SEC 13F Intelligence

Managers / Q3 2021 · view latest →

Carlson Capital, L.P.

CIK 0001056973 · 2100 MCKINNEY AVE, STE 1900, DALLAS, TX, 75201 · 2149329600

Reported Value
$1.9B
Q3 2021
Positions
161
Filings on Record
31
2019–present window
Filed
Nov 12, 2021
original filing

Summary

Carlson Capital, L.P. reported $1.9B in U.S.-listed holdings across 161 positions for Q3 2021.

Its largest position, SWKH, represents 8.7% of the portfolio.

Compared with Q2 2021, the fund opened 65 new positions and exited 57.

Portfolio Metrics

Turnover
+36.4%
vs prior filed quarter
Top-10 Concentration
+43.2%
share of reported value
Largest Position
+8.7%
Swk
New / Exited
65 / 57
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $6.5BQ4 ’18Q1 ’19: $5.6BQ2 ’19: $6.6BQ3 ’19: $5.5BQ4 ’19: $5.5BQ4 ’19Q1 ’20: $3.8BQ2 ’20: $3.6BQ3 ’20: $6.8BQ4 ’20: $2.8BQ4 ’20Q1 ’21: $2.7BQ2 ’21: $2.1BQ3 ’21: $1.9BQ4 ’21: $1.7BQ4 ’21Q1 ’22: $1.5BQ2 ’22: $1.5BQ3 ’22: $1.3BQ4 ’22: $1.3BQ4 ’22Q1 ’23: $1.1BQ2 ’23: $1.2BQ3 ’23: $1.3BQ4 ’23: $1.3BQ4 ’23Q1 ’24: $1.2BQ2 ’24: $641MQ3 ’24: $166MQ4 ’24: $170MQ4 ’24Q1 ’25: $256MQ2 ’25: $242MQ3 ’25: $271MQ4 ’25: $282MQ4 ’25Q1 ’26: $318Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 73.8%Other: 16.4%REIT: 6.0%ADR: 2.6%Tracking Stk: 0.8%Other: 0.4%
  • Common Stock · 73.8% · $1.4B
  • Other · 16.4% · $311M
  • REIT · 6.0% · $113M
  • ADR · 2.6% · $49M
  • Tracking Stk · 0.8% · $16M
  • Other · 0.4% · $7M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
HRCHILL-ROM HLDGS INCNEW+480.0K480.0K+$72M$72M
BBLBHP GROUP PLCNEW+975.0K975.0K+$49M$49M
FIVNFIVE9 INCNEW+160.0K160.0K+$26M$26M
TFCTRUIST FINL CORPNEW+420.0K420.0K+$25M$25M
STATE AUTO FINL CORPNEW+400.0K400.0K+$20M$20M
2XYSCIPLAY CORPORATIONNEW+900.0K900.0K+$19M$19M
TREURTRILLIUM THERAPEUTICS INCNEW+900.0K900.0K+$16M$16M
PPCPILGRIMS PRIDE CORPNEW+500.0K500.0K+$15M$15M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

49 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SWKHSWK HLDGS CORPhistory →COM NEW8.71%$165M9.09M
2IHS MARKIT LTDSHS7.31%$139M1.19M
3XLNXEURXILINX INChistory →COM7.03%$133M883.2K
4HRCHILL-ROM HLDGS INChistory →COM3.79%$72M480.0K
5NUANEURNUANCE COMMUNICATIONS INChistory →COM3.48%$66M1.20M
6UFSDOMTAR CORPhistory →COM NEW3.28%$62M1.14M
7BBLBHP GROUP PLChistory →SPONSORED ADR2.60%$49M975.0K
8XECEURCIMAREX ENERGY COhistory →COM2.38%$45M518.6K
9KSUEURKANSAS CITY SOUTHERNhistory →COM NEW2.37%$45M166.5K
10PPD INCCOM2.28%$43M922.9K
11SYU1SYNOVUS FINL CORPhistory →COM NEW1.78%$34M768.2K
12GLT1EURGLATFELTER CORPORATIONhistory →COM1.75%$33M2.36M
13COHREURCOHERENT INChistory →COM1.74%$33M132.0K
14WILLIS TOWERS WATSON PLC LTDSHS1.72%$33M140.4K
15TCBITEXAS CAP BANCSHARES INChistory →COM1.36%$26M429.4K
16TXNMPNM RES INChistory →COM1.35%$26M518.8K
17FIVNFIVE9 INChistory →COM1.35%$26M160.0K
18STTSTATE STR CORPhistory →COM1.31%$25M292.9K
19PACWUSDPACWEST BANCORP DELhistory →COM1.30%$25M544.1K
20TFCTRUIST FINL CORPhistory →COM1.30%$25M420.0K
21WEAWESTERN ALLIANCE BANCORPhistory →COM1.29%$24M224.3K
22TQJSIGNATURE BK NEW YORK N Yhistory →COM1.08%$20M75.1K
23STATE AUTO FINL CORPCOM1.07%$20M400.0K
242XYSCIPLAY CORPORATIONhistory →CL A0.98%$19M900.0K
25LIBERTY MEDIA CORP DELCOM A SIRIUSXM · COM C SIRIUSXM0.84%$16M335.8K
26TREURTRILLIUM THERAPEUTICS INChistory →COM NEW0.83%$16M900.0K
27CBOECBOE GLOBAL MKTS INChistory →COM0.83%$16M126.7K
28CHNGUSDCHANGE HEALTHCARE INChistory →COM0.77%$15M700.0K
29PPCPILGRIMS PRIDE CORPhistory →COM0.77%$15M500.0K
30GSKYGBPGREENSKY INChistory →CL A0.74%$14M1.25M
31XLRNACCELERON PHARMA INChistory →COM0.73%$14M80.0K
32UBS GROUP AGSHS0.62%$12M737.5K
33SUN CMNTYS INCCOM0.59%$11M60.9K
34FLOWUSDSPX FLOW INChistory →COM0.58%$11M150.3K
35UNPUNION PAC CORPhistory →COM0.58%$11M56.0K
36K6BKBR INChistory →COM0.57%$11M274.2K
37CNNECANNAE HLDGS INChistory →COM0.56%$11M339.0K
38CHVCHEVRON CORP NEWhistory →COM0.53%$10M98.7K
39ARMKARAMARKCOM0.52%$10M300.0K
40FORFORESTAR GROUP INCCOM0.52%$10M526.2K
41EQREQUITY RESIDENTIALSH BEN INT0.51%$10M120.3K
42LOWLOWES COS INCCOM0.51%$10M47.9K
43NNNNATIONAL RETAIL PROPERTIES ICOM0.51%$10M224.6K
44SIVBEURSVB FINANCIAL GROUPCOM0.50%$9M14.5K
45REXFORD INDL RLTY INCCOM0.45%$9M150.5K
46HWMHOWMET AEROSPACE INCCOM0.44%$8M268.8K
47OVVOVINTIV INCCOM0.43%$8M249.6K
48CLRUSDCONTINENTAL RES INCCOM0.42%$8M174.2K
49EGPEASTGROUP PPTYS INCCOM0.42%$8M48.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$318M72May 28, 202613F-HRchanges · EDGAR ↗
Q4 2025$282M70Feb 3, 202613F-HRchanges · EDGAR ↗
Q3 2025$271M63Nov 5, 202513F-HRchanges · EDGAR ↗
Q2 2025$242M65Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$256M40May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$170M33Feb 5, 202513F-HRchanges · EDGAR ↗
Q3 2024$166M4Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$641M93Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.2B114May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.3B121Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.3B134Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.2B118Aug 10, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.1B110May 12, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.3B117Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.3B120Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.5B124Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.5B151May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.7B144Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.9B161Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$2.1B152Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$2.7B169May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$2.8B152Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020REVEALED$6.8B341Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$3.6B162Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$3.8B210May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$5.5B240Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$5.5B224Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$6.6B250Aug 12, 201913F-HRchanges · EDGAR ↗
Q1 2019$5.6B242May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$6.5B266Feb 13, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.