SEC 13F Intelligence

Managers / Q1 2026

FOUNDERS FINANCIAL SECURITIES LLC

CIK 0001342396 · 1026 CROMWELL BRIDGE ROAD, SUITE 100, TOWSON, MD, 21286 · 410 308-9988

Reported Value
$1.8B
Q1 2026
Positions
530
Filings on Record
32
2019–present window
Filed
Apr 17, 2026
amendment (RESTATEMENT)

Summary

Founders Financial Securities LLC reported $1.8B in U.S.-listed holdings across 530 positions for Q1 2026.

Its largest position, Spdr Series, represents 6.2% of the portfolio.

Compared with Q4 2025, the fund opened 32 new positions and exited 76.

Portfolio Metrics

Turnover
+9.6%
vs prior filed quarter
Top-10 Concentration
+29.1%
share of reported value
Largest Position
+6.2%
Spdr Series
New / Exited
32 / 76
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $276MQ4 ’18Q1 ’19: $316MQ2 ’19: $304MQ3 ’19: $314MQ4 ’19: $296MQ4 ’19Q1 ’20: $269MQ2 ’20: $309MQ3 ’20: $314MQ4 ’20: $417MQ4 ’20Q1 ’21: $434MQ2 ’21: $504MQ3 ’21: $497MQ4 ’21: $556MQ4 ’21Q1 ’22: $564MQ2 ’22: $512MQ3 ’22: $565MQ4 ’22: $636MQ4 ’22Q1 ’23: $693MQ2 ’23: $757MQ3 ’23: $772MQ4 ’23: $901MQ4 ’23Q1 ’24: $953MQ2 ’24: $1.1BQ3 ’24: $1.1BQ4 ’24: $1.1BQ4 ’24Q1 ’25: $1.2BQ2 ’25: $1.3BQ3 ’25: $1.5BQ4 ’25: $1.7BQ4 ’25Q1 ’26: $1.8Bfilingsflow.com

Portfolio Composition

By security type
ETP: 79.4%Common Stock: 18.0%ADR: 1.0%Other: 0.8%REIT: 0.3%Other: 0.4%
  • ETP · 79.4% · $1.4B
  • Common Stock · 18.0% · $319M
  • ADR · 1.0% · $17M
  • Other · 0.8% · $15M
  • REIT · 0.3% · $6M
  • Other · 0.4% · $7M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2025 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
BLACKROCK ETF TRUST IINEW+438.4K438.4K+$15M$15M
TRUST FOR PROFESSIONAL MANAGNEW+191.6K191.6K+$6M$6M
PGIM ETF TRNEW+105.7K105.7K+$5M$5M
ASTRAZENECA PLCNEW+15.8K15.8K+$3M$3M
ULUNILEVER PLCNEW+54.8K54.8K+$3M$3M
FIRST TR EXCHANGE-TRADED FDNEW+36.0K36.0K+$2M$2M
INVESCO EXCHANGE TRADED FD TNEW+14.0K14.0K+$1M$1M
FIDELITY COVINGTON TRUSTNEW+26.5K26.5K+$968,894$968,894

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2026

24 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SPDR SERIES TRUSTSTATE STREET SPD12.84%$228M2.81M
2ISHARES TRCORE S&P SCP ETF · CORE US AGGBD ET · CORE MSCI INTL · CORE S&P US GWT · CORE MSCI EAFE · US AER DEF ETF · MSCI USA MIN VOL · TRS FLT RT BD · CORE S&P500 ETF · 0-3 MNTH TREASRY · NATIONAL MUN ETF11.53%$204M1.86M
3XLFSELECT SECTOR SPDR TRSTATE STREET TEC · STATE STREET HEA · STATE STREET IND · STATE STREET CON · STATE STREET FIN · STATE STREET UTI · STATE STREET COM5.69%$101M985.4K
4VUGVANGUARD INDEX FDSMID CAP ETF · GROWTH ETF · VALUE ETF · TOTAL STK MKT4.25%$75M251.6K
5J P MORGAN EXCHANGE TRADED FCORE PLUS BD ETF · INTL HDGD EQT LA · MUNICIPAL ETF · INCOME ETF2.95%$52M1.07M
6VANGUARD SPECIALIZED FUNDSDIV APP ETF2.85%$50M226.5K
7DIMENSIONAL ETF TRUSTEMGR CRE EQT MNG2.83%$50M1.40M
8VANGUARD TAX-MANAGED FDSVAN FTSE DEV MKT2.53%$45M664.6K
9NVDANVIDIA CORPORATIONhistory →COM1.83%$32M176.4K
10FIDELITY MERRIMACK STR TRTOTAL BD ETF1.67%$30M644.4K
11AAPLAPPLE INChistory →COM1.30%$23M88.1K
12NDQINVESCO QQQ TRhistory →UNIT SER 11.21%$21M35.0K
13PIMCO ETF TRMULTISECTOR BD0.98%$17M657.4K
14BLACKROCK ETF TRUST IIISHARES LARG CAP0.87%$15M438.4K
15CGGRUSDCAPITAL GROUP GROWTH ETFhistory →SHS CREATION UNI0.84%$15M353.3K
16CGDVUSDCAPITAL GROUP DIVIDEND VALUEhistory →SHS CREATION UNI0.80%$14M318.6K
17ISHARES INCCORE MSCI EMKT0.75%$13M178.6K
18MSFTMICROSOFT CORPhistory →COM0.70%$12M33.2K
19AMZNAMAZON COM INChistory →COM0.61%$11M46.1K
20CGBLCAPITAL GROUP CORE BALANCEDSHS0.56%$10M278.5K
21CGUSUSDCAPITAL GROUP CORE EQUITY ETSHS CREATION UNI0.49%$9M215.8K
22AVGOBROADCOM INCCOM0.46%$8M22.8K
23GOOGLALPHABET INCCAP STK CL A0.45%$8M25.2K
24LVHILEGG MASON ETF INVTFRANKLIN INTL LW0.42%$7M181.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$1.8B530Apr 17, 2026RESTATEMENTchanges · EDGAR ↗
Q4 2025$1.7B574Feb 10, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.5B489Oct 15, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.3B491Aug 6, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.2B460May 12, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.1B435Feb 10, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.1B427Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.1B424Aug 2, 202413F-HRchanges · EDGAR ↗
Q1 2024$953M385Apr 17, 202413F-HRchanges · EDGAR ↗
Q4 2023$901M367Feb 6, 202413F-HRchanges · EDGAR ↗
Q3 2023$772M332Oct 17, 202313F-HRchanges · EDGAR ↗
Q2 2023$757M320Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$693M319May 4, 202313F-HRchanges · EDGAR ↗
Q4 2022$636M325Feb 8, 202313F-HRchanges · EDGAR ↗
Q3 2022$565M306Oct 27, 202213F-HRchanges · EDGAR ↗
Q2 2022$512M264Jul 27, 202213F-HRchanges · EDGAR ↗
Q1 2022$564M258May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$556M262Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$497M258Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$504M294Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$434M256May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$417M226Feb 9, 202113F-HRchanges · EDGAR ↗
Q3 2020$314M164Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$309M172Aug 12, 202013F-HRchanges · EDGAR ↗
Q1 2020$269M126May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$296M120Feb 11, 202013F-HRchanges · EDGAR ↗
Q3 2019$314M131Oct 17, 201913F-HRchanges · EDGAR ↗
Q2 2019$304M114Jul 22, 201913F-HRchanges · EDGAR ↗
Q1 2019$316M115Apr 25, 201913F-HRchanges · EDGAR ↗
Q4 2018$276M101Feb 19, 2019RESTATEMENTchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 3 additional managers.

  • Horizon Investments, LLC
  • Orion Portfolio Solutions
  • Betterment LLC

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.