SEC 13F Intelligence

Managers / Q4 2021 · view latest →

WEST BANCORPORATION INC

CIK 0001166928 · 3330 WESTOWN PARKWAY, WEST DES MOINES, IA, 50266 · 5152222309

Reported Value
$127M
Q4 2021
Positions
315
Filings on Record
22
2019–present window
Filed
Feb 8, 2022
original filing

Summary

West Bancorporation Inc reported $127M in U.S.-listed holdings across 315 positions for Q4 2021.

Its largest position, AELUSD, represents 17.5% of the portfolio.

Compared with Q3 2020, the fund opened 82 new positions and exited 67.

Portfolio Metrics

Turnover
+9.0%
vs prior filed quarter
Top-10 Concentration
+57.6%
share of reported value
Largest Position
+17.5%
American Equity Investment Life Holding
New / Exited
82 / 67
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’19: $100MQ4 ’19Q1 ’20: $72MQ2 ’20: $86MQ3 ’20: $85MQ3 ’20Q4 ’21: $127MQ1 ’22: $161MQ2 ’22: $142MQ2 ’22Q3 ’22: $135MQ4 ’22: $135MQ1 ’23: $131MQ1 ’23Q2 ’23: $149MQ3 ’23: $141MQ4 ’23: $155MQ4 ’23Q1 ’24: $152MQ2 ’24: $135MQ3 ’24: $150MQ3 ’24Q4 ’24: $152MQ1 ’25: $147MQ2 ’25: $158MQ2 ’25Q3 ’25: $180MQ4 ’25: $191MQ1 ’26: $200MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 52.1%Common Stock: 46.7%Other: 0.4%Closed-End Fund: 0.4%REIT: 0.2%Other: 0.2%
  • ETP · 52.1% · $66M
  • Common Stock · 46.7% · $59M
  • Other · 0.4% · $509,000
  • Closed-End Fund · 0.4% · $459,000
  • REIT · 0.2% · $249,000
  • Other · 0.2% · $308,000

Quarter-over-Quarter Changes full breakdown →

vs Q3 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
NDQInvesco Qqq Trust Series 1 Invsc Srs EtfNEW+1.4K1.4K+$559,000$559,000
LUMNLumen Technologies INCNEW+36.4K36.4K+$457,000$457,000
Schwab US Tips EtfNEW+7.0K7.0K+$442,000$442,000
Vanguard Sht-term Inflation-protected Sec Idx Shrt Inf Prot Index EtfNEW+8.5K8.5K+$436,000$436,000
PXDEURPioneer Natural Resources CO ResourceNEW+2.3K2.3K+$427,000$427,000
SPGIS&p Global INCNEW+793793+$374,000$374,000
Invesco S&p 500 Eql Wght Etf Invsc S P Equal WeightNEW+2.2K2.2K+$356,000$356,000
DHID R Horton IncNEW+3.0K3.0K+$322,000$322,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2021

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AELUSDAmerican Equity Investment Life Holding COhistory →COM17.45%$22M570.7K
2ISHARES Russell 1000 Growth ETFRUS 1000 GRW ETF8.06%$10M33.6K
3ISHARES Russell Midcap ETFRUS MID CAP ETF7.24%$9M111.0K
4Russell 1000 Value Ishare ETFRUS 1000 VAL ETF7.21%$9M54.7K
5ISHARES Core S&P 500 ETFCORE S&P500 ETF4.62%$6M12.3K
6ISHARES Russell 2000 Index Fd ETFRUSSELL 2000 ETF4.01%$5M22.9K
7Vanguard FTSE Developed Markets ETFFTSE DEV MKT ETF3.14%$4M78.4K
8Vanguard High Dividend Yield ETFHIGH DIV YLD2.51%$3M28.5K
9Vanguard Small Cap ETFSMALL CP ETF1.84%$2M10.4K
10MSFTMicrosofthistory →COM1.52%$2M5.8K
11WTBAWest Banoration INChistory →CAP STK1.40%$2M57.5K
12AAPLApple INChistory →COM1.33%$2M9.5K
13HDHome Depot INChistory →COM1.29%$2M4.0K
14CASYCaseys General Stores INChistory →COM1.24%$2M8.0K
15Wisdomtree US Mid Cap Dividend ETFUS MIDCAP DIVID1.21%$2M34.8K
16ISHARES MSCI EAFE Index Fd ETFMSCI EAFE ETF0.85%$1M13.8K
17Vanguard FTSE Emerging Markets ETFFTSE EMR MKT ETF0.79%$1M20.2K
18Wisdomtree US Smallcap Dividend Fund EtfUS SMALLCAP DIVD0.78%$994,00030.2K
19PFEPfizer INCCOM0.75%$959,00016.2K
20Spdr S&p Dividend EtfS&P DIVID ETF0.73%$927,0007.2K
21NVDANvidiaCOM0.72%$914,0003.1K
22Vanguard Dividend Appreciation ETFDIV APP ETF0.72%$913,0005.3K
23SOSouthern COCOM0.70%$896,00013.1K
24GOOGAlphabet INCCAP STK CL C0.70%$891,000308
254I1Philip Morris International INCCOM0.58%$739,0007.8K
26AMZNAmazon.com INCCOM0.56%$707,000212
27Vanguard Total Stock Market VIPERs ETFTOTAL STK MKT0.54%$693,0002.9K
28ISHARES Intl Select Dividend ETFINTL SEL DIV ETF0.50%$640,00020.5K
29HONGBPHoneywell International INCCOM0.49%$622,0003.0K
30BACBank Of AmericaCOM0.48%$615,00013.8K
31JPMJPMORGAN Chase & COCOM0.47%$594,0003.8K
32NDQInvesco Qqq Trust Series 1 Invsc Srs EtfUNIT SER 10.44%$559,0001.4K
33UNPUnion PacificCOM0.42%$538,0002.1K
34MMM3M COCOM0.40%$511,0002.9K
35MRKMerck & CO INCCOM0.40%$503,0006.6K
36TAT&T INCCOM0.38%$485,00019.7K
37ROKRockwell Automation INCCOM0.38%$482,0001.4K
38Vanguard Mid Cap ETFMID CAP ETF0.38%$478,0001.9K
39BACVerizon Communications INCCOM0.37%$469,0009.0K
40ADMArcher Daniels Midland COCOM0.36%$464,0006.9K
41LUMNLumen Technologies INCCOM0.36%$457,00036.4K
42NEENextera Energy INCCOM0.35%$444,0004.8K
43Schwab US Tips EtfUS TIPS ETF0.35%$442,0007.0K
44BRK/BBerkshire Hathaway INCCL B NEW0.35%$440,0001.5K
45BLKCHFBlackrock INCCOM0.35%$440,000481
46Vanguard Sht-term Inflation-protected Sec Idx Shrt Inf Prot Index EtfSTRM INFPROIDX0.34%$436,0008.5K
47EWEdwards LifesciencesCOM0.34%$434,0003.3K
48COSTCostco WholesaleCOM0.34%$431,000760
49DWDPEURDupont De Nemours INCCOM0.34%$431,0005.3K
50PXDEURPioneer Natural Resources CO ResourceCOM0.34%$427,0002.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$200M98Apr 23, 202613F-HRchanges · EDGAR ↗
Q4 2025$191M98Jan 29, 202613F-HRchanges · EDGAR ↗
Q3 2025$180M110Oct 23, 202513F-HRchanges · EDGAR ↗
Q2 2025$158M97Jul 24, 202513F-HRchanges · EDGAR ↗
Q1 2025$147M93Apr 25, 202513F-HRchanges · EDGAR ↗
Q4 2024$152M95Jan 23, 202513F-HRchanges · EDGAR ↗
Q3 2024$150M99Oct 24, 202413F-HRchanges · EDGAR ↗
Q2 2024$135M93Jul 26, 202413F-HRchanges · EDGAR ↗
Q1 2024$152M101Apr 30, 202413F-HRchanges · EDGAR ↗
Q4 2023$155M97Jan 26, 202413F-HRchanges · EDGAR ↗
Q3 2023$141M92Oct 30, 202313F-HRchanges · EDGAR ↗
Q2 2023$149M96Jul 31, 202313F-HRchanges · EDGAR ↗
Q1 2023$131M89Apr 14, 202313F-HRchanges · EDGAR ↗
Q4 2022$135M90Jan 30, 202313F-HRchanges · EDGAR ↗
Q3 2022$135M264Oct 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$142M288Jul 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$161M319Apr 29, 202213F-HRchanges · EDGAR ↗
Q4 2021$127M315Feb 8, 202213F-HRchanges · EDGAR ↗
Q3 2020$85M300Oct 30, 202013F-HRchanges · EDGAR ↗
Q2 2020$86M302Jul 31, 202013F-HRchanges · EDGAR ↗
Q1 2020$72M272Apr 30, 202013F-HRchanges · EDGAR ↗
Q4 2019$100M302Feb 10, 202013F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • West Bank

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.