SEC 13F Intelligence

Managers / Q3 2019 · view latest →

Advisors Asset Management, Inc.

CIK 0001297376 · 18925 BASE CAMP ROAD, MONUMENT, CO, 80132 · 719-488-8251

Reported Value
$5.4B
Q3 2019
Positions
1,577
Filings on Record
33
2019–present window
Filed
Nov 14, 2019
original filing

Summary

Advisors Asset Management, Inc. reported $5.4B in U.S.-listed holdings across 1,577 positions for Q3 2019.

Its largest position, MSFT, represents 2.7% of the portfolio.

Compared with Q2 2019, the fund opened 83 new positions and exited 56.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $5.0BQ4 ’18Q1 ’19: $5.6BQ2 ’19: $5.5BQ3 ’19: $5.4BQ4 ’19: $11.3BQ4 ’19Q1 ’20: $5.7BQ2 ’20: $5.1BQ3 ’20: $5.4BQ4 ’20: $6.0BQ4 ’20Q1 ’21: $6.4BQ2 ’21: $6.8BQ3 ’21: $6.6BQ4 ’21: $7.0BQ4 ’21Q1 ’22: $6.5BQ2 ’22: $5.3BQ3 ’22: $4.8BQ4 ’22: $4.85TQ4 ’22Q1 ’23: $4.9BQ2 ’23: $4.9BQ3 ’23: $4.6BQ4 ’23: $4.9BQ4 ’23Q1 ’24: $5.2BQ2 ’24: $5.1BQ3 ’24: $5.4BQ4 ’24: $5.4BQ4 ’24Q1 ’25: $5.3BQ2 ’25: $5.6BQ3 ’25: $5.9BQ4 ’25: $6.0BQ4 ’25Q1 ’26: $6.0Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 72.6%Closed-End Fund: 11.3%Other: 8.8%REIT: 4.5%ADR: 2.3%Other: 0.6%
  • Common Stock · 72.6% · $3.9B
  • Closed-End Fund · 11.3% · $611M
  • Other · 8.8% · $479M
  • REIT · 4.5% · $243M
  • ADR · 2.3% · $125M
  • Other · 0.6% · $30M

Quarter-over-Quarter Changes full breakdown →

Holdings — Q3 2019

Loading…
Export to Excel
#IssuerClass% PortfolioValue ↓Shares

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$6.0B1,453May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$6.0B1,440Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$5.9B1,453Nov 6, 202513F-HRchanges · EDGAR ↗
Q2 2025$5.6B1,472Aug 12, 202513F-HRchanges · EDGAR ↗
Q1 2025$5.3B1,494May 15, 202513F-HRchanges · EDGAR ↗
Q4 2024$5.4B1,472Feb 10, 202513F-HRchanges · EDGAR ↗
Q3 2024$5.4B1,460Nov 8, 202413F-HRchanges · EDGAR ↗
Q2 2024$5.1B1,436Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$5.2B1,395May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$4.9B1,401Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$4.6B1,404Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$4.9B1,417Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$4.9B1,447May 12, 202313F-HRchanges · EDGAR ↗
Q4 2022$4.85T1,480Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$4.8B1,460Nov 8, 202213F-HRchanges · EDGAR ↗
Q2 2022$5.3B1,489Aug 8, 202213F-HRchanges · EDGAR ↗
Q1 2022$6.5B1,484May 17, 202213F-HRchanges · EDGAR ↗
Q4 2021$7.0B1,487Feb 15, 202213F-HRchanges · EDGAR ↗
Q3 2021$6.6B1,463Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$6.8B1,401Jul 30, 202113F-HRchanges · EDGAR ↗
Q1 2021$6.4B1,478May 7, 202113F-HRchanges · EDGAR ↗
Q4 2020$6.0B1,507Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$5.4B1,520Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$5.1B1,522Aug 12, 202013F-HRchanges · EDGAR ↗
Q1 2020$5.7B1,556May 20, 2020RESTATEMENTchanges · EDGAR ↗
Q4 2019$11.3B1,556Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$5.4B1,577Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$5.5B1,550Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$5.6B1,816May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$5.0B1,599Feb 7, 2019RESTATEMENTchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 4 additional managers.

  • BAHL & GAYNOR INC028-02825
  • Vident Investment Advisory, LLC028-16741
  • HARTFORD INVESTMENT MANAGEMENT CO028-06652
  • Phocas Financial Corp.028-12179

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.