SEC 13F Intelligence

Managers / Q4 2021 · view latest →

VALICENTI ADVISORY SERVICES INC

CIK 0001080201 · 400 EAST WATER STREET, ELMIRA, NY, 14901 · 6077342665

Reported Value
$402M
Q4 2021
Positions
84
Filings on Record
29
2019–present window
Filed
Jan 21, 2022
original filing

Summary

Valicenti Advisory Services Inc reported $402M in U.S.-listed holdings across 84 positions for Q4 2021.

Its largest position, SCHX, represents 6.5% of the portfolio.

Compared with Q3 2021, the fund opened 9 new positions and exited 3.

Portfolio Metrics

Turnover
+6.3%
vs prior filed quarter
Top-10 Concentration
+39.8%
share of reported value
Largest Position
+6.5%
Schwab US Large Cap
New / Exited
9 / 3
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $209MQ1 ’19Q2 ’19: $205MQ3 ’19: $210MQ4 ’19: $239MQ1 ’20: $200MQ1 ’20Q2 ’20: $246MQ3 ’20: $269MQ4 ’20: $309MQ1 ’21: $337MQ1 ’21Q2 ’21: $362MQ3 ’21: $369MQ4 ’21: $402MQ1 ’22: $380MQ1 ’22Q2 ’22: $306MQ3 ’22: $274MQ4 ’22: $275MQ1 ’23: $300MQ1 ’23Q2 ’23: $315MQ3 ’23: $293MQ4 ’23: $329MQ1 ’24: $359MQ1 ’24Q2 ’24: $372MQ3 ’24: $389MQ4 ’24: $402MQ1 ’25: $389MQ1 ’25Q2 ’25: $428MQ3 ’25: $466MQ4 ’25: $478MQ1 ’26: $459MQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 67.2%ETP: 23.7%Other: 5.4%ADR: 2.2%REIT: 1.6%
  • Common Stock · 67.2% · $270M
  • ETP · 23.7% · $95M
  • Other · 5.4% · $22M
  • ADR · 2.2% · $9M
  • REIT · 1.6% · $6M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SCHBSCHWAB US BROAD MARKET ETFNEW+49.3K49.3K+$6M$6M
NULGNUVEEN ESG LARGE-CAP GROWTH ETNEW+64.0K64.0K+$4M$4M
PYPLPAYPAL HOLDINGS INCNEW+20.9K20.9K+$4M$4M
VMWARE INCNEW+33.9K33.9K+$4M$4M
NKENIKE INCNEW+10.8K10.8K+$2M$2M
SJNKSPDR BLMB BARCL SHORT TERM HIGNEW+59.2K59.2K+$2M$2M
SCHDSCHWAB US DIVIDEND EQUITY ETFNEW+2.9K2.9K+$231,000$231,000
PGPROCTER & GAMBLENEW+1.3K1.3K+$219,000$219,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2021

83 positions (from 84 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SCHXSCHWAB US LARGE-CAPhistory →COM6.52%$26M230.4K
2AMZNAMAZON COM INChistory →COM6.27%$25M7.6K
3AAPLAPPLE INChistory →COM6.12%$25M138.7K
4MSFTMICROSOFT CORPhistory →COM4.16%$17M49.7K
5GOOGLALPHABET INC CLASS ACOM3.31%$13M4.6K
6XILINX INCCOM3.01%$12M57.2K
7ISRGINTUITIVE SURGICALhistory →COM2.96%$12M33.1K
8LOWLOWES COMPANIES INChistory →COM2.61%$11M40.6K
9JPMJ.P. MORGAN CHASE & COhistory →COM2.45%$10M62.2K
10VZVERIZON COMMUNICATIONShistory →COM2.44%$10M189.0K
11IBBISHARES NASDAQ BIOTECH INDXhistory →COM2.40%$10M63.3K
12NEMNEWMONT MINING CORPhistory →COM2.19%$9M141.9K
13ISHARES AAA - A RATED CORPORATCOM2.03%$8M145.8K
14NEENEXTERA ENERGY INChistory →COM1.92%$8M82.9K
15MDTMEDTRONIChistory →COM1.92%$8M74.8K
16VISA INC CL ACOM1.92%$8M35.7K
17RTXRAYTHEON TECHNOLOGIES COhistory →COM1.88%$8M87.7K
18DISCOVER FINANCIAL SVCSCOM1.88%$8M65.3K
19KOCOCA-COLA COhistory →COM1.78%$7M120.7K
20BTIBRITISH AMERICAN TOBACCO PLChistory →COM1.77%$7M189.9K
21CVXCHEVRON CORPhistory →COM1.70%$7M58.2K
22ZOETIS INCCOM1.43%$6M23.6K
23LYBLYONDELLBASELL INDUSTRIEShistory →COM1.43%$6M62.2K
24SCHBSCHWAB US BROAD MARKET ETFhistory →COM1.39%$6M49.3K
25GLWCORNING INChistory →COM1.36%$5M147.4K
26NOCNORTHROP GRUMMAN CORPhistory →COM1.36%$5M14.1K
27ASTEASTEC INDUSTRIES INChistory →COM1.35%$5M78.4K
28TDYTELEDYNE TECHNOLOGIES INChistory →COM1.33%$5M12.3K
29GRMNGARMIN LTDhistory →COM1.28%$5M38.0K
30IBMINTL BUSINESS MACHINEShistory →COM1.25%$5M37.7K
31PEPPEPSICO INChistory →COM1.25%$5M29.0K
32AGGISHARES CORE US AGGREGATE BONDhistory →COM1.23%$5M43.5K
33UNPUNION PACIFIC CORPhistory →COM1.15%$5M18.4K
34KBWBINVESCO KBW BANK ETFhistory →COM1.10%$4M65.2K
35SCHPSCHWAB US TIPS ETFhistory →COM1.09%$4M70.0K
36NULGNUVEEN ESG LARGE-CAP GROWTH EThistory →COM1.09%$4M64.0K
37PYPLPAYPAL HOLDINGS INCCOM0.98%$4M20.9K
38VMWARE INCCOM0.98%$4M33.9K
39TRPTC ENERGY CORPCOM0.97%$4M83.6K
40IWLISHARES RUSSELL TOP 200 ETFCOM0.96%$4M34.0K
41SCHZSCHWAB US AGGREGATE BONDCOM0.88%$4M66.0K
42KEYKEYCORP INCCOM0.86%$3M150.1K
43DELLDELL INCCOM0.81%$3M57.9K
44CTRECARETRUST REIT INCCOM0.80%$3M140.7K
45PKPARK HOTELS & RESORTS INCCOM0.76%$3M161.4K
46XLFFINANCIAL SPDRCOM0.75%$3M77.5K
47CORPPIMCO INVESTMENT GRADE CORP BOCOM0.75%$3M26.8K
48XLESECTOR SPDR ENERGY SELECT SHARCOM0.72%$3M52.4K
49PGXINVESCO PREFERRED ETFCOM0.70%$3M188.8K
50INTCINTEL CORPCOM0.69%$3M54.1K
51SCHFSCHWAB INTERNATIONAL EQUITYCOM0.67%$3M69.2K
52ELMIRA SAVINGS BANKCOM0.64%$3M112.4K
53XLBSELECT SECTOR SPDR MATERIALS FCOM0.60%$2M26.4K
54NKENIKE INCCOM0.45%$2M10.8K
55GSGOLDMAN SACHS GROUP INCCOM0.43%$2M4.5K
56SJNKSPDR BLMB BARCL SHORT TERM HIGCOM0.40%$2M59.2K
57ABBNYABB LTDCOM0.39%$2M41.4K
58SPYSPDR S&P 500 ETFCOM0.37%$1M3.1K
59MOALTRIA GROUP INCCOM0.36%$1M30.9K
60SPDR S&P 600 SMALL CAP ETFCOM0.33%$1M29.6K
61JPMORGAN DIVERSIFIED RETURN INCOM0.32%$1M21.8K
62PMPHILIP MORRIS INTERNATIONAL INCOM0.31%$1M12.9K
63ICSHISHARES ULTRA SHORT-TERM BONDCOM0.29%$1M23.5K
64HYSPIMCO ETF TRUSTCOM0.24%$978,0009.9K
65SCHGSCHWAB U.S. LARGE-CAP GROWTH ECOM0.23%$915,0005.6K
66EXMOCEXXON MOBIL CORPCOM0.20%$789,00012.9K
67AMATAPPLIED MATERIALS INCCOM0.20%$787,0005.0K
68TGTTARGET CORPCOM0.18%$735,0003.2K
69MDLZMONDELEZ INTERNATIONAL INCCOM0.17%$673,00010.2K
70ISHARES TR COMEX GOLDCOM0.17%$669,00019.2K
71SCHASCHWAB US SMALL-CAPCOM0.15%$593,0005.8K
72DISWALT DISNEY COCOM0.12%$496,0003.2K
73VRSNVERISIGN INCCOM0.12%$494,0001.9K
74PZTINVESCO INSURED NY MUNI BOND PCOM0.11%$431,00016.5K
75CSCOCISCO SYSTEMS INCCOM0.10%$386,0006.1K
76INVESCO S&P 500 LOW VOLATILIYCOM0.08%$323,0004.7K
77RSPHINVESCO S&P 500 EQ WEIGHT HCCOM0.07%$293,000915
78QQQINVESCO QQQ TRUSTCOM0.07%$282,000710
79SCHDSCHWAB US DIVIDEND EQUITY ETFCOM0.06%$231,0002.9K
80JNJJOHNSON & JOHNSONCOM0.05%$220,0001.3K
81PGPROCTER & GAMBLECOM0.05%$219,0001.3K
82BONDPIMCO TOTAL RETURN ETFCOM0.05%$216,0002.0K
83FNBF.N.B. CORPCOM0.05%$203,00016.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$459M84Apr 14, 202613F-HRchanges · EDGAR ↗
Q4 2025$478M80Jan 16, 202613F-HRchanges · EDGAR ↗
Q3 2025$466M77Oct 17, 202513F-HRchanges · EDGAR ↗
Q2 2025$428M73Jul 16, 202513F-HRchanges · EDGAR ↗
Q1 2025$389M71Apr 23, 202513F-HRchanges · EDGAR ↗
Q4 2024$402M72Jan 23, 202513F-HRchanges · EDGAR ↗
Q3 2024$389M70Oct 23, 202413F-HRchanges · EDGAR ↗
Q2 2024$372M77Jul 23, 202413F-HRchanges · EDGAR ↗
Q1 2024$359M81Apr 23, 202413F-HRchanges · EDGAR ↗
Q4 2023$329M84Jan 16, 202413F-HRchanges · EDGAR ↗
Q3 2023$293M75Oct 18, 202313F-HRchanges · EDGAR ↗
Q2 2023$315M77Jul 12, 202313F-HRchanges · EDGAR ↗
Q1 2023$300M77Apr 20, 202313F-HRchanges · EDGAR ↗
Q4 2022$275M72Jan 17, 202313F-HRchanges · EDGAR ↗
Q3 2022$274M78Oct 18, 202213F-HRchanges · EDGAR ↗
Q2 2022$306M81Jul 19, 202213F-HRchanges · EDGAR ↗
Q1 2022$380M83Apr 20, 202213F-HRchanges · EDGAR ↗
Q4 2021$402M84Jan 21, 202213F-HRchanges · EDGAR ↗
Q3 2021$369M78Oct 21, 202113F-HRchanges · EDGAR ↗
Q2 2021$362M79Jul 21, 202113F-HRchanges · EDGAR ↗
Q1 2021$337M77Apr 15, 202113F-HRchanges · EDGAR ↗
Q4 2020$309M72Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$269M68Oct 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$246M63Jul 16, 202013F-HRchanges · EDGAR ↗
Q1 2020$200M62Apr 21, 202013F-HRchanges · EDGAR ↗
Q4 2019$239M68Jan 21, 202013F-HRchanges · EDGAR ↗
Q3 2019$210M64Oct 21, 201913F-HRchanges · EDGAR ↗
Q2 2019$205M63Jul 17, 201913F-HRchanges · EDGAR ↗
Q1 2019$209M63Apr 18, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.