$3.0B
Q4 2021
Positions
1,241
Filings on Record
14
2019–present window
Filed
Feb 4, 2022
original filing
Summary
Indexiq Advisors LLC reported $3.0B in U.S.-listed holdings across 1,241 positions for Q4 2021.
Its largest position, Vanguard Scottsdale Fds, represents 4.9% of the portfolio.
Compared with Q3 2021, the fund opened 65 new positions and exited 39.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- ETP · 45.2% · $1.4B
- Common Stock · 44.0% · $1.3B
- Other · 6.6% · $196M
- REIT · 4.2% · $127M
- ADR · 0.0% · $266,000
Quarter-over-Quarter Changes full breakdown →
vs Q3 2021 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| CONE1EURCYRUSONE INC | NEW | +317.5K | 317.5K | +$28M | $28M |
| VG1EURVONAGE HLDGS CORP | NEW | +925.0K | 925.0K | +$19M | $19M |
| KRAUSDKRATON CORP | NEW | +381.1K | 381.1K | +$18M | $18M |
| RG6ROGERS CORP | NEW | +62.7K | 62.7K | +$17M | $17M |
| PAE INC | NEW | +1.66M | 1.66M | +$16M | $16M |
| TSCUSDTRISTATE CAP HLDGS INC | NEW | +212.6K | 212.6K | +$6M | $6M |
| GWBGREAT WESTERN BANCORP INC | NEW | +152.2K | 152.2K | +$5M | $5M |
| MCAFEE CORP | NEW | +181.0K | 181.0K | +$5M | $5M |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q4 2021
32 positions
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD · INTER TERM TREAS · MTG0BKD SECS ETF | 9.28% | $278M | 3.68M |
| 2 | ISHARES TR | 3 7 YR TREAS BD · SHORT TREAS BD · MBS ETF · FLTG RATE NT ETF · IBOXX HI YD ETF · CONV BD ETF | 6.27% | $188M | 1.89M |
| 3 | SPDR SER TR | BLOOMBERG CONV · BLOOMBERG 103 MO · PORTFOLIO SHORT | 5.32% | $159M | 2.43M |
| 4 | SSGA ACTIVE ETF TR | BLACKSTONE SENR | 4.78% | $143M | 3.14M |
| 5 | INVESCO EXCH TRADED FD TR II | SR LN ETF | 3.79% | $113M | 5.13M |
| 6 | INDEXIQ ACTIVE ETF TR | IQ ULTR SHT DU | 3.56% | $107M | 2.20M |
| 7 | AAPLAPPLE INC | COM | 1.66% | $50M | 279.4K |
| 8 | NUANEURNUANCE COMMUNICATIONS INC | COM | 1.63% | $49M | 881.7K |
| 9 | VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 1.61% | $48M | 706.0K |
| 10 | MSFTMICROSOFT CORP | COM | 1.54% | $46M | 137.1K |
| 11 | GOOGLALPHABET INC | CAP STK CL A · CAP STK CL C | 1.08% | $32M | 11.2K |
| 12 | COHREURCOHERENT INC | COM | 0.95% | $28M | 106.9K |
| 13 | CONE1EURCYRUSONE INC | COM | 0.95% | $28M | 317.5K |
| 14 | CHNGUSDCHANGE HEALTHCARE INC | COM | 0.74% | $22M | 1.03M |
| 15 | PBCTEURPEOPLES UNITED FINANCIAL INC | COM | 0.69% | $21M | 1.16M |
| 16 | IAU*ISHARES GOLD TR | ISHARES NEW | 0.66% | $20M | 569.3K |
| 17 | VG1EURVONAGE HLDGS CORP | COM | 0.64% | $19M | 925.0K |
| 18 | KRAUSDKRATON CORP | COM | 0.59% | $18M | 381.1K |
| 19 | RG6ROGERS CORP | COM | 0.57% | $17M | 62.7K |
| 20 | PAE INC | COM CL A | 0.55% | $16M | 1.66M |
| 21 | VNEUSDVEONEER INC | COM | 0.52% | $16M | 442.4K |
| 22 | FBCUSDFLAGSTAR BANCORP INC | COM PAR .001 | 0.52% | $16M | 326.6K |
| 23 | SCHWAB STRATEGIC TR | INTRM TRM TRES | 0.52% | $16M | 278.0K |
| 24 | SLVISHARES SILVER TR | ISHARES | 0.50% | $15M | 692.8K |
| 25 | INVESCO DB US DLR INDEX TR | BULLISH FD | 0.49% | $15M | 571.2K |
| 26 | TSLATESLA INC | COM | 0.49% | $15M | 13.8K |
| 27 | ISHARES INC | MSCI JPN ETF NEW | 0.43% | $13M | 190.3K |
| 28 | UNHUNITEDHEALTH GROUP INC | COM | 0.41% | $12M | 24.4K |
| 29 | NVDANVIDIA CORPORATION | COM | 0.41% | $12M | 41.3K |
| 30 | STERLING BANCORP DEL | COM | 0.38% | $11M | 445.1K |
| 31 | HDHOME DEPOT INC | COM | 0.38% | $11M | 27.6K |
| 32 | MGM GROWTH PPTYS LLC | CL A COM | 0.37% | $11M | 271.3K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2022 | $2.8B | 1,373 | May 6, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $3.0B | 1,241 | Feb 4, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $3.0B | 1,216 | Nov 10, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $3.0B | 1,220 | Aug 4, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $2.8B | 1,189 | May 7, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $2.7B | 1,121 | Feb 5, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $2.4B | 1,088 | Nov 12, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $2.2B | 1,102 | Aug 7, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $2.1B | 1,066 | May 8, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $2.8B | 884 | Feb 6, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $2.8B | 639 | Nov 12, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $3.3B | 632 | Aug 12, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $3.4B | 644 | May 6, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q4 2018 | $3.6B | 633 | Feb 4, 2019 | 13F-HR | changes · EDGAR ↗ |
Other Included Managers
This filing reports holdings on behalf of 4 additional managers.
- MACKAY SHIELDS LLC028-00046
- NYL Investors LLC028-16259
- INDEXIQ LLC028-13710
- NEW YORK LIFE INVESTMENT MANAGEMENT LLC028-06325
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.