SEC 13F Intelligence

UNIFIED SER TR

CUSIP 90470L568

Unified Ser Tr has 21 institutional holders in Filings Flow’s 13F database, together reporting 3.00M shares worth $113M as of Q1 2026. The largest reported holders are Beacon Pointe Advisors, LLC, Tectonic Advisors LLC, and St. James Investment Company, LLC.

Institutional Holders
21
Q1 2026
Reported Value
$113M
Ticker
unmapped
private placement or foreign
Quarters Tracked
5

Ownership Trend

Institutional holders
Q2 ’21: 6Q2 ’21Q4 ’21: 9Q4 ’21Q4 ’22: 16Q4 ’22Q4 ’25: 17Q4 ’25Q1 ’26: 21Q1 ’26filingsflow.com
Total reported value
Q2 ’21: $40MQ2 ’21Q4 ’21: $43MQ4 ’21Q4 ’22: $66MQ4 ’22Q4 ’25: $81MQ4 ’25Q1 ’26: $113MQ1 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
St. James Investment Company, LLC$638M AUM1.82%$12M307.1KQ1 2026
Global View Capital Management LLC$377M AUM1.76%$7M176.0KQ1 2026
TECTONIC ADVISORS LLC$1.9B AUM1.22%$23M612.4KQ1 2026
Redwood Family Wealth LLC$102M AUM1.04%$1M28.1KQ1 2026
FULLCIRCLE WEALTH LLC$284M AUM0.44%$1M36.0KQ3 2025OLDER
Castleview Partners, LLC$195M AUM0.38%$742,24119.7KQ1 2026
MAINSTAY CAPITAL MANAGEMENT LLC /ADV$1.3B AUM0.22%$3M74.5KQ1 2026
Beacon Pointe Advisors, LLC$18.9B AUM0.17%$32M847.2KQ1 2026
GWN SECURITIES INC.$523M AUM0.06%$324,9728.6KQ1 2026
OneDigital Investment Advisors LLC$10.2B AUM0.05%$5M131.4KQ1 2026
GTS SECURITIES LLC$2.8B AUM0.03%$655,57418.2KQ3 2025OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.01%$7M188.8KQ1 2026
PRIVATE TRUST CO NA$1.1B AUM0.01%$106,3632.8KQ1 2026
LPL Financial LLC$376.6B AUM0.00%$10M260.7KQ1 2026
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$9M251.6KQ1 2026
&PARTNERS$20.2B AUM0.00%$213,3635.7KQ1 2026
CIBC WORLD MARKET INC.$61.3B AUM0.00%$377,50010.0KQ1 2026
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$2M44.2KQ1 2026
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$943,75025.0KQ1 2026
CITADEL ADVISORS LLC$618.5B AUM0.00%$283,8427.5KQ1 2026
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.00%$15,592415Q1 2026
UBS Group AG$666.3B AUM0.00%$17,531489Q4 2025OLDER
MORGAN STANLEY$1.67T AUM0.00%$421Q1 2026

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.