SEC 13F Intelligence

Managers / Q2 2020 · view latest →

Corriente Advisors, LLC

CIK 0001406718 · 1401 FOCH ST, SUITE 100, FORT WORTH, TX, 76107 · 8178700400

Reported Value
$154M
Q2 2020
Positions
16
Filings on Record
17
2020–present window
Filed
Aug 14, 2020
original filing

Summary

Corriente Advisors, LLC reported $154M in U.S.-listed holdings across 16 positions for Q2 2020.

The portfolio is heavily concentrated: Maxar Technologies alone accounts for 22.1% of reported value.

Compared with Q1 2020, the fund opened 10 new positions and exited 5.

Portfolio Metrics

Turnover
+16.8%
vs prior filed quarter
Top-10 Concentration
+95.9%
share of reported value
Largest Position
+22.1%
Maxar Technologies
New / Exited
10 / 5
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’19: $186MQ4 ’19Q1 ’20: $93MQ2 ’20: $154MQ2 ’20Q3 ’20: $197MQ4 ’20: $420MQ4 ’20Q1 ’21: $272MQ2 ’21: $185MQ2 ’21Q3 ’21: $52MQ4 ’21: $12MQ4 ’21Q1 ’22: $268MQ2 ’22: $237MQ2 ’22Q3 ’22: $90MQ4 ’22: $0Q4 ’22Q1 ’23: $976,400Q2 ’23: $10,872Q2 ’23Q4 ’23: $10Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 88.3%Other: 11.3%REIT: 0.3%
  • Common Stock · 88.3% · $136M
  • Other · 11.3% · $17M
  • REIT · 0.3% · $525,000

Quarter-over-Quarter Changes full breakdown →

vs Q1 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SONOSONOS INCNEW+1.57M1.57M+$23M$23M
REPLREPLIMUNE GROUP INCNEW+485.0K485.0K+$12M$12M
QUREUNIQURE NVNEW+180.0K180.0K+$8M$8M
OCULOCULAR THERAPEUTIX INCNEW+720.0K720.0K+$6M$6M
CLDXCELLDEX THERAPEUTICS INC NEWNEW+460.0K460.0K+$6M$6M
ARWRARROWHEAD PHARMACEUTICALS INNEW+40.0K40.0K+$2M$2M
DMACDIAMEDICA THERAPEUTICS INCNEW+201.2K201.2K+$1M$1M
PAASPAN AMERN SILVER CORPNEW+30.0K30.0K+$912,000$912,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2020

16 positions
#IssuerClass% PortfolioValueShares
1MAXAR TECHNOLOGIES INCCOM22.11%$34M1.90M
2REATA PHARMACEUTICALS INCCL A14.91%$23M147.5K
3SONOSONOS INChistory →COM14.88%$23M1.57M
4APTOSE BIOSCIENCES INCCOM NEW11.33%$17M2.77M
5CUE BIOPHARMA INCCOM10.48%$16M660.0K
6REPLREPLIMUNE GROUP INChistory →COM7.81%$12M485.0K
7QUREUNIQURE NVhistory →SHS5.26%$8M180.0K
8OCULOCULAR THERAPEUTIX INChistory →COM3.89%$6M720.0K
9CLDXCELLDEX THERAPEUTICS INC NEWhistory →COM NEW3.87%$6M460.0K
10TSLATESLA INChistory →COM1.40%$2M2.0K
11ARWRARROWHEAD PHARMACEUTICALS INhistory →COM1.12%$2M40.0K
12DMACDIAMEDICA THERAPEUTICS INCCOM NEW0.90%$1M201.2K
13PAASPAN AMERN SILVER CORPCOM0.59%$912,00030.0K
14CRDFCARDIFF ONCOLOGY INCCOM0.56%$869,000173.4K
15PIERIS PHARMACEUTICALS INCCOM0.54%$837,000270.0K
16RWTREDWOOD TR INCCOM0.34%$525,00075.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2023$10M3Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023Under review7Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$10,8722Aug 9, 202313F-HRchanges · EDGAR ↗
Q1 2023$976,4002May 10, 202313F-HRchanges · EDGAR ↗
Q4 2022$01Feb 15, 202313F-HRchanges · EDGAR ↗
Q3 2022$90M5Nov 15, 202213F-HRchanges · EDGAR ↗
Q2 2022$237M5Aug 16, 202213F-HRchanges · EDGAR ↗
Q1 2022$268M5May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$12M3Feb 15, 202213F-HRchanges · EDGAR ↗
Q3 2021$52M8Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$185M15Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$272M10May 18, 202113F-HRchanges · EDGAR ↗
Q4 2020$420M19Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$197M16Nov 3, 202013F-HRchanges · EDGAR ↗
Q2 2020$154M16Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$93M11May 18, 202013F-HRchanges · EDGAR ↗
Q4 2019$186M17Feb 14, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.