SEC 13F Intelligence

Managers / Q1 2021 · view latest →

Hanson & Doremus Investment Management

CIK 0001393944 · 431 PINE STREET, SUITE 302, PO BOX 819, BURLINGTON, VT, 05402-0819 · 802-658-2668

Reported Value
$432M
Q1 2021
Positions
532
Filings on Record
30
2019–present window
Filed
May 3, 2021
original filing

Summary

Hanson & Doremus Investment Management reported $432M in U.S.-listed holdings across 532 positions for Q1 2021.

Its largest position, SCHB, represents 17.3% of the portfolio.

Compared with Q4 2020, the fund opened 109 new positions and exited 12.

Portfolio Metrics

Turnover
+1.4%
vs prior filed quarter
Top-10 Concentration
+46.8%
share of reported value
Largest Position
+17.3%
Schwab U S Broad Market Etf
New / Exited
109 / 12
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $277MQ4 ’18Q1 ’19: $304MQ2 ’19: $315MQ3 ’19: $322MQ4 ’19: $349MQ4 ’19Q1 ’20: $294MQ2 ’20: $316MQ3 ’20: $335MQ4 ’20: $402MQ4 ’20Q1 ’21: $432MQ2 ’21: $335MQ3 ’21: $433MQ4 ’21: $467MQ4 ’21Q1 ’22: $465MQ2 ’22: $409MQ3 ’22: $387MQ4 ’22: $465MQ4 ’22Q1 ’23: $450MQ2 ’23: $481MQ3 ’23: $485MQ4 ’23: $530MQ4 ’23Q1 ’24: $580MQ2 ’24: $597MQ3 ’24: $630MQ4 ’24: $639MQ4 ’24Q1 ’25: $685MQ2 ’25: $748MQ3 ’25: $794MQ4 ’25: $832MQ4 ’25Q1 ’26: $869Mfilingsflow.com

Portfolio Composition

By security type
ETP: 50.0%Common Stock: 42.1%ADR: 4.5%Other: 2.1%REIT: 1.0%Other: 0.2%
  • ETP · 50.0% · $216M
  • Common Stock · 42.1% · $182M
  • ADR · 4.5% · $20M
  • Other · 2.1% · $9M
  • REIT · 1.0% · $5M
  • Other · 0.2% · $895,000

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
VCEBVanguard ESG US Corporate Bond ETFNEW+23.8K23.8K+$2M$2M
VGSHVanguard Short-Term Treasury ETFNEW+6.9K6.9K+$425,000$425,000
ROPRoper Industries IncNEW+764764+$308,000$308,000
SCHOSchwab Short-Term US Treasury ETFNEW+1.9K1.9K+$98,000$98,000
LUMNLumen Technologies IncNEW+6.9K6.9K+$93,000$93,000
GTGoodyear Tire & RubberNEW+3.0K3.0K+$54,000$54,000
SLQDiShares 0-5 Year Invmt Grade Corp Bd ETFNEW+605605+$31,000$31,000
KRESPDR S&P Regional Banking ETFNEW+450450+$30,000$30,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

499 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SCHBSchwab U.S. Broad Market ETFhistory →ETF17.29%$75M772.7K
2BNDVanguard Total U.S. Bond Market ETFhistory →ETF6.48%$28M330.5K
3VEAVanguard Developed Market ETFhistory →ETF5.52%$24M485.9K
4BNDXVanguard Total Int'l Bond Market ETFhistory →ETF3.52%$15M266.6K
5VWOVanguard Emerging Market ETFhistory →ETF3.35%$14M278.2K
6SCHFSchwab Int'l Equity ETFhistory →ETF2.87%$12M329.8K
7MSFTMicrosofthistory →COMMON2.55%$11M46.7K
8TSMTaiwan Semiconductor ADRhistory →ADR1.93%$8M70.6K
9SCHWThe Charles Schwab Corp.history →COMMON1.77%$8M117.1K
10GLWCorninghistory →COMMON1.50%$6M149.3K
11GOOGAlphabet, Inc Cl CCOMMON1.41%$6M2.9K
12Seagate Technology PLCCOMMON1.29%$6M72.6K
13VZVerizon Communications Inc.history →COMMON1.11%$5M82.2K
14ESGVVanguard ESG US Stock ETFhistory →ETF1.06%$5M62.0K
15PFEPfizer Inc.history →COMMON1.02%$4M121.3K
16AAPLApple Inc.COMMON0.99%$4M35.0K
17CSCOCisco Systems, Inc.COMMON0.98%$4M81.8K
18IWDiShares Russell 1000 Val ETFETF0.96%$4M27.4K
19COSTCostcoCOMMON0.95%$4M11.6K
20BRK/BBerkshire Hathaway Cl BCOMMON0.89%$4M15.1K
21KOCoca-Cola CoCOMMON0.84%$4M69.1K
22VSGXVanguard ESG International Stock ETFETF0.84%$4M58.9K
23JPMJP Morgan Chase & CoCOMMON0.83%$4M23.5K
24BABoeing Co.COMMON0.80%$3M13.6K
25BSVVanguard Short-Term Bond ETFETF0.74%$3M39.2K
26MRKMerckCOMMON0.67%$3M37.5K
27VTIVanguard Total Stk Mkt ETFETF0.64%$3M13.3K
28VTEBVanguard Muni Bond ETFETF0.64%$3M50.4K
29WPPWPPCOMMON0.64%$3M43.0K
30EMREmerson Electric Co.COMMON0.63%$3M30.3K
31DISWalt Disney HldgCOMMON0.63%$3M14.8K
32TAT&T Inc.COMMON0.62%$3M88.2K
33JNJJohnson & JohnsonCOMMON0.61%$3M16.0K
34Peoples United Finl IncCOMMON0.60%$3M145.3K
35DUKDuke Energy Corp.COMMON0.58%$3M26.2K
36QRVOQorvo IncCOMMON0.58%$3M13.7K
37IBMIBM Corp.COMMON0.56%$2M18.0K
38BMYBristol MyersCOMMON0.55%$2M37.5K
39WHRWhirlpoolCOMMON0.53%$2M10.5K
40CATCaterpillarCOMMON0.53%$2M9.9K
41PGProcter & GambleCOMMON0.52%$2M16.6K
42CHEChemed Corp.COMMON0.50%$2M4.7K
43VVisa IncCOMMON0.47%$2M9.6K
44SONYSony Corp. ADRADR0.46%$2M18.7K
45MDTMedtronic Inc.COMMON0.45%$2M16.5K
46FDXFedex CorporationCOMMON0.44%$2M6.7K
47ABTAbbott LaboratoriesCOMMON0.44%$2M15.8K
48INTCIntel Corp.COMMON0.44%$2M29.5K
49VYXNCR CorporationCOMMON0.43%$2M48.5K
50VCEBVanguard ESG US Corporate Bond ETFETF0.40%$2M23.8K
51TDToronto-Dominion BankCOMMON0.39%$2M26.1K
52SBUXStarbucksCOMMON0.37%$2M14.8K
53GLDSPDR Gold Trust ETFETF0.37%$2M10.0K
54VTRVentas REIT IncREIT0.37%$2M29.7K
55GDXVaneck Vectors Gold Miners ETFETF0.36%$2M48.4K
56HONHoneywell InternationalCOMMON0.35%$2M7.0K
57SPDR S&P 500 Fossil Fl Fr ETFETF0.35%$2M15.3K
58VODVodafone Group ADRADR0.34%$1M80.0K
59VLOValero EnergyCOMMON0.34%$1M20.5K
60Stericycle IncCOMMON0.34%$1M21.6K
61CVSCVS CorpCOMMON0.33%$1M19.0K
62EXMOCExxon Mobil CorporationCOMMON0.33%$1M25.4K
63WWWWolverine World Wide Inc.COMMON0.32%$1M36.3K
64BWABorg Warner IncCOMMON0.32%$1M30.0K
65MCKMcKesson Corp.COMMON0.32%$1M7.1K
66THOThor Industries IncCOMMON0.31%$1M10.1K
67Hanesbrands Inc.COMMON0.31%$1M67.2K
68KHCKraft Heinz CompanyCOMMON0.30%$1M32.9K
69SPYSPDR S&P 500 ETFETF0.30%$1M3.3K
70DEDeere & CompanyCOMMON0.30%$1M3.5K
71TIPiShares TIPS Bond ETFETF0.30%$1M10.3K
72XBISPDR S&P Biotech ETFETF0.29%$1M9.4K
73YUMCYum China Hldgs Inc ComCOMMON0.29%$1M21.0K
74MKSIM K S Instruments Inc.COMMON0.29%$1M6.7K
75AMKRAmkor Technology IncCOMMON0.28%$1M51.8K
76WYWeyerhaeuser CompanyCOMMON0.28%$1M34.5K
77EWBCEast West BancorpCOMMON0.28%$1M16.5K
78AZNNAstraZeneca plc ADRADR0.28%$1M24.1K
79AMZNAmazon.ComCOMMON0.28%$1M387
80MUNIPIMCO Intermediate Muni Bond ETFETF0.26%$1M20.0K
81Glaxo Smithkline ADRADR0.26%$1M31.1K
82FSLRFirst Solar IncCOMMON0.26%$1M12.6K
83ITGRInteger Holdings CorpCOMMON0.25%$1M11.8K
84IBBiShares NASDAQ Biotech ETFETF0.24%$1M6.9K
85WUWestern Union CoCOMMON0.24%$1M42.0K
86BAXBaxter InternationalCOMMON0.24%$1M12.1K
87SLBSchlumberger LimitedCOMMON0.23%$1M37.2K
88NSCNorfolk SouthernCOMMON0.23%$1M3.7K
89VUGVanguard Growth ETFETF0.23%$989,0003.8K
90General Electric Co.COMMON0.22%$931,00070.9K
91LLYEli Lilly & Co.COMMON0.21%$927,0005.0K
92MDLZMondelez Int'l Inc.COMMON0.21%$919,00015.7K
93TRVThe Travelers Companies Inc.COMMON0.21%$913,0006.1K
94WMTWal-Mart StoresCOMMON0.20%$877,0006.5K
95DDominion EnergyCOMMON0.20%$874,00011.5K
96ABBVAbbVie Inc.COMMON0.20%$871,0008.0K
97TPI Composites IncCOMMON0.19%$842,00014.9K
98VOOVanguard 500 ETFETF0.19%$839,0002.3K
99EFAXSPDR MSCI EAFE Fsl Fuel Fr ETFETF0.19%$819,00010.2K
100CBUCommunity Bank SystemCOMMON0.19%$818,00010.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$869M534Apr 17, 202613F-HRchanges · EDGAR ↗
Q4 2025$832M484Jan 20, 202613F-HRchanges · EDGAR ↗
Q3 2025$794M500Oct 15, 202513F-HRchanges · EDGAR ↗
Q2 2025$748M474Jul 17, 202513F-HRchanges · EDGAR ↗
Q1 2025$685M467Apr 17, 202513F-HRchanges · EDGAR ↗
Q4 2024$639M453Jan 23, 202513F-HRchanges · EDGAR ↗
Q3 2024$630M422Oct 17, 202413F-HRchanges · EDGAR ↗
Q2 2024$597M454Aug 8, 202413F-HRchanges · EDGAR ↗
Q1 2024$580M472Apr 22, 202413F-HRchanges · EDGAR ↗
Q4 2023$530M472Jan 25, 202413F-HRchanges · EDGAR ↗
Q3 2023$485M420Oct 24, 202313F-HRchanges · EDGAR ↗
Q2 2023$481M444Jul 18, 202313F-HRchanges · EDGAR ↗
Q1 2023$450M455Apr 18, 202313F-HRchanges · EDGAR ↗
Q4 2022$465M524Jan 18, 202313F-HRchanges · EDGAR ↗
Q3 2022$387M512Oct 20, 202213F-HRchanges · EDGAR ↗
Q2 2022$409M527Jul 19, 202213F-HRchanges · EDGAR ↗
Q1 2022$465M508Apr 22, 202213F-HRchanges · EDGAR ↗
Q4 2021$467M494Jan 20, 202213F-HRchanges · EDGAR ↗
Q3 2021$433M486Oct 21, 202113F-HRchanges · EDGAR ↗
Q2 2021$335M415Jul 22, 202113F-HRchanges · EDGAR ↗
Q1 2021$432M532May 3, 202113F-HRchanges · EDGAR ↗
Q4 2020$402M435Feb 1, 202113F-HRchanges · EDGAR ↗
Q3 2020$335M415Oct 19, 202013F-HRchanges · EDGAR ↗
Q2 2020$316M434Jul 17, 202013F-HRchanges · EDGAR ↗
Q1 2020$294M452Apr 24, 202013F-HRchanges · EDGAR ↗
Q4 2019$349M449Jan 16, 202013F-HRchanges · EDGAR ↗
Q3 2019$322M452Oct 18, 201913F-HRchanges · EDGAR ↗
Q2 2019$315M471Jul 18, 201913F-HRchanges · EDGAR ↗
Q1 2019$304M450Apr 23, 201913F-HRchanges · EDGAR ↗
Q4 2018$277M451Jan 31, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.