SEC 13F Intelligence

Managers / Q3 2022 · view latest →

Lee Financial Co

CIK 0001391166 · 8350 N. CENTRAL EXPRESSWAY, SUITE 1800, DALLAS, TX, 75206 · 9729601001

Reported Value
$535M
Q3 2022
Positions
1,187
Filings on Record
30
2019–present window
Filed
Nov 2, 2022
original filing

Summary

Lee Financial Co reported $535M in U.S.-listed holdings across 1,187 positions for Q3 2022.

Its largest position, Ishares Tr, represents 10.5% of the portfolio.

Compared with Q2 2022, the fund opened 77 new positions and exited 141.

Portfolio Metrics

Turnover
+3.1%
vs prior filed quarter
Top-10 Concentration
+58.0%
share of reported value
Largest Position
+10.5%
Ishares Tr
New / Exited
77 / 141
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $373MQ4 ’18Q1 ’19: $427MQ2 ’19: $443MQ3 ’19: $445MQ4 ’19: $463MQ4 ’19Q1 ’20: $301MQ2 ’20: $360MQ3 ’20: $358MQ4 ’20: $386MQ4 ’20Q1 ’21: $422MQ2 ’21: $471MQ3 ’21: $483MQ4 ’21: $532MQ4 ’21Q1 ’22: $559MQ2 ’22: $545MQ3 ’22: $535MQ4 ’22: $586MQ4 ’22Q1 ’23: $583MQ2 ’23: $571MQ3 ’23: $537MQ4 ’23: $570MQ4 ’23Q1 ’24: $600MQ2 ’24: $614MQ3 ’24: $704MQ4 ’24: $712MQ4 ’24Q1 ’25: $655MQ2 ’25: $697MQ3 ’25: $797MQ4 ’25: $741MQ4 ’25Q1 ’26: $709Mfilingsflow.com

Portfolio Composition

By security type
ETP: 74.2%Common Stock: 20.8%REIT: 1.7%Other: 1.5%MLP: 1.5%Other: 0.3%
  • ETP · 74.2% · $397M
  • Common Stock · 20.8% · $111M
  • REIT · 1.7% · $9M
  • Other · 1.5% · $8M
  • MLP · 1.5% · $8M
  • Other · 0.3% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SLVOCREDIT SUISSE AG NASSAU BRHNEW+945945+$73,000$73,000
SELECT SECTOR SPDR TRNEW+682682+$46,000$46,000
MSBMESABI TRNEW+1.7K1.7K+$36,000$36,000
FIRST TR EXCH TRADED FD IIINEW+361361+$18,000$18,000
JJACOBS SOLUTIONS INCNEW+112112+$12,000$12,000
GSKGSK PLCNEW+360360+$11,000$11,000
ITCIEURINTRA-CELLULAR THERAPIES INCNEW+220220+$10,000$10,000
SPDR SER TRNEW+133133+$10,000$10,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2022

29 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ACWIISHARES TRCORE S&P500 ETF · CORE S&P MCP ETF · 1 3 YR TREAS BD · MSCI USA MMENTM · CORE S&P SCP ETF · 0-5 YR TIPS ETF · SELECT DIVID ETF · CORE MSCI EAFE · RUS MD CP GR ETF · S&P 500 GRWT ETF · EAFE SML CP ETF · MSCI ACWI ETF · IBONDS DEC2023 · CORE US AGGBD ET41.74%$223M1.82M
2SCHWAB STRATEGIC TRSCHWAB FDT US LG · SCHWB FDT INT LG · US MID-CAP ETF · US LRG CAP ETF · INTL EQTY ETF · EMRG MKTEQ ETF · US SML CAP ETF16.86%$90M2.64M
3BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW4.79%$26M95.9K
4FIRST TR EXCHANGE-TRADED FDNO AMER ENERGY4.15%$22M892.8K
5GQ9SPDR GOLD TRhistory →GOLD SHS3.43%$18M118.5K
6XLESELECT SECTOR SPDR TRhistory →ENERGY3.22%$17M239.2K
7AAPLAPPLE INChistory →COM2.90%$16M112.3K
8MSFTMICROSOFT CORPhistory →COM1.10%$6M25.3K
9NDQINVESCO QQQ TRUNIT SER 10.89%$5M17.9K
10BNLBROADSTONE NET LEASE INCCOM0.62%$3M211.9K
11ISHARES INCCORE MSCI EMKT0.46%$2M57.0K
12UNHUNITEDHEALTH GROUP INCCOM0.44%$2M4.6K
131939900DBROOKFIELD INFRASTRUCTURE COCOM SB VTG SHS A0.40%$2M53.0K
14VANGUARD INDEX FDSSMALL CP ETF0.39%$2M12.3K
15ABBVABBVIE INCCOM0.38%$2M15.2K
16AVGOBROADCOM INCCOM0.38%$2M4.6K
17VICIVICI PPTYS INCCOM0.38%$2M67.3K
18NEENEXTERA ENERGY INCCOM0.37%$2M25.5K
19CRCCANADIAN NAT RES LTDCOM0.37%$2M42.4K
20EXMOCEXXON MOBIL CORPCOM0.32%$2M19.9K
21BAHBOOZ ALLEN HAMILTON HLDG CORCL A0.32%$2M18.4K
22XIFRNEXTERA ENERGY PARTNERS LPCOM UNIT PART IN0.31%$2M23.3K
23PAYXPAYCHEX INCCOM0.31%$2M14.8K
24BRBROADRIDGE FINL SOLUTIONS INCOM0.31%$2M11.5K
25ETENERGY TRANSFER L PCOM UT LTD PTN0.30%$2M147.8K
26LINDE PLCSHS0.30%$2M6.0K
274I1PHILIP MORRIS INTL INCCOM0.30%$2M19.6K
28QSRRESTAURANT BRANDS INTL INCCOM0.29%$2M29.0K
29EVAUSDENVIVA INCCOM0.28%$2M25.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$709M211Apr 13, 202613F-HRchanges · EDGAR ↗
Q4 2025$741M205Jan 22, 202613F-HRchanges · EDGAR ↗
Q3 2025$797M259Nov 4, 202513F-HRchanges · EDGAR ↗
Q2 2025$697M208Jul 24, 202513F-HRchanges · EDGAR ↗
Q1 2025$655M206May 13, 202513F-HRchanges · EDGAR ↗
Q4 2024$712M273Jan 30, 202513F-HRchanges · EDGAR ↗
Q3 2024$704M277Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$614M221Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$600M216May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$570M1,038Feb 8, 202413F-HRchanges · EDGAR ↗
Q3 2023$537M1,005Nov 9, 202313F-HRchanges · EDGAR ↗
Q2 2023$571M948Aug 8, 202313F-HRchanges · EDGAR ↗
Q1 2023$583M950May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$586M1,178Feb 9, 202313F-HRchanges · EDGAR ↗
Q3 2022$535M1,187Nov 2, 202213F-HRchanges · EDGAR ↗
Q2 2022$545M1,228Aug 10, 202213F-HRchanges · EDGAR ↗
Q1 2022$559M897May 11, 202213F-HRchanges · EDGAR ↗
Q4 2021$532M1,151Feb 8, 202213F-HRchanges · EDGAR ↗
Q3 2021$483M817Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$471M734Aug 4, 202113F-HRchanges · EDGAR ↗
Q1 2021$422M538May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$386M529Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$358M593Nov 3, 202013F-HRchanges · EDGAR ↗
Q2 2020$360M585Aug 11, 202013F-HRchanges · EDGAR ↗
Q1 2020$301M548May 7, 202013F-HRchanges · EDGAR ↗
Q4 2019$463M559Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$445M571Nov 8, 201913F-HRchanges · EDGAR ↗
Q2 2019$443M582Jul 30, 201913F-HRchanges · EDGAR ↗
Q1 2019$427M566Apr 30, 201913F-HRchanges · EDGAR ↗
Q4 2018$373M498Feb 11, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 3 additional managers.

  • GW&K Investment Management, LLC028-04145
  • O'SHAUGHNESSY ASSET MANAGEMENT, LLC028-12966
  • TORTOISE CAPITAL ADVISORS, L.L.C.028-11123

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.