SEC 13F Intelligence

Managers / Q1 2023 · view latest →

Lee Financial Co

CIK 0001391166 · 8350 N. CENTRAL EXPRESSWAY, SUITE 1800, DALLAS, TX, 75206 · 9729601001

Reported Value
$583M
Q1 2023
Positions
950
Filings on Record
30
2019–present window
Filed
May 15, 2023
original filing

Summary

Lee Financial Co reported $583M in U.S.-listed holdings across 950 positions for Q1 2023.

Its largest position, Ishares Tr, represents 11.8% of the portfolio.

Compared with Q4 2022, the fund opened 76 new positions and exited 212.

Portfolio Metrics

Turnover
+8.7%
vs prior filed quarter
Top-10 Concentration
+58.6%
share of reported value
Largest Position
+11.8%
Ishares Tr
New / Exited
76 / 212
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $373MQ4 ’18Q1 ’19: $427MQ2 ’19: $443MQ3 ’19: $445MQ4 ’19: $463MQ4 ’19Q1 ’20: $301MQ2 ’20: $360MQ3 ’20: $358MQ4 ’20: $386MQ4 ’20Q1 ’21: $422MQ2 ’21: $471MQ3 ’21: $483MQ4 ’21: $532MQ4 ’21Q1 ’22: $559MQ2 ’22: $545MQ3 ’22: $535MQ4 ’22: $586MQ4 ’22Q1 ’23: $583MQ2 ’23: $571MQ3 ’23: $537MQ4 ’23: $570MQ4 ’23Q1 ’24: $600MQ2 ’24: $614MQ3 ’24: $704MQ4 ’24: $712MQ4 ’24Q1 ’25: $655MQ2 ’25: $697MQ3 ’25: $797MQ4 ’25: $741MQ4 ’25Q1 ’26: $709Mfilingsflow.com

Portfolio Composition

By security type
ETP: 77.4%Common Stock: 18.9%Other: 1.4%REIT: 1.3%MLP: 0.6%Other: 0.3%
  • ETP · 77.4% · $451M
  • Common Stock · 18.9% · $110M
  • Other · 1.4% · $8M
  • REIT · 1.3% · $8M
  • MLP · 0.6% · $4M
  • Other · 0.3% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
NDQINVESCO QQQ TRNEW+25.1K25.1K+$8M$8M
LINDE PLCNEW+4.7K4.7K+$2M$2M
ISHARES TRNEW+14.6K14.6K+$332,904$332,904
LIESUN LIFE FINANCIAL INC.NEW+6.6K6.6K+$310,135$310,135
WORLD GOLD TRNEW+6.2K6.2K+$242,013$242,013
SH1USDPROSHARES TRNEW+9.8K9.8K+$146,250$146,250
BARCLAYS BANK PLCNEW+3.3K3.3K+$146,048$146,048
DYHTARGET CORPNEW+524524+$86,791$86,791

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2023

28 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ACWIISHARES TRhistory →CORE S&P500 ETF · CORE S&P MCP ETF · 1 3 YR TREAS BD · CORE S&P SCP ETF · SHORT TREAS BD · MSCI USA MMENTM · SELECT DIVID ETF · 0-5 YR TIPS ETF · S&P 500 GRWT ETF · RUS MD CP GR ETF · CORE MSCI EAFE · MSCI ACWI ETF · EAFE SML CP ETF · S&P 500 VAL ETF · IBONDS DEC · IBONDS DEC202347.15%$275M2.01M
2SCHWAB STRATEGIC TRSCHWAB FDT US LG · SCHWB FDT INT LG · US MID-CAP ETF · US LRG CAP ETF · INTL EQTY ETF · EMRG MKTEQ ETF · US SML CAP ETF15.55%$91M2.12M
3BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW5.07%$30M95.7K
4FIRST TR EXCHANGE-TRADED FDNO AMER ENERGY4.04%$24M884.9K
5GQ9SPDR GOLD TRhistory →GOLD SHS3.52%$21M112.1K
6XLESELECT SECTOR SPDR TRhistory →ENERGY3.35%$20M235.7K
7AAPLAPPLE INChistory →COM1.96%$11M69.2K
8NDQINVESCO QQQ TRhistory →UNIT SER 11.38%$8M25.1K
9MSFTMICROSOFT CORPhistory →COM1.16%$7M23.5K
10BNLBROADSTONE NET LEASE INCCOM0.50%$3M168.8K
11AVGOBROADCOM INCCOM0.44%$3M4.0K
12VANGUARD INDEX FDSSMALL CP ETF0.41%$2M12.5K
13EXMOCEXXON MOBIL CORPCOM0.38%$2M20.1K
141939900DBROOKFIELD INFRASTRUCTURE COCOM SB VTG SHS A0.37%$2M46.7K
15ABBVABBVIE INCCOM0.36%$2M13.3K
16CRCCANADIAN NAT RES LTDCOM0.35%$2M37.3K
17VICIVICI PPTYS INCCOM0.33%$2M59.2K
18NEENEXTERA ENERGY INCCOM0.30%$2M22.4K
19QSRRESTAURANT BRANDS INTL INCCOM0.29%$2M25.5K
204I1PHILIP MORRIS INTL INCCOM0.29%$2M17.2K
21LINDE PLCSHS0.28%$2M4.6K
22WSOWATSCO INCCOM0.27%$2M5.0K
23BAHBOOZ ALLEN HAMILTON HLDG CORCL A0.26%$2M16.2K
24PAYXPAYCHEX INCCOM0.25%$1M12.9K
25ISHARES INCCORE MSCI EMKT0.25%$1M30.4K
26BRBROADRIDGE FINL SOLUTIONS INCOM0.25%$1M10.1K
27UNHUNITEDHEALTH GROUP INCCOM0.25%$1M3.1K
28SYYSYSCO CORPCOM0.25%$1M18.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$709M211Apr 13, 202613F-HRchanges · EDGAR ↗
Q4 2025$741M205Jan 22, 202613F-HRchanges · EDGAR ↗
Q3 2025$797M259Nov 4, 202513F-HRchanges · EDGAR ↗
Q2 2025$697M208Jul 24, 202513F-HRchanges · EDGAR ↗
Q1 2025$655M206May 13, 202513F-HRchanges · EDGAR ↗
Q4 2024$712M273Jan 30, 202513F-HRchanges · EDGAR ↗
Q3 2024$704M277Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$614M221Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$600M216May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$570M1,038Feb 8, 202413F-HRchanges · EDGAR ↗
Q3 2023$537M1,005Nov 9, 202313F-HRchanges · EDGAR ↗
Q2 2023$571M948Aug 8, 202313F-HRchanges · EDGAR ↗
Q1 2023$583M950May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$586M1,178Feb 9, 202313F-HRchanges · EDGAR ↗
Q3 2022$535M1,187Nov 2, 202213F-HRchanges · EDGAR ↗
Q2 2022$545M1,228Aug 10, 202213F-HRchanges · EDGAR ↗
Q1 2022$559M897May 11, 202213F-HRchanges · EDGAR ↗
Q4 2021$532M1,151Feb 8, 202213F-HRchanges · EDGAR ↗
Q3 2021$483M817Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$471M734Aug 4, 202113F-HRchanges · EDGAR ↗
Q1 2021$422M538May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$386M529Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$358M593Nov 3, 202013F-HRchanges · EDGAR ↗
Q2 2020$360M585Aug 11, 202013F-HRchanges · EDGAR ↗
Q1 2020$301M548May 7, 202013F-HRchanges · EDGAR ↗
Q4 2019$463M559Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$445M571Nov 8, 201913F-HRchanges · EDGAR ↗
Q2 2019$443M582Jul 30, 201913F-HRchanges · EDGAR ↗
Q1 2019$427M566Apr 30, 201913F-HRchanges · EDGAR ↗
Q4 2018$373M498Feb 11, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 3 additional managers.

  • GW&K Investment Management, LLC028-04145
  • TORTOISE CAPITAL ADVISORS, L.L.C.028-11123
  • O'SHAUGHNESSY ASSET MANAGEMENT, LLC028-12966

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.