SEC 13F Intelligence

Managers / Q4 2020 · view latest →

FOUNDERS FINANCIAL SECURITIES LLC

CIK 0001342396 · 1026 CROMWELL BRIDGE ROAD, SUITE 100, TOWSON, MD, 21286 · 410 308-9988

Reported Value
$417M
Q4 2020
Positions
226
Filings on Record
32
2019–present window
Filed
Feb 9, 2021
original filing

Summary

Founders Financial Securities LLC reported $417M in U.S.-listed holdings across 226 positions for Q4 2020.

Its largest position, Spdr, represents 8.1% of the portfolio.

Compared with Q3 2020, the fund opened 84 new positions and exited 16.

Portfolio Metrics

Turnover
+10.0%
vs prior filed quarter
Top-10 Concentration
+40.2%
share of reported value
Largest Position
+8.1%
Spdr
New / Exited
84 / 16
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $276MQ4 ’18Q1 ’19: $316MQ2 ’19: $304MQ3 ’19: $314MQ4 ’19: $296MQ4 ’19Q1 ’20: $269MQ2 ’20: $309MQ3 ’20: $314MQ4 ’20: $417MQ4 ’20Q1 ’21: $434MQ2 ’21: $504MQ3 ’21: $497MQ4 ’21: $556MQ4 ’21Q1 ’22: $564MQ2 ’22: $512MQ3 ’22: $565MQ4 ’22: $636MQ4 ’22Q1 ’23: $693MQ2 ’23: $757MQ3 ’23: $772MQ4 ’23: $901MQ4 ’23Q1 ’24: $953MQ2 ’24: $1.1BQ3 ’24: $1.1BQ4 ’24: $1.1BQ4 ’24Q1 ’25: $1.2BQ2 ’25: $1.3BQ3 ’25: $1.5BQ4 ’25: $1.7BQ4 ’25Q1 ’26: $1.8Bfilingsflow.com

Portfolio Composition

By security type
ETP: 77.4%Common Stock: 20.1%Other: 1.0%Closed-End Fund: 1.0%REIT: 0.5%Other: 0.1%
  • ETP · 77.4% · $323M
  • Common Stock · 20.1% · $84M
  • Other · 1.0% · $4M
  • Closed-End Fund · 1.0% · $4M
  • REIT · 0.5% · $2M
  • Other · 0.1% · $326,000

Quarter-over-Quarter Changes full breakdown →

vs Q3 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ISHARES TRNEW+35.0K35.0K+$8M$8M
ISHARES TRNEW+60.2K60.2K+$7M$7M
ISHARES INCNEW+82.6K82.6K+$6M$6M
ISHARES TRNEW+24.0K24.0K+$5M$5M
ISHARES TRNEW+100.6K100.6K+$4M$4M
ARK ETF TRNEW+30.5K30.5K+$4M$4M
DBX ETF TRNEW+109.4K109.4K+$4M$4M
ISHARES TRNEW+51.5K51.5K+$4M$4M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2020

28 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TRCORE US AGGBD ET · CORE S&P SCP ETF · CORE S&P500 ETF · CORE S&P MCP ETF · MSCI USA QLT FCT · MSCI USA MIN VOL · RUSSELL 2000 ETF · JPMORGAN USD EMG · BROAD USD HIGH · CORE MSCI EAFE · SELECT DIVID ETF · 1 3 YR TREAS BD · IBOXX HI YD ETF · MSCI EAFE MIN VL · IBOXX INV CP ETF · MSCI AC ASIA ETF · NATIONAL MUN ETF · RUS MID CAP ETF · PFD AND INCM SEC23.00%$96M946.2K
2SPDR SER TRPRTFLO S&P500 GW · PRTFLO S&P500 VL · PORTFOLIO S&P400 · PORTFOLIO AGRGTE18.30%$76M1.81M
3ISHARES INCCORE MSCI EMKT · MSCI JPN ETF NEW5.37%$22M354.0K
4VANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF4.04%$17M356.8K
5NDQINVESCO QQQ TRhistory →UNIT SER 12.84%$12M37.7K
6VANGUARD SPECIALIZED FUNDSDIV APP ETF2.64%$11M78.1K
7VANGUARD BD INDEX FDSTOTAL BND MRKT2.46%$10M116.4K
8FIRST TR VALUE LINE DIVID INSHS1.79%$7M213.2K
9AAPLAPPLE INChistory →COM1.75%$7M55.0K
10FIRST TR EXCHNG TRADED FD VITCW OPPORTUNIS1.48%$6M112.7K
11SPDR INDEX SHS FDSPORTFOLIO EMG MK1.45%$6M143.7K
12INVESCO EXCHANGE TRADED FD TS&P500 EQL WGT1.31%$5M43.0K
13AMZNAMAZON COM INCCOM0.99%$4M1.3K
14PIMCO ETF TRACTIVE BD ETF0.96%$4M35.4K
15SSGA ACTIVE ETF TRSPDR TR TACTIC0.92%$4M77.6K
16ARK ETF TRINNOVATION ETF0.91%$4M30.5K
17DBX ETF TRXTRACKERS S&P0.86%$4M109.4K
18MSFTMICROSOFT CORPCOM0.78%$3M14.7K
19HANCOCK JOHN TAX-ADVANTAGEDCOM0.62%$3M122.3K
20PGPROCTER AND GAMBLE COCOM0.61%$3M18.2K
21HDHOME DEPOT INCCOM0.48%$2M7.5K
22SHWSHERWIN WILLIAMS COCOM0.47%$2M2.7K
23JNJJOHNSON & JOHNSONCOM0.46%$2M12.1K
24NVDANVIDIA CORPORATIONCOM0.45%$2M3.6K
25DISDISNEY WALT COCOM0.43%$2M9.9K
26MDYSPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP0.41%$2M4.1K
27SPDR S&P 500 ETF TRTR UNIT0.39%$2M4.3K
28SHOPSHOPIFY INCCL A0.37%$2M1.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$1.8B530Apr 17, 2026RESTATEMENTchanges · EDGAR ↗
Q4 2025$1.7B574Feb 10, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.5B489Oct 15, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.3B491Aug 6, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.2B460May 12, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.1B435Feb 10, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.1B427Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.1B424Aug 2, 202413F-HRchanges · EDGAR ↗
Q1 2024$953M385Apr 17, 202413F-HRchanges · EDGAR ↗
Q4 2023$901M367Feb 6, 202413F-HRchanges · EDGAR ↗
Q3 2023$772M332Oct 17, 202313F-HRchanges · EDGAR ↗
Q2 2023$757M320Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$693M319May 4, 202313F-HRchanges · EDGAR ↗
Q4 2022$636M325Feb 8, 202313F-HRchanges · EDGAR ↗
Q3 2022$565M306Oct 27, 202213F-HRchanges · EDGAR ↗
Q2 2022$512M264Jul 27, 202213F-HRchanges · EDGAR ↗
Q1 2022$564M258May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$556M262Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$497M258Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$504M294Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$434M256May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$417M226Feb 9, 202113F-HRchanges · EDGAR ↗
Q3 2020$314M164Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$309M172Aug 12, 202013F-HRchanges · EDGAR ↗
Q1 2020$269M126May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$296M120Feb 11, 202013F-HRchanges · EDGAR ↗
Q3 2019$314M131Oct 17, 201913F-HRchanges · EDGAR ↗
Q2 2019$304M114Jul 22, 201913F-HRchanges · EDGAR ↗
Q1 2019$316M115Apr 25, 201913F-HRchanges · EDGAR ↗
Q4 2018$276M101Feb 19, 2019RESTATEMENTchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • Horizon Investments, LLC028-15165

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.