SEC 13F Intelligence

Managers / Q4 2018 · view latest →

Advisors Asset Management, Inc.

CIK 0001297376 · 18925 BASE CAMP ROAD, MONUMENT, CO, 80132 · 719-488-8251

Reported Value
$5.0B
Q4 2018
Positions
1,599
Filings on Record
33
2019–present window
Filed
Feb 7, 2019
amendment (RESTATEMENT)

Summary

Advisors Asset Management, Inc. reported $5.0B in U.S.-listed holdings across 1,599 positions for Q4 2018.

Its largest position, AMZN, represents 2.3% of the portfolio.

Portfolio Metrics

Top-10 Concentration
+13.9%
share of reported value
Largest Position
+2.3%
Amazon Com

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $5.0BQ4 ’18Q1 ’19: $5.6BQ2 ’19: $5.5BQ3 ’19: $5.4BQ4 ’19: $11.3BQ4 ’19Q1 ’20: $5.7BQ2 ’20: $5.1BQ3 ’20: $5.4BQ4 ’20: $6.0BQ4 ’20Q1 ’21: $6.4BQ2 ’21: $6.8BQ3 ’21: $6.6BQ4 ’21: $7.0BQ4 ’21Q1 ’22: $6.5BQ2 ’22: $5.3BQ3 ’22: $4.8BQ4 ’22: $4.9BQ4 ’22Q1 ’23: $4.9BQ2 ’23: $4.9BQ3 ’23: $4.6BQ4 ’23: $4.9BQ4 ’23Q1 ’24: $5.2BQ2 ’24: $5.1BQ3 ’24: $5.4BQ4 ’24: $5.4BQ4 ’24Q1 ’25: $5.3BQ2 ’25: $5.6BQ3 ’25: $5.9BQ4 ’25: $6.0BQ4 ’25Q1 ’26: $6.0Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 70.6%Closed-End Fund: 11.5%Other: 10.2%REIT: 4.4%ADR: 2.8%Other: 0.5%
  • Common Stock · 70.6% · $3.5B
  • Closed-End Fund · 11.5% · $572M
  • Other · 10.2% · $505M
  • REIT · 4.4% · $218M
  • ADR · 2.8% · $139M
  • Other · 0.5% · $25M

Quarter-over-Quarter Changes full breakdown →

IssuerMoveShare ΔShares nowValue ΔValue now
AMZNAMAZON COM INCNEW+75.8K75.8K+$114M$114M
MSFTMICROSOFT CORPNEW+960.8K960.8K+$98M$98M
GOOGLALPHABET INCNEW+72.1K72.1K+$75M$75M
AAPLAPPLE INCNEW+441.9K441.9K+$69M$69M
BACVERIZON COMMUNICATIONS INCNEW+1.21M1.21M+$68M$68M
PFEPFIZER INCNEW+1.41M1.41M+$62M$62M
VVISA INCNEW+456.7K456.7K+$60M$60M
METAFACEBOOK INCNEW+414.7K414.7K+$54M$54M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2018

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AMZNAMAZON COM INChistory →COM2.29%$114M75.8K
2MSFTMICROSOFT CORPhistory →COM1.96%$98M960.8K
3GOOGLALPHABET INChistory →CAP STK CL A1.52%$75M72.1K
4AAPLAPPLE INChistory →COM1.38%$69M441.9K
5BACVERIZON COMMUNICATIONS INChistory →COM1.37%$68M1.21M
6PFEPFIZER INChistory →COM1.24%$62M1.41M
7VVISA INChistory →COM CL A1.21%$60M456.7K
8METAFACEBOOK INChistory →CL A1.09%$54M414.7K
9MRKMERCK & CO INChistory →COM0.99%$49M646.2K
10MAMASTERCARD INCORPORATEDhistory →CL A0.80%$40M211.7K
11CSCOCISCO SYS INChistory →COM0.80%$40M913.7K
12HDHOME DEPOT INChistory →COM0.75%$37M215.9K
13IBMINTERNATIONAL BUSINESS MACHShistory →COM0.71%$35M310.5K
14CHVCHEVRON CORP NEWhistory →COM0.71%$35M322.5K
15JPMJPMORGAN CHASE & COhistory →COM0.70%$35M354.4K
16TAT&T INChistory →COM0.69%$34M1.20M
17JNJJOHNSON & JOHNSONhistory →COM0.66%$33M254.7K
18CMCSACOMCAST CORP NEWhistory →CL A0.64%$32M931.0K
19PYPLPAYPAL HLDGS INChistory →COM0.62%$31M367.8K
208CWCROWN CASTLE INTL CORP NEWhistory →COM0.61%$30M280.2K
21KOCOCA COLA COhistory →COM0.59%$29M614.4K
22PGPROCTER AND GAMBLE COhistory →COM0.56%$28M300.9K
23AMTAMERICAN TOWER CORP NEWhistory →COM0.54%$27M168.7K
24SOSOUTHERN COhistory →COM0.53%$26M597.7K
25MOALTRIA GROUP INChistory →COM0.51%$25M516.0K
26EXMOCEXXON MOBIL CORPhistory →COM0.51%$25M370.2K
27MEDTRONIC PLCSHS0.50%$25M272.9K
28TWO HBRS INVT CORPCOM NEW0.49%$24M1.89M
29DHRB & G FOODS INC NEWhistory →COM0.48%$24M822.3K
30NEENEXTERA ENERGY INChistory →COM0.48%$24M136.7K
31BLKCHFBLACKROCK INChistory →COM0.47%$23M59.3K
32ABBVABBVIE INChistory →COM0.46%$23M253.5K
33FL9CVR ENERGY INChistory →COM0.46%$23M656.7K
34INTCINTEL CORPhistory →COM0.45%$22M478.8K
35ADBEADOBE INChistory →COM0.45%$22M98.1K
36LMTLOCKHEED MARTIN CORPhistory →COM0.44%$22M84.0K
37TXNTEXAS INSTRS INChistory →COM0.44%$22M232.5K
38OKEONEOK INC NEWhistory →COM0.44%$22M404.1K
39PPLPPL CORPhistory →COM0.43%$21M757.9K
40PEGIEURPATTERN ENERGY GROUP INChistory →CL A0.43%$21M1.14M
41TDSTELEPHONE & DATA SYS INChistory →COM NEW0.42%$21M647.3K
42ALLIANZGI EQUITY & CONV INCOCOM0.42%$21M1.14M
43UNHUNITEDHEALTH GROUP INChistory →COM0.42%$21M83.5K
44TMOTHERMO FISHER SCIENTIFIC INChistory →COM0.42%$21M92.8K
45OGM1COGENT COMMUNICATIONS HLDGShistory →COM NEW0.41%$21M453.5K
46DUKDUKE ENERGY CORP NEWhistory →COM NEW0.41%$21M237.6K
47CTLEURCENTURYLINK INChistory →COM0.41%$20M1.34M
484I1PHILIP MORRIS INTL INChistory →COM0.41%$20M302.1K
49HONGBPHONEYWELL INTL INChistory →COM0.40%$20M148.9K
50FDXFEDEX CORPhistory →COM0.40%$20M121.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$6.0B1,453May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$6.0B1,440Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$5.9B1,453Nov 6, 202513F-HRchanges · EDGAR ↗
Q2 2025$5.6B1,472Aug 12, 202513F-HRchanges · EDGAR ↗
Q1 2025$5.3B1,494May 15, 202513F-HRchanges · EDGAR ↗
Q4 2024$5.4B1,472Feb 10, 202513F-HRchanges · EDGAR ↗
Q3 2024$5.4B1,460Nov 8, 202413F-HRchanges · EDGAR ↗
Q2 2024$5.1B1,436Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$5.2B1,395May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$4.9B1,401Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$4.6B1,404Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$4.9B1,417Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$4.9B1,447May 12, 202313F-HRchanges · EDGAR ↗
Q4 2022$4.9B1,480Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$4.8B1,460Nov 8, 202213F-HRchanges · EDGAR ↗
Q2 2022$5.3B1,489Aug 8, 202213F-HRchanges · EDGAR ↗
Q1 2022$6.5B1,484May 17, 202213F-HRchanges · EDGAR ↗
Q4 2021$7.0B1,487Feb 15, 202213F-HRchanges · EDGAR ↗
Q3 2021$6.6B1,463Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$6.8B1,401Jul 30, 202113F-HRchanges · EDGAR ↗
Q1 2021$6.4B1,478May 7, 202113F-HRchanges · EDGAR ↗
Q4 2020$6.0B1,507Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$5.4B1,520Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$5.1B1,522Aug 12, 202013F-HRchanges · EDGAR ↗
Q1 2020$5.7B1,556May 20, 2020RESTATEMENTchanges · EDGAR ↗
Q4 2019$11.3B1,556Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$5.4B1,577Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$5.5B1,550Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$5.6B1,816May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$5.0B1,599Feb 7, 2019RESTATEMENTchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 4 additional managers.

  • BAHL & GAYNOR INC028-02825
  • Vident Investment Advisory, LLC028-16741
  • HARTFORD INVESTMENT MANAGEMENT CO028-06652
  • Phocas Financial Corp.028-12179

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.