SEC 13F Intelligence

Managers / Q3 2020 · view latest →

WEST BANCORPORATION INC

CIK 0001166928 · 3330 WESTOWN PARKWAY, WEST DES MOINES, IA, 50266 · 5152222309

Reported Value
$85M
Q3 2020
Positions
300
Filings on Record
22
2019–present window
Filed
Oct 30, 2020
original filing

Summary

West Bancorporation Inc reported $85M in U.S.-listed holdings across 300 positions for Q3 2020.

Its largest position, Ishares Russell 1000 Growth Etf, represents 9.6% of the portfolio.

Compared with Q2 2020, the fund opened 10 new positions and exited 12.

Portfolio Metrics

Turnover
+8.4%
vs prior filed quarter
Top-10 Concentration
+55.2%
share of reported value
Largest Position
+9.6%
Ishares Russell 1000 Growth Etf
New / Exited
10 / 12
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’19: $100MQ4 ’19Q1 ’20: $72MQ2 ’20: $86MQ3 ’20: $85MQ3 ’20Q4 ’21: $127MQ1 ’22: $161MQ2 ’22: $142MQ2 ’22Q3 ’22: $135MQ4 ’22: $135MQ1 ’23: $131MQ1 ’23Q2 ’23: $149MQ3 ’23: $141MQ4 ’23: $155MQ4 ’23Q1 ’24: $152MQ2 ’24: $135MQ3 ’24: $150MQ3 ’24Q4 ’24: $152MQ1 ’25: $147MQ2 ’25: $158MQ2 ’25Q3 ’25: $180MQ4 ’25: $191MQ1 ’26: $200MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 59.7%Common Stock: 38.1%Other: 0.9%REIT: 0.4%Closed-End Fund: 0.4%Other: 0.4%
  • ETP · 59.7% · $51M
  • Common Stock · 38.1% · $33M
  • Other · 0.9% · $750,000
  • REIT · 0.4% · $372,000
  • Closed-End Fund · 0.4% · $371,000
  • Other · 0.4% · $353,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
EWEdwards LifesciencesNEW+4.4K4.4K+$354,000$354,000
GNRCGenerac Holdings INCNEW+1.5K1.5K+$289,000$289,000
Aon PlcNEW+972972+$201,000$201,000
XLNXEURXilinx INCNEW+1.8K1.8K+$191,000$191,000
RTXRaytheon Technologies CorpNEW+895895+$51,000$51,000
Defiance Next Gen Connectivity EtfNEW+1.5K1.5K+$43,000$43,000
Total S.A.NEW+839839+$29,000$29,000
THGHanover Insurance Group INCNEW+218218+$20,000$20,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES Russell 1000 Growth ETFRUS 1000 GRW ETF9.56%$8M37.6K
2ISHARES Russell Midcap ETFRUS MID CAP ETF9.07%$8M134.8K
3Vanguard FTSE Developed Markets ETFFTSE DEV MKT ETF7.48%$6M156.0K
4Russell 1000 Value Ishare ETFRUS 1000 VAL ETF7.17%$6M51.8K
5ISHARES Core S&P 500 ETFCORE S&P500 ETF5.89%$5M15.0K
6AELUSDAmerican Equity Investment Life Holding COhistory →COM5.47%$5M212.2K
7ISHARES Russell 2000 Index Fd ETFRUSSELL 2000 ETF4.23%$4M24.1K
8Vanguard High Dividend Yield ETFHIGH DIV YLD2.87%$2M30.3K
9ISHARES MSCI EAFE Index Fd ETFMSCI EAFE ETF1.72%$1M23.0K
10AAPLApple INChistory →COM1.68%$1M12.4K
11CASYCaseys General Stores INChistory →COM1.67%$1M8.0K
12Vanguard FTSE Emerging Markets ETFFTSE EMR MKT ETF1.65%$1M32.6K
13MSFTMicrosoft Corphistory →COM1.48%$1M6.0K
14Wisdomtree US Mid Cap Dividend ETFUS MIDCAP DIVID1.11%$951,00032.9K
15HDHome Depot INChistory →COM1.10%$935,0003.4K
16AMZNAmazon.com INCCOM0.97%$831,000264
17Spdr S&p Dividend EtfS&P DIVID ETF0.97%$826,0008.9K
18ISHARES Intl Select Dividend ETFINTL SEL DIV ETF0.94%$802,00032.2K
19Wisdomtree US Smallcap Dividend Fund EtfUS SMALLCAP DIVD0.88%$752,00035.7K
20PFEPfizer INCCOM0.87%$741,00020.2K
21SOSouthern COCOM0.83%$709,00013.1K
22WTBAWest Bancorporation INCCAP STK0.81%$695,00043.9K
234I1Philip Morris International INCCOM0.71%$610,0008.1K
24MRKMerck & CO INCCOM0.68%$583,0007.0K
25Vanguard Dividend Appreciation ETFDIV APP ETF0.68%$580,0004.5K
26WMTWalmart INCCOM0.67%$569,0004.1K
27BACVerizon Communications INCCOM0.63%$540,0009.1K
28HONGBPHoneywell International INCCOM0.58%$498,0003.0K
29TAT&T INCCOM0.58%$492,00017.2K
30ADBEAdobe INCCOM0.55%$472,000962
31TMOThermo Fisher Scientific INCCOM0.55%$468,0001.1K
32GOOGAlphabet INCCAP STK CL C0.55%$466,000317
33MMM3M COCOM0.54%$460,0002.9K
34NVDANvidia CorpCOM0.51%$431,000796
35DHRDanaher CorpCOM0.50%$426,0002.0K
36NKENike INCCL B0.49%$422,0003.4K
37EAElectronic Arts INCCOM0.49%$421,0003.2K
38PYPLPaypal Holdings INCCOM0.48%$411,0002.1K
39COSTCostco Wholesale CorpCOM0.48%$409,0001.2K
40CRMSalesforce.com INCCOM0.48%$406,0001.6K
41APDAir Products And Chemicals INCCOM0.46%$395,0001.3K
42IBMInternational Business Machines CorpCOM0.45%$385,0003.2K
43JPMJPMORGAN Chase & COCOM0.45%$384,0004.0K
44DPZDominos PizzaCOM0.44%$377,000887
45ABTAbbott LaboratoriesCOM0.43%$370,0003.4K
46EWEdwards LifesciencesCOM0.41%$354,0004.4K
47BLKCHFBlackrock INCCOM0.40%$344,000611
48BRK/BBerkshire Hathaway INCCL B NEW0.38%$324,0001.5K
49FISVFiserv INCCOM0.38%$321,0003.1K
50WMWaste Management INCCOM0.38%$320,0002.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$200M98Apr 23, 202613F-HRchanges · EDGAR ↗
Q4 2025$191M98Jan 29, 202613F-HRchanges · EDGAR ↗
Q3 2025$180M110Oct 23, 202513F-HRchanges · EDGAR ↗
Q2 2025$158M97Jul 24, 202513F-HRchanges · EDGAR ↗
Q1 2025$147M93Apr 25, 202513F-HRchanges · EDGAR ↗
Q4 2024$152M95Jan 23, 202513F-HRchanges · EDGAR ↗
Q3 2024$150M99Oct 24, 202413F-HRchanges · EDGAR ↗
Q2 2024$135M93Jul 26, 202413F-HRchanges · EDGAR ↗
Q1 2024$152M101Apr 30, 202413F-HRchanges · EDGAR ↗
Q4 2023$155M97Jan 26, 202413F-HRchanges · EDGAR ↗
Q3 2023$141M92Oct 30, 202313F-HRchanges · EDGAR ↗
Q2 2023$149M96Jul 31, 202313F-HRchanges · EDGAR ↗
Q1 2023$131M89Apr 14, 202313F-HRchanges · EDGAR ↗
Q4 2022$135M90Jan 30, 202313F-HRchanges · EDGAR ↗
Q3 2022$135M264Oct 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$142M288Jul 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$161M319Apr 29, 202213F-HRchanges · EDGAR ↗
Q4 2021$127M315Feb 8, 202213F-HRchanges · EDGAR ↗
Q3 2020$85M300Oct 30, 202013F-HRchanges · EDGAR ↗
Q2 2020$86M302Jul 31, 202013F-HRchanges · EDGAR ↗
Q1 2020$72M272Apr 30, 202013F-HRchanges · EDGAR ↗
Q4 2019$100M302Feb 10, 202013F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • West Bank

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.