SEC 13F Intelligence

Managers / Q1 2021 · view latest →

SOL Capital Management CO

CIK 0001339270 · 111 ROCKVILLE PIKE, SUITE 750, ROCKVILLE, MD, 20850 · 301-881-3727

Reported Value
$474M
Q1 2021
Positions
236
Filings on Record
30
2019–present window
Filed
Apr 22, 2021
original filing

Summary

Sol Capital Management Co reported $474M in U.S.-listed holdings across 236 positions for Q1 2021.

Its largest position, Invesco Kbw Bank Etf, represents 4.5% of the portfolio.

Compared with Q4 2020, the fund opened 9 new positions and exited 5.

Portfolio Metrics

Turnover
+2.3%
vs prior filed quarter
Top-10 Concentration
+27.6%
share of reported value
Largest Position
+4.5%
Invesco Kbw Bank Etf
New / Exited
9 / 5
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $313MQ4 ’18Q1 ’19: $359MQ2 ’19: $368MQ3 ’19: $366MQ4 ’19: $396MQ4 ’19Q1 ’20: $302MQ2 ’20: $353MQ3 ’20: $363MQ4 ’20: $429MQ4 ’20Q1 ’21: $474MQ2 ’21: $505MQ3 ’21: $503MQ4 ’21: $553MQ4 ’21Q1 ’22: $554MQ2 ’22: $494MQ3 ’22: $481MQ4 ’22: $565MQ4 ’22Q1 ’23: $610MQ3 ’23: $645,413Q4 ’23: $736,519Q1 ’24: $795,265Q1 ’24Q2 ’24: $833,306Q3 ’24: $900,539Q4 ’24: $898,148Q1 ’25: $907,202Q1 ’25Q2 ’25: $1MQ3 ’25: $1MQ4 ’25: $1Mfilingsflow.com

Portfolio Composition

By security type
ETP: 42.6%Common Stock: 32.2%Other: 22.9%ADR: 1.1%Closed-End Fund: 0.6%Other: 0.6%
  • ETP · 42.6% · $202M
  • Common Stock · 32.2% · $152M
  • Other · 22.9% · $109M
  • ADR · 1.1% · $5M
  • Closed-End Fund · 0.6% · $3M
  • Other · 0.6% · $3M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
LUMNLumen Technologies, Inc.NEW+234.4K234.4K+$3M$3M
PDOPIMCO Dynamic Income OpportuniNEW+19.3K19.3K+$388,000$388,000
Robo Global Robotics & AutomatNEW+5.4K5.4K+$345,000$345,000
ViatrisNEW+22.2K22.2K+$310,000$310,000
RVTRoyce Value Trust Inc.NEW+13.5K13.5K+$244,000$244,000
iShares MSCI AC Asia Ex-JapanNEW+2.4K2.4K+$226,000$226,000
MOAltria Group IncNEW+4.3K4.3K+$220,000$220,000
PIMCO 0-5 Yr. High Yield Corp.NEW+2.0K2.0K+$203,000$203,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1Invesco KBW Bank ETFCOM4.45%$21M341.0K
2Vanguard Mid-Cap ETFCOM3.77%$18M80.8K
3IBOCInternational Bancshares Corp.history →COM3.21%$15M328.0K
4AAPLApple Inc.history →COM3.10%$15M120.3K
5Invesco QQQ Trust Series 1COM3.04%$14M45.2K
6VTVVanguard Value ETFhistory →COM2.31%$11M83.4K
7iShares Core MSCI Emerging MktCOM2.14%$10M157.6K
8Vanguard Mega Cap 300 Value InCOM1.94%$9M96.8K
9PIMCO Short Maturity ETFCOM1.87%$9M87.1K
10Vanguard Mega Cap 300 Growth ICOM1.70%$8M39.0K
11Vanguard Extended Market IndexCOM1.49%$7M39.9K
12MSFTMicrosoft Corp.history →COM1.43%$7M28.7K
13BACBank of America Corp.history →COM1.42%$7M174.0K
14XLEEnergy Select Sector SPDRhistory →COM1.32%$6M127.3K
15iShares S&P Global TechnologyCOM1.31%$6M20.2K
16KKR & Co. Inc.COM1.28%$6M124.4K
17UNHUnitedHealth Group, Inc.history →COM1.27%$6M16.1K
18Vanguard FTSE All World Ex-USCOM1.24%$6M96.8K
19iShares Core S&P Midcap ETFCOM1.22%$6M22.2K
20iShares Russell 1000 Value IndCOM1.22%$6M38.1K
21Vanguard Emerging Markets ETFCOM1.17%$6M106.3K
22Global X Robotics & AI ThematiCOM1.17%$6M166.9K
23Vanguard Total International SCOM1.15%$5M86.9K
24Vanguard Financials ETFCOM1.11%$5M62.2K
25CGCarlyle Grouphistory →COM1.08%$5M139.6K
26BXBlackstone Group Inc. Cl Ahistory →COM1.05%$5M67.0K
27JPMJPMorgan Chase & Co.history →COM1.03%$5M32.0K
28General Electric CompanyCOM1.02%$5M369.2K
29SPDR S&P Global Natural ResourCOM0.98%$5M92.7K
30iShares Russell 2000 Index ETFCOM0.94%$4M20.2K
31Paypal Holdings Inc.COM0.94%$4M18.3K
32Vanguard Mid-Cap Value ETFCOM0.92%$4M32.4K
33TRVCCitigroup Inc.COM0.86%$4M55.9K
34HDHome Depot Inc.COM0.84%$4M13.0K
35Vanguard Total Stock Mkt ETFCOM0.81%$4M18.5K
36Global X MLP & Energy InfrastrCOM0.79%$4M119.2K
37FDXFedEx Corp.COM0.76%$4M12.6K
38iShares MSCI EAFE Value IndexCOM0.71%$3M65.7K
39CMCSAComcast Corp New Cl ACOM0.69%$3M60.3K
40iShares S&P Midcap 400/Value ECOM0.67%$3M31.3K
41LUMNLumen Technologies, Inc.COM0.66%$3M234.4K
42Goldman Sachs Innovative EquitCOM0.65%$3M53.9K
43Apollo Global Management Inc.COM0.65%$3M65.4K
44iShares S&P 500/Barra Value ETCOM0.63%$3M21.1K
45SCHWCharles Schwab Corp.COM0.62%$3M45.1K
46VUGVanguard Growth ETFCOM0.60%$3M11.1K
47DISThe Walt Disney Co.COM0.58%$3M15.0K
48iShares Russell 1000 Growth InCOM0.57%$3M11.1K
49INTCIntel Corp.COM0.56%$3M41.7K
50WFCWells Fargo & Co. NewCOM0.56%$3M68.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026Under review52Apr 24, 202613F-HRchanges · EDGAR ↗
Q4 2025$1M308Jan 30, 202613F-HRchanges · EDGAR ↗
Q3 2025$1M305Oct 29, 202513F-HRchanges · EDGAR ↗
Q2 2025$1M304Jul 22, 202513F-HRchanges · EDGAR ↗
Q1 2025$907,202298Apr 23, 202513F-HRchanges · EDGAR ↗
Q4 2024$898,148306Jan 23, 202513F-HRchanges · EDGAR ↗
Q3 2024$900,539310Oct 22, 202413F-HRchanges · EDGAR ↗
Q2 2024$833,306300Jul 23, 202413F-HRchanges · EDGAR ↗
Q1 2024$795,265303Apr 24, 202413F-HRchanges · EDGAR ↗
Q4 2023$736,519298Jan 25, 202413F-HRchanges · EDGAR ↗
Q3 2023$645,413292Oct 19, 202313F-HRchanges · EDGAR ↗
Q2 2023Under review280Jul 26, 202313F-HRchanges · EDGAR ↗
Q1 2023$610M278Apr 19, 202313F-HRchanges · EDGAR ↗
Q4 2022$565M275Jan 24, 202313F-HRchanges · EDGAR ↗
Q3 2022$481M265Oct 12, 202213F-HRchanges · EDGAR ↗
Q2 2022$494M255Jul 21, 202213F-HRchanges · EDGAR ↗
Q1 2022$554M259Apr 18, 202213F-HRchanges · EDGAR ↗
Q4 2021$553M261Jan 19, 202213F-HRchanges · EDGAR ↗
Q3 2021$503M243Oct 26, 202113F-HRchanges · EDGAR ↗
Q2 2021$505M246Jul 20, 202113F-HRchanges · EDGAR ↗
Q1 2021$474M236Apr 22, 202113F-HRchanges · EDGAR ↗
Q4 2020$429M232Jan 22, 202113F-HRchanges · EDGAR ↗
Q3 2020$363M219Oct 23, 202013F-HRchanges · EDGAR ↗
Q2 2020$353M215Jul 31, 202013F-HRchanges · EDGAR ↗
Q1 2020$302M210Apr 22, 202013F-HRchanges · EDGAR ↗
Q4 2019$396M232Jan 27, 202013F-HRchanges · EDGAR ↗
Q3 2019$366M238Oct 21, 201913F-HRchanges · EDGAR ↗
Q2 2019$368M241Jul 17, 201913F-HRchanges · EDGAR ↗
Q1 2019$359M241Apr 30, 201913F-HRchanges · EDGAR ↗
Q4 2018$313M231Jan 25, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.