SEC 13F Intelligence

Managers / Q4 2023 · view latest →

MAINSTAY CAPITAL MANAGEMENT LLC /ADV

CIK 0001127612 · 10775 SOUTH SAGINAW ST., BLDG C, SUITE F, GRAND BLANC, MI, 48439 · 8664446246

Reported Value
$526M
Q4 2023
Positions
116
Filings on Record
30
2019–present window
Filed
Jan 25, 2024
original filing

Summary

Mainstay Capital Management LLC /Adv reported $526M in U.S.-listed holdings across 116 positions for Q4 2023.

The portfolio is heavily concentrated: Invesco Exch Traded Fd Tr II alone accounts for 33.4% of reported value.

Compared with Q3 2023, the fund opened 24 new positions and exited 4.

Portfolio Metrics

Turnover
+22.1%
vs prior filed quarter
Top-10 Concentration
+83.4%
share of reported value
Largest Position
+33.4%
Invesco Exch Traded Fd Tr II
New / Exited
24 / 4
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $138MQ4 ’18Q1 ’19: $130MQ2 ’19: $191MQ3 ’19: $181MQ4 ’19: $435MQ4 ’19Q1 ’20: $310MQ2 ’20: $344MQ3 ’20: $382MQ1 ’21: $323MQ1 ’21Q2 ’21: $426MQ3 ’21: $175MQ4 ’21: $331MQ1 ’22: $546MQ1 ’22Q2 ’22: $434MQ3 ’22: $399MQ4 ’22: $450MQ1 ’23: $505MQ1 ’23Q2 ’23: $558MQ3 ’23: $473MQ4 ’23: $526MQ1 ’24: $529MQ1 ’24Q2 ’24: $570MQ3 ’24: $597MQ4 ’24: $658MQ1 ’25: $729MQ1 ’25Q2 ’25: $2.0BQ4 ’25: $1.3BQ1 ’26: $1.3Bfilingsflow.com

Portfolio Composition

By security type
ETP: 86.7%Common Stock: 12.5%Other: 0.3%ADR: 0.3%REIT: 0.2%Other: 0.0%
  • ETP · 86.7% · $456M
  • Common Stock · 12.5% · $66M
  • Other · 0.3% · $2M
  • ADR · 0.3% · $1M
  • REIT · 0.2% · $944,214
  • Other · 0.0% · $245,387

Quarter-over-Quarter Changes full breakdown →

vs Q3 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ISHARES TRNEW+58.8K58.8K+$7M$7M
ISHARES TRNEW+4.8K4.8K+$1M$1M
4I1PHILIP MORRIS INTL INCNEW+13.2K13.2K+$1M$1M
TELFYTELEFONICA S ANEW+307.8K307.8K+$1M$1M
CATCATERPILLAR INCNEW+3.4K3.4K+$1M$1M
HDHOME DEPOT INCNEW+2.3K2.3K+$811,967$811,967
METAMETA PLATFORMS INCNEW+2.0K2.0K+$717,831$717,831
DUKDUKE ENERGY CORP NEWNEW+4.2K4.2K+$409,161$409,161

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2023

45 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1INVESCO EXCH TRADED FD TR IINASDAQ 100 ETF33.40%$176M1.04M
2AMERICAN CENTY ETF TRUS QUALITY GROW20.81%$109M1.44M
3SPDR SER TRPRTFLO S&P500 GW11.79%$62M952.6K
4INVESCO EXCHANGE TRADED FD TS&P500 QUALITY9.74%$51M946.7K
5INVESCO ACTIVELY MANAGED ETFVAR RATE INVT4.49%$24M945.2K
6ISHARES TRIBOXX INV CP ETF · 1 3 YR TREAS BD · RUS 1000 ETF · RUSSELL 2000 ETF2.16%$11M99.3K
7SCHWAB STRATEGIC TRUS LRG CAP ETF · US SML CAP ETF0.74%$4M74.6K
8WISDOMTREE TRGLB US QTLY DIV · JPN SCAP HDG EQT0.62%$3M97.8K
9SOSOUTHERN COCOM0.51%$3M38.0K
10EXMOCEXXON MOBIL CORPCOM0.49%$3M26.0K
11UNIFIED SER TRABSLUTE SELCT VL0.43%$2M80.4K
12OKEONEOK INC NEWCOM0.41%$2M30.7K
13PGPROCTER AND GAMBLE COCOM0.38%$2M13.7K
14CSCOCISCO SYS INCCOM0.37%$2M38.3K
15MSFTMICROSOFT CORPCOM0.36%$2M5.0K
16JPMJPMORGAN CHASE & COCOM0.36%$2M11.0K
17AAPLAPPLE INCCOM0.35%$2M9.7K
18PACER FDS TRUS CASH COWS 1000.35%$2M35.3K
19PRUPRUDENTIAL FINL INCCOM0.34%$2M17.3K
20ETDETHAN ALLEN INTERIORS INCCOM0.34%$2M55.6K
21MCHPMICROCHIP TECHNOLOGY INC.COM0.34%$2M19.6K
22HONGBPHONEYWELL INTL INCCOM0.33%$2M8.2K
237HPHP INCCOM0.32%$2M56.7K
24T7DTRANSDIGM GROUP INCCOM0.32%$2M1.7K
25GOOGALPHABET INCCAP STK CL C0.32%$2M11.9K
26TXNTEXAS INSTRS INCCOM0.30%$2M9.2K
27WRKUSDWESTROCK COCOM0.30%$2M37.5K
28USBUS BANCORP DELCOM NEW0.29%$2M34.9K
29CRMSALESFORCE INCCOM0.27%$1M5.5K
30AMGNAMGEN INCCOM0.26%$1M4.8K
31AMZNAMAZON COM INCCOM0.26%$1M8.9K
32MCKMCKESSON CORPCOM0.26%$1M2.9K
33LRCXEURLAM RESEARCH CORPCOM0.26%$1M1.7K
34VVISA INCCOM CL A0.26%$1M5.2K
35EOGEOG RES INCCOM0.26%$1M11.1K
36STTSTATE STR CORPCOM0.25%$1M17.3K
37CRCCANADIAN NAT RES LTDCOM0.25%$1M20.1K
384I1PHILIP MORRIS INTL INCCOM0.24%$1M13.2K
39AEPAMERICAN ELEC PWR CO INCCOM0.23%$1M14.8K
40TELFYTELEFONICA S ASPONSORED ADR0.23%$1M307.8K
41GQ9SPDR GOLD TRGOLD SHS0.21%$1M5.8K
42WMWASTE MGMT INC DELCOM0.21%$1M6.1K
43CATCATERPILLAR INCCOM0.19%$1M3.4K
44CHUBB LIMITEDCOM0.19%$977,2244.3K
45KOCOCA COLA COCOM0.19%$976,23416.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$1.3B143May 12, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.3B127Jan 27, 202613F-HRchanges · EDGAR ↗
Q2 2025$2.0B170Jul 24, 202513F-HRchanges · EDGAR ↗
Q1 2025$729M119May 5, 202513F-HRchanges · EDGAR ↗
Q4 2024$658M105Feb 4, 202513F-HRchanges · EDGAR ↗
Q3 2024$597M120Oct 23, 202413F-HRchanges · EDGAR ↗
Q2 2024$570M111Jul 30, 202413F-HRchanges · EDGAR ↗
Q1 2024$529M115Apr 30, 202413F-HRchanges · EDGAR ↗
Q4 2023$526M116Jan 25, 202413F-HRchanges · EDGAR ↗
Q3 2023$473M91Oct 26, 202313F-HRchanges · EDGAR ↗
Q2 2023$558M104Jul 25, 202313F-HRchanges · EDGAR ↗
Q1 2023$505M106May 3, 202313F-HRchanges · EDGAR ↗
Q4 2022$450M109Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$399M99Nov 15, 202213F-HRchanges · EDGAR ↗
Q2 2022$434M103Aug 5, 202213F-HRchanges · EDGAR ↗
Q1 2022$546M117May 10, 202213F-HRchanges · EDGAR ↗
Q4 2021$331M123Feb 15, 202213F-HRchanges · EDGAR ↗
Q3 2021$175M99Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$426M129Aug 6, 202113F-HRchanges · EDGAR ↗
Q1 2021$323M124May 13, 202113F-HRchanges · EDGAR ↗
Q3 2020$382M111Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$344M111Jul 23, 202013F-HRchanges · EDGAR ↗
Q1 2020$310M93Apr 23, 202013F-HRchanges · EDGAR ↗
Q4 2019$435M103Jan 21, 202013F-HRchanges · EDGAR ↗
Q3 2019$181M100Oct 16, 201913F-HRchanges · EDGAR ↗
Q2 2019$191M105Aug 7, 201913F-HRchanges · EDGAR ↗
Q1 2019$130M86Apr 23, 201913F-HRchanges · EDGAR ↗
Q4 2018$138M88Feb 8, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.