SEC 13F Intelligence

Managers / Q3 2021 · view latest →

Hanson & Doremus Investment Management

CIK 0001393944 · 431 PINE STREET, SUITE 302, PO BOX 819, BURLINGTON, VT, 05402-0819 · 802-658-2668

Reported Value
$433M
Q3 2021
Positions
486
Filings on Record
30
2019–present window
Filed
Oct 21, 2021
original filing

Summary

Hanson & Doremus Investment Management reported $433M in U.S.-listed holdings across 486 positions for Q3 2021.

Its largest position, SCHB, represents 18.2% of the portfolio.

Compared with Q2 2021, the fund opened 121 new positions and exited 50.

Portfolio Metrics

Turnover
+4.2%
vs prior filed quarter
Top-10 Concentration
+49.2%
share of reported value
Largest Position
+18.2%
Schwab U S Broad Market Etf
New / Exited
121 / 50
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $277MQ4 ’18Q1 ’19: $304MQ2 ’19: $315MQ3 ’19: $322MQ4 ’19: $349MQ4 ’19Q1 ’20: $294MQ2 ’20: $316MQ3 ’20: $335MQ4 ’20: $402MQ4 ’20Q1 ’21: $432MQ2 ’21: $335MQ3 ’21: $433MQ4 ’21: $467MQ4 ’21Q1 ’22: $465MQ2 ’22: $409MQ3 ’22: $387MQ4 ’22: $465MQ4 ’22Q1 ’23: $450MQ2 ’23: $481MQ3 ’23: $485MQ4 ’23: $530MQ4 ’23Q1 ’24: $580MQ2 ’24: $597MQ3 ’24: $630MQ4 ’24: $639MQ4 ’24Q1 ’25: $685MQ2 ’25: $748MQ3 ’25: $794MQ4 ’25: $832MQ4 ’25Q1 ’26: $869Mfilingsflow.com

Portfolio Composition

By security type
ETP: 54.6%Common Stock: 40.1%ADR: 3.8%REIT: 1.0%Other: 0.4%Other: 0.1%
  • ETP · 54.6% · $236M
  • Common Stock · 40.1% · $173M
  • ADR · 3.8% · $17M
  • REIT · 1.0% · $4M
  • Other · 0.4% · $2M
  • Other · 0.1% · $351,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
STXSeagate Technology PLCNEW+64.9K64.9K+$5M$5M
VCEBVanguard ESG US Corporate Bond ETFNEW+50.4K50.4K+$4M$4M
Splunk IncNEW+9.5K9.5K+$1M$1M
VGSHVanguard Short-Term Treasury ETFNEW+21.3K21.3K+$1M$1M
LHC Group IncNEW+7.0K7.0K+$1M$1M
ROPRoper Industries IncNEW+1.7K1.7K+$749,000$749,000
General Electric Co.NEW+7.0K7.0K+$725,000$725,000
IAUIshares Gold ETFNEW+19.7K19.7K+$657,000$657,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

485 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SCHBSchwab U.S. Broad Market ETFhistory →ETF18.25%$79M760.1K
2BNDVanguard Total U.S. Bond Market ETFhistory →ETF7.35%$32M371.9K
3VEAVanguard Developed Market ETFhistory →ETF5.78%$25M495.1K
4BNDXVanguard Total Int'l Bond Market ETFhistory →ETF3.89%$17M295.8K
5VWOVanguard Emerging Market ETFhistory →ETF3.31%$14M286.7K
6SCHFSchwab Int'l Equity ETFhistory →ETF3.01%$13M337.0K
7MSFTMicrosofthistory →COMMON2.55%$11M39.2K
8SCHWThe Charles Schwab Corp.history →COMMON1.84%$8M109.5K
9ESGVVanguard ESG US Stock ETFhistory →ETF1.66%$7M89.5K
10TSMTaiwan Semiconductor ADRhistory →ADR1.55%$7M60.0K
11GOOGAlphabet, Inc Cl CCOMMON1.54%$7M2.5K
12STXSeagate Technology PLChistory →COMMON1.24%$5M64.9K
13VSGXVanguard ESG International Stock ETFhistory →ETF1.22%$5M85.6K
14GLWCorninghistory →COMMON1.11%$5M131.8K
15AAPLApple Inc.history →COMMON1.10%$5M33.7K
16PFEPfizer Inc.history →COMMON1.02%$4M102.7K
17IWDiShares Russell 1000 Val ETFETF0.99%$4M27.4K
18COSTCostcoCOMMON0.99%$4M9.5K
19VZVerizon Communications Inc.COMMON0.91%$4M73.0K
20VTEBVanguard Muni Bond ETFETF0.87%$4M68.7K
21VCEBVanguard ESG US Corporate Bond ETFETF0.86%$4M50.4K
22BRK/BBerkshire Hathaway Cl BCOMMON0.82%$4M13.0K
23CSCOCisco Systems, Inc.COMMON0.82%$4M65.1K
24MRKMerckCOMMON0.74%$3M42.5K
25JPMJP Morgan Chase & CoCOMMON0.72%$3M19.0K
26BSVVanguard Short-Term Bond ETFETF0.70%$3M36.7K
27KOCoca-Cola CoCOMMON0.69%$3M56.9K
28WPPWPPCOMMON0.68%$3M44.0K
29VTIVanguard Total Stk Mkt ETFETF0.67%$3M13.1K
30BABoeing Co.COMMON0.63%$3M12.3K
31DUKDuke Energy Corp.COMMON0.55%$2M24.3K
32IBMIBM Corp.COMMON0.53%$2M16.5K
33JNJJohnson & JohnsonCOMMON0.53%$2M14.1K
34Peoples United Finl IncCOMMON0.52%$2M128.3K
35DISWalt Disney HldgCOMMON0.51%$2M13.1K
36QRVOQorvo IncCOMMON0.51%$2M13.2K
37MDTMedtronic Inc.COMMON0.51%$2M17.6K
38VVisa IncCOMMON0.50%$2M9.8K
39EMREmerson Electric Co.COMMON0.48%$2M21.9K
40SONYSony Group CorpCOMMON0.47%$2M18.4K
41BMYBristol MyersCOMMON0.47%$2M34.3K
42PGProcter & GambleCOMMON0.44%$2M13.5K
43AMZNAmazon.ComCOMMON0.43%$2M568
44WHRWhirlpoolCOMMON0.43%$2M9.1K
45CATCaterpillarCOMMON0.43%$2M9.7K
46CHEChemed Corp.COMMON0.42%$2M3.9K
47SBUXStarbucksCOMMON0.41%$2M15.9K
48TAT&T Inc.COMMON0.41%$2M64.9K
49MUNIPIMCO Intermediate Muni Bond ETFETF0.39%$2M30.2K
50GLDSPDR Gold Trust ETFETF0.39%$2M10.2K
51VYXNCR CorporationCOMMON0.36%$2M39.9K
52CVSCVS CorpCOMMON0.36%$2M18.2K
53SPDR S&P 500 Fossil Fl Fr ETFETF0.35%$1M14.1K
54VTRVentas REIT IncREIT0.34%$1M26.9K
55HONHoneywell InternationalCOMMON0.34%$1M6.9K
56FDXFedex CorporationCOMMON0.34%$1M6.6K
57SPYSPDR S&P 500 ETFETF0.33%$1M3.3K
58YUMCYum China Hldgs Inc ComCOMMON0.33%$1M24.2K
59MCKMcKesson Corp.COMMON0.32%$1M7.0K
60Splunk IncCOMMON0.32%$1M9.5K
61GDXVaneck Vectors Gold Miners ETFETF0.32%$1M46.6K
62VUGVanguard Growth ETFETF0.32%$1M4.7K
63TIPiShares TIPS Bond ETFETF0.31%$1M10.5K
64XBISPDR S&P Biotech ETFETF0.31%$1M10.6K
65AZNNAstraZeneca plc ADRADR0.31%$1M22.3K
66VGSHVanguard Short-Term Treasury ETFETF0.30%$1M21.3K
67VLOValero EnergyCOMMON0.30%$1M18.4K
68SLBSchlumberger LimitedCOMMON0.30%$1M43.4K
69BWABorg Warner IncCOMMON0.29%$1M29.1K
70ABTAbbott LaboratoriesCOMMON0.29%$1M10.5K
71KHCKraft Heinz CompanyCOMMON0.28%$1M33.3K
72EXMOCExxon Mobil CorporationCOMMON0.28%$1M20.8K
73FSLRFirst Solar IncCOMMON0.28%$1M12.8K
74AMKRAmkor Technology IncCOMMON0.27%$1M46.8K
75EWBCEast West BancorpCOMMON0.27%$1M14.8K
76LLYEli Lilly & Co.COMMON0.27%$1M5.0K
77Stericycle IncCOMMON0.26%$1M16.7K
78WYWeyerhaeuser CompanyCOMMON0.26%$1M31.4K
79Hanesbrands Inc.COMMON0.26%$1M64.7K
80LHC Group IncCOMMON0.25%$1M7.0K
81IBBiShares NASDAQ Biotech ETFETF0.25%$1M6.7K
82THOThor Industries IncCOMMON0.25%$1M8.7K
83VOOVanguard 500 ETFETF0.24%$1M2.7K
84ITGRInteger Holdings CorpCOMMON0.24%$1M11.6K
85MKSIM K S Instruments Inc.COMMON0.23%$1M6.7K
86DDominion EnergyCOMMON0.23%$984,00013.5K
87WWWWolverine World Wide Inc.COMMON0.23%$983,00032.9K
88VODVodafone Group ADRADR0.23%$974,00063.0K
89INTCIntel Corp.COMMON0.22%$937,00017.6K
90BAXBaxter InternationalCOMMON0.20%$865,00010.8K
91DEDeere & CompanyCOMMON0.20%$853,0002.5K
92ABBVAbbVie Inc.COMMON0.19%$835,0007.7K
93TDToronto-Dominion BankCOMMON0.18%$797,00012.0K
94MDLZMondelez Int'l Inc.COMMON0.18%$763,00013.1K
95WUWestern Union CoCOMMON0.18%$761,00037.7K
96ROPRoper Industries IncCOMMON0.17%$749,0001.7K
97TRVThe Travelers Companies Inc.COMMON0.17%$745,0004.9K
98General Electric Co.COMMON0.17%$725,0007.0K
99LNTAlliant Energy CorpCOMMON0.16%$697,00012.5K
100IAUIshares Gold ETFETF0.15%$657,00019.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$869M534Apr 17, 202613F-HRchanges · EDGAR ↗
Q4 2025$832M484Jan 20, 202613F-HRchanges · EDGAR ↗
Q3 2025$794M500Oct 15, 202513F-HRchanges · EDGAR ↗
Q2 2025$748M474Jul 17, 202513F-HRchanges · EDGAR ↗
Q1 2025$685M467Apr 17, 202513F-HRchanges · EDGAR ↗
Q4 2024$639M453Jan 23, 202513F-HRchanges · EDGAR ↗
Q3 2024$630M422Oct 17, 202413F-HRchanges · EDGAR ↗
Q2 2024$597M454Aug 8, 202413F-HRchanges · EDGAR ↗
Q1 2024$580M472Apr 22, 202413F-HRchanges · EDGAR ↗
Q4 2023$530M472Jan 25, 202413F-HRchanges · EDGAR ↗
Q3 2023$485M420Oct 24, 202313F-HRchanges · EDGAR ↗
Q2 2023$481M444Jul 18, 202313F-HRchanges · EDGAR ↗
Q1 2023$450M455Apr 18, 202313F-HRchanges · EDGAR ↗
Q4 2022$465M524Jan 18, 202313F-HRchanges · EDGAR ↗
Q3 2022$387M512Oct 20, 202213F-HRchanges · EDGAR ↗
Q2 2022$409M527Jul 19, 202213F-HRchanges · EDGAR ↗
Q1 2022$465M508Apr 22, 202213F-HRchanges · EDGAR ↗
Q4 2021$467M494Jan 20, 202213F-HRchanges · EDGAR ↗
Q3 2021$433M486Oct 21, 202113F-HRchanges · EDGAR ↗
Q2 2021$335M415Jul 22, 202113F-HRchanges · EDGAR ↗
Q1 2021$432M532May 3, 202113F-HRchanges · EDGAR ↗
Q4 2020$402M435Feb 1, 202113F-HRchanges · EDGAR ↗
Q3 2020$335M415Oct 19, 202013F-HRchanges · EDGAR ↗
Q2 2020$316M434Jul 17, 202013F-HRchanges · EDGAR ↗
Q1 2020$294M452Apr 24, 202013F-HRchanges · EDGAR ↗
Q4 2019$349M449Jan 16, 202013F-HRchanges · EDGAR ↗
Q3 2019$322M452Oct 18, 201913F-HRchanges · EDGAR ↗
Q2 2019$315M471Jul 18, 201913F-HRchanges · EDGAR ↗
Q1 2019$304M450Apr 23, 201913F-HRchanges · EDGAR ↗
Q4 2018$277M451Jan 31, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.