SEC 13F Intelligence

Managers / Q3 2021 · view latest →

VALICENTI ADVISORY SERVICES INC

CIK 0001080201 · 400 EAST WATER STREET, ELMIRA, NY, 14901 · 6077342665

Reported Value
$369M
Q3 2021
Positions
78
Filings on Record
29
2019–present window
Filed
Oct 21, 2021
original filing

Summary

Valicenti Advisory Services Inc reported $369M in U.S.-listed holdings across 78 positions for Q3 2021.

Its largest position, AMZN, represents 6.8% of the portfolio.

Compared with Q2 2021, the fund opened 4 new positions and exited 5.

Portfolio Metrics

Turnover
+6.2%
vs prior filed quarter
Top-10 Concentration
+39.4%
share of reported value
Largest Position
+6.8%
Amazon Com
New / Exited
4 / 5
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $209MQ1 ’19Q2 ’19: $205MQ3 ’19: $210MQ4 ’19: $239MQ1 ’20: $200MQ1 ’20Q2 ’20: $246MQ3 ’20: $269MQ4 ’20: $309MQ1 ’21: $337MQ1 ’21Q2 ’21: $362MQ3 ’21: $369MQ4 ’21: $402MQ1 ’22: $380MQ1 ’22Q2 ’22: $306MQ3 ’22: $274MQ4 ’22: $275MQ1 ’23: $300MQ1 ’23Q2 ’23: $315MQ3 ’23: $293MQ4 ’23: $329MQ1 ’24: $359MQ1 ’24Q2 ’24: $372MQ3 ’24: $389MQ4 ’24: $402MQ1 ’25: $389MQ1 ’25Q2 ’25: $428MQ3 ’25: $466MQ4 ’25: $478MQ1 ’26: $459MQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 67.5%ETP: 23.3%Other: 5.5%ADR: 2.1%REIT: 1.6%
  • Common Stock · 67.5% · $249M
  • ETP · 23.3% · $86M
  • Other · 5.5% · $20M
  • ADR · 2.1% · $8M
  • REIT · 1.6% · $6M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
DELLDELL INCNEW+56.5K56.5K+$6M$6M
SPDR S&P 600 SMALL CAP ETFNEW+28.6K28.6K+$1M$1M
PZTINVESCO INSURED NY MUNI BOND PNEW+14.6K14.6K+$380,000$380,000
GENERAL ELECTRIC CONEW+2.1K2.1K+$219,000$219,000
INTCINTEL CORPADDED+44.4K48.6K+$2M$3M
IBMINTL BUSINESS MACHINESADDED+18.0K20.8K+$2M$3M
DELL INCSOLD OUT−56.5K0−$6M$0
ULTAULTA BEAUTY INCSOLD OUT−9.7K0−$3M$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

77 positions (from 78 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AMZNAMAZON COM INChistory →COM6.76%$25M7.6K
2SCHXSCHWAB US LARGE-CAPhistory →COM6.40%$24M226.8K
3AAPLAPPLE INChistory →COM5.35%$20M139.4K
4MSFTMICROSOFT CORPhistory →COM3.64%$13M47.6K
5GOOGLALPHABET INC CLASS ACOM3.28%$12M4.5K
6ISRGINTUITIVE SURGICALhistory →COM2.97%$11M11.0K
7JPMJ.P. MORGAN CHASE & COhistory →COM2.78%$10M62.6K
8IBBISHARES NASDAQ BIOTECH INDXhistory →COM2.75%$10M62.8K
9VZVERIZON COMMUNICATIONShistory →COM2.73%$10M186.5K
10LOWLOWES COMPANIES INChistory →COM2.72%$10M49.4K
11MDTMEDTRONIChistory →COM2.54%$9M74.7K
12XILINX INCCOM2.35%$9M57.5K
13ISHARES AAA - A RATED CORPORATCOM2.34%$9M153.5K
14DISCOVER FINANCIAL SVCSCOM2.11%$8M63.3K
15RTXRAYTHEON TECHNOLOGIES COhistory →COM2.02%$7M86.7K
16NEMNEWMONT MINING CORPhistory →COM1.99%$7M135.5K
17SPLUNK INCCOM1.89%$7M48.1K
18VISA INC CL ACOM1.87%$7M31.0K
19NEENEXTERA ENERGY INChistory →COM1.78%$7M83.8K
20BTIBRITISH AMERICAN TOBACCO PLChistory →COM1.74%$6M181.9K
21KOCOCA-COLA COhistory →COM1.70%$6M119.9K
22CVXCHEVRON CORPhistory →COM1.61%$6M58.6K
23DELLDELL INChistory →COM1.59%$6M56.5K
24LYBLYONDELLBASELL INDUSTRIEShistory →COM1.47%$5M57.8K
25GLWCORNING INChistory →COM1.47%$5M148.3K
26TDYTELEDYNE TECHNOLOGIES INChistory →COM1.44%$5M12.4K
27NOCNORTHROP GRUMMAN CORPhistory →COM1.38%$5M14.1K
28INVESCO S&P 500 LOW VOLATILIYCOM1.36%$5M82.7K
29AGGISHARES CORE US AGGREGATE BONDhistory →COM1.31%$5M42.0K
30KBWBINVESCO KBW BANK ETFhistory →COM1.29%$5M70.8K
31SCHPSCHWAB US TIPS ETFhistory →COM1.27%$5M75.2K
32ZOETIS INCCOM1.26%$5M23.9K
33GRMNGARMIN LTDhistory →COM1.26%$5M29.8K
34PEPPEPSICO INChistory →COM1.17%$4M28.7K
35ASTEASTEC INDUSTRIES INChistory →COM1.16%$4M79.2K
36XLESECTOR SPDR ENERGY SELECT SHARhistory →COM1.12%$4M79.2K
37TRPTC ENERGY CORPhistory →COM1.09%$4M83.6K
38SCHZSCHWAB US AGGREGATE BONDhistory →COM1.07%$4M72.9K
39CORPPIMCO INVESTMENT GRADE CORP BOhistory →COM1.03%$4M33.5K
40PGXINVESCO PREFERRED ETFCOM0.99%$4M243.9K
41IWLISHARES RUSSELL TOP 200 ETFCOM0.92%$3M33.1K
42KEYKEYCORP INCCOM0.88%$3M150.6K
43PKPARK HOTELS & RESORTS INCCOM0.86%$3M165.3K
44XLFFINANCIAL SPDRCOM0.84%$3M82.5K
45IBMINTL BUSINESS MACHINESCOM0.78%$3M20.8K
46UNPUNION PACIFIC CORPCOM0.78%$3M14.6K
47CTRECARETRUST REIT INCCOM0.73%$3M132.3K
48INTCINTEL CORPCOM0.70%$3M48.6K
49SCHFSCHWAB INTERNATIONAL EQUITYCOM0.69%$3M65.4K
50XLBSELECT SECTOR SPDR MATERIALS FCOM0.68%$3M31.9K
51HYSPIMCO ETF TRUSTCOM0.65%$2M24.0K
52GSGOLDMAN SACHS GROUP INCCOM0.47%$2M4.5K
53ELMIRA SAVINGS BANKCOM0.39%$1M106.9K
54MOALTRIA GROUP INCCOM0.38%$1M30.7K
55SPYSPDR S&P 500 ETFCOM0.37%$1M3.2K
56ABBNYABB LTDCOM0.37%$1M41.3K
57ICSHISHARES ULTRA SHORT-TERM BONDCOM0.35%$1M25.7K
58SPDR S&P 600 SMALL CAP ETFCOM0.33%$1M28.6K
59JPMORGAN DIVERSIFIED RETURN INCOM0.33%$1M19.9K
60PMPHILIP MORRIS INTERNATIONAL INCOM0.27%$993,00010.5K
61SCHGSCHWAB U.S. LARGE-CAP GROWTH ECOM0.26%$960,0006.5K
62EXMOCEXXON MOBIL CORPCOM0.21%$782,00013.3K
63TGTTARGET CORPCOM0.20%$726,0003.2K
64SCHASCHWAB US SMALL-CAPCOM0.18%$652,0006.5K
65AMATAPPLIED MATERIALS INCCOM0.17%$644,0005.0K
66ISHARES TR COMEX GOLDCOM0.17%$642,00019.2K
67MDLZMONDELEZ INTERNATIONAL INCCOM0.16%$608,00010.4K
68DISWALT DISNEY COCOM0.15%$558,0003.3K
69VRSNVERISIGN INCCOM0.11%$399,0001.9K
70PZTINVESCO INSURED NY MUNI BOND PCOM0.10%$380,00014.6K
71CSCOCISCO SYSTEMS INCCOM0.09%$332,0006.1K
72RSPHINVESCO S&P 500 EQ WEIGHT HCCOM0.07%$273,000915
73QQQINVESCO QQQ TRUSTCOM0.07%$254,000710
74GENERAL ELECTRIC COCOM0.06%$219,0002.1K
75BONDPIMCO TOTAL RETURN ETFCOM0.06%$218,0002.0K
76JNJJOHNSON & JOHNSONCOM0.06%$208,0001.3K
77MRKMERCK & CO INCCOM0.06%$203,0002.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$459M84Apr 14, 202613F-HRchanges · EDGAR ↗
Q4 2025$478M80Jan 16, 202613F-HRchanges · EDGAR ↗
Q3 2025$466M77Oct 17, 202513F-HRchanges · EDGAR ↗
Q2 2025$428M73Jul 16, 202513F-HRchanges · EDGAR ↗
Q1 2025$389M71Apr 23, 202513F-HRchanges · EDGAR ↗
Q4 2024$402M72Jan 23, 202513F-HRchanges · EDGAR ↗
Q3 2024$389M70Oct 23, 202413F-HRchanges · EDGAR ↗
Q2 2024$372M77Jul 23, 202413F-HRchanges · EDGAR ↗
Q1 2024$359M81Apr 23, 202413F-HRchanges · EDGAR ↗
Q4 2023$329M84Jan 16, 202413F-HRchanges · EDGAR ↗
Q3 2023$293M75Oct 18, 202313F-HRchanges · EDGAR ↗
Q2 2023$315M77Jul 12, 202313F-HRchanges · EDGAR ↗
Q1 2023$300M77Apr 20, 202313F-HRchanges · EDGAR ↗
Q4 2022$275M72Jan 17, 202313F-HRchanges · EDGAR ↗
Q3 2022$274M78Oct 18, 202213F-HRchanges · EDGAR ↗
Q2 2022$306M81Jul 19, 202213F-HRchanges · EDGAR ↗
Q1 2022$380M83Apr 20, 202213F-HRchanges · EDGAR ↗
Q4 2021$402M84Jan 21, 202213F-HRchanges · EDGAR ↗
Q3 2021$369M78Oct 21, 202113F-HRchanges · EDGAR ↗
Q2 2021$362M79Jul 21, 202113F-HRchanges · EDGAR ↗
Q1 2021$337M77Apr 15, 202113F-HRchanges · EDGAR ↗
Q4 2020$309M72Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$269M68Oct 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$246M63Jul 16, 202013F-HRchanges · EDGAR ↗
Q1 2020$200M62Apr 21, 202013F-HRchanges · EDGAR ↗
Q4 2019$239M68Jan 21, 202013F-HRchanges · EDGAR ↗
Q3 2019$210M64Oct 21, 201913F-HRchanges · EDGAR ↗
Q2 2019$205M63Jul 17, 201913F-HRchanges · EDGAR ↗
Q1 2019$209M63Apr 18, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.