SEC 13F Intelligence

Managers / Q3 2021 · view latest →

SOL Capital Management CO

CIK 0001339270 · 111 ROCKVILLE PIKE, SUITE 750, ROCKVILLE, MD, 20850 · 301-881-3727

Reported Value
$503M
Q3 2021
Positions
243
Filings on Record
30
2019–present window
Filed
Oct 26, 2021
original filing

Summary

Sol Capital Management Co reported $503M in U.S.-listed holdings across 243 positions for Q3 2021.

Its largest position, Invesco Kbw Bank Etf, represents 4.0% of the portfolio.

Compared with Q2 2021, the fund opened 2 new positions and exited 5.

Portfolio Metrics

Turnover
+3.7%
vs prior filed quarter
Top-10 Concentration
+26.6%
share of reported value
Largest Position
+4.0%
Invesco Kbw Bank Etf
New / Exited
2 / 5
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $313MQ4 ’18Q1 ’19: $359MQ2 ’19: $368MQ3 ’19: $366MQ4 ’19: $396MQ4 ’19Q1 ’20: $302MQ2 ’20: $353MQ3 ’20: $363MQ4 ’20: $429MQ4 ’20Q1 ’21: $474MQ2 ’21: $505MQ3 ’21: $503MQ4 ’21: $553MQ4 ’21Q1 ’22: $554MQ2 ’22: $494MQ3 ’22: $481MQ4 ’22: $565MQ4 ’22Q1 ’23: $610MQ3 ’23: $645,413Q4 ’23: $736,519Q1 ’24: $795,265Q1 ’24Q2 ’24: $833,306Q3 ’24: $900,539Q4 ’24: $898,148Q1 ’25: $907,202Q1 ’25Q2 ’25: $1MQ3 ’25: $1MQ4 ’25: $1Mfilingsflow.com

Portfolio Composition

By security type
ETP: 42.3%Common Stock: 31.8%Other: 23.1%Closed-End Fund: 1.3%ADR: 1.1%Other: 0.5%
  • ETP · 42.3% · $213M
  • Common Stock · 31.8% · $160M
  • Other · 23.1% · $116M
  • Closed-End Fund · 1.3% · $6M
  • ADR · 1.1% · $6M
  • Other · 0.5% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
General Electric CompanyNEW+43.5K43.5K+$4M$4M
BYByline Bancorp Inc.NEW+53.8K53.8K+$1M$1M
iShares S&P Global TechnologyADDED+91.2K110.8K−$325,000$6M
Avantis Emerging Markets EquitADDED+12.8K17.8K+$800,000$1M
PDOPIMCO Dynamic Income OpportuniADDED+124.2K196.6K+$2M$4M
JP Morgan Ultra Short Income FADDED+11.3K19.6K+$575,000$994,000
Alibaba Group Holding LimitedADDED+4.2K7.8K+$345,000$1M
Avantis US Small Cap ValueETFADDED+3.4K6.8K+$260,000$512,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1Invesco KBW Bank ETFCOM3.98%$20M298.1K
2Vanguard Mid-Cap ETFCOM3.82%$19M81.0K
3AAPLApple Inc.history →COM3.42%$17M121.4K
4Invesco QQQ Trust Series 1COM3.10%$16M43.6K
5VTVVanguard Value ETFhistory →COM2.36%$12M87.5K
6PIMCO Short Maturity ETFCOM2.26%$11M111.5K
7IBOCInternational Bancshares Corp.history →COM2.19%$11M263.8K
8iShares Core MSCI Emerging MktCOM1.95%$10M158.8K
9Vanguard Mega Cap 300 Value InCOM1.79%$9M92.1K
10Vanguard Mega Cap 300 Growth ICOM1.77%$9M38.0K
11Vanguard Extended Market IndexCOM1.66%$8M45.7K
12MSFTMicrosoft Corp.history →COM1.54%$8M27.4K
13BXBlackstone Group Inc. Cl Ahistory →COM1.49%$8M64.5K
14KKR & Co. Inc.COM1.41%$7M116.6K
15BACBank of America Corp.history →COM1.38%$7M163.2K
16iShares S&P Global TechnologyCOM1.25%$6M110.8K
17CGCarlyle Grouphistory →COM1.23%$6M131.2K
18Global X Robotics & AI ThematiCOM1.23%$6M168.7K
19XLEEnergy Select Sector SPDRhistory →COM1.18%$6M114.1K
20Vanguard FTSE All World Ex-USCOM1.17%$6M96.5K
21UNHUnitedHealth Group, Inc.history →COM1.15%$6M14.8K
22iShares Core S&P Midcap ETFCOM1.14%$6M21.9K
23iShares Russell 1000 Value IndCOM1.10%$6M35.3K
24Vanguard Financials ETFCOM1.06%$5M57.7K
25Vanguard Total International SCOM1.04%$5M82.8K
26Vanguard Emerging Markets ETFCOM1.04%$5M104.5K
27JPMJPMorgan Chase & Co.COM1.00%$5M30.7K
28Paypal Holdings Inc.COM0.91%$5M17.7K
29General Electric CompanyCOM0.89%$4M43.5K
30iShares Russell 2000 Index ETFCOM0.88%$4M20.3K
31SPDR S&P Global Natural ResourCOM0.87%$4M84.8K
32Vanguard Mid-Cap Value ETFCOM0.85%$4M30.7K
33Goldman Sachs Innovative EquitCOM0.84%$4M71.1K
34PDOPIMCO Dynamic Income OpportuniCOM0.82%$4M196.6K
35Apollo Global Management Inc.COM0.80%$4M65.6K
36HDHome Depot Inc.COM0.79%$4M12.2K
37Global X MLP & Energy InfrastrCOM0.79%$4M110.2K
38TRVCCitigroup Inc.COM0.76%$4M54.4K
39Vanguard Total Stock Mkt ETFCOM0.73%$4M16.5K
40iShares MSCI EAFE Value IndexCOM0.67%$3M66.7K
41iShares S&P Midcap 400/Value ECOM0.65%$3M31.6K
42CMCSAComcast Corp New Cl ACOM0.65%$3M58.0K
43ORCLOracle Corp.COM0.62%$3M35.9K
44SCHWCharles Schwab Corp.COM0.62%$3M42.9K
45VUGVanguard Growth ETFCOM0.60%$3M10.4K
46Brookfield Asset Management ClCOM0.59%$3M55.2K
47WFCWells Fargo & Co. NewCOM0.57%$3M62.0K
48LUMNLumen Technologies, Inc.COM0.56%$3M228.6K
49Vanguard Small Cap ETFCOM0.55%$3M12.6K
50Vanguard Global ex-US Real EstCOM0.54%$3M48.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026Under review52Apr 24, 202613F-HRchanges · EDGAR ↗
Q4 2025$1M308Jan 30, 202613F-HRchanges · EDGAR ↗
Q3 2025$1M305Oct 29, 202513F-HRchanges · EDGAR ↗
Q2 2025$1M304Jul 22, 202513F-HRchanges · EDGAR ↗
Q1 2025$907,202298Apr 23, 202513F-HRchanges · EDGAR ↗
Q4 2024$898,148306Jan 23, 202513F-HRchanges · EDGAR ↗
Q3 2024$900,539310Oct 22, 202413F-HRchanges · EDGAR ↗
Q2 2024$833,306300Jul 23, 202413F-HRchanges · EDGAR ↗
Q1 2024$795,265303Apr 24, 202413F-HRchanges · EDGAR ↗
Q4 2023$736,519298Jan 25, 202413F-HRchanges · EDGAR ↗
Q3 2023$645,413292Oct 19, 202313F-HRchanges · EDGAR ↗
Q2 2023Under review280Jul 26, 202313F-HRchanges · EDGAR ↗
Q1 2023$610M278Apr 19, 202313F-HRchanges · EDGAR ↗
Q4 2022$565M275Jan 24, 202313F-HRchanges · EDGAR ↗
Q3 2022$481M265Oct 12, 202213F-HRchanges · EDGAR ↗
Q2 2022$494M255Jul 21, 202213F-HRchanges · EDGAR ↗
Q1 2022$554M259Apr 18, 202213F-HRchanges · EDGAR ↗
Q4 2021$553M261Jan 19, 202213F-HRchanges · EDGAR ↗
Q3 2021$503M243Oct 26, 202113F-HRchanges · EDGAR ↗
Q2 2021$505M246Jul 20, 202113F-HRchanges · EDGAR ↗
Q1 2021$474M236Apr 22, 202113F-HRchanges · EDGAR ↗
Q4 2020$429M232Jan 22, 202113F-HRchanges · EDGAR ↗
Q3 2020$363M219Oct 23, 202013F-HRchanges · EDGAR ↗
Q2 2020$353M215Jul 31, 202013F-HRchanges · EDGAR ↗
Q1 2020$302M210Apr 22, 202013F-HRchanges · EDGAR ↗
Q4 2019$396M232Jan 27, 202013F-HRchanges · EDGAR ↗
Q3 2019$366M238Oct 21, 201913F-HRchanges · EDGAR ↗
Q2 2019$368M241Jul 17, 201913F-HRchanges · EDGAR ↗
Q1 2019$359M241Apr 30, 201913F-HRchanges · EDGAR ↗
Q4 2018$313M231Jan 25, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.