SEC 13F Intelligence

Managers / Q3 2019 · view latest →

Carlson Capital, L.P.

CIK 0001056973 · 2100 MCKINNEY AVE, STE 1900, DALLAS, TX, 75201 · 2149329600

Reported Value
$5.5B
Q3 2019
Positions
224
Filings on Record
31
2019–present window
Filed
Nov 13, 2019
original filing

Summary

Carlson Capital, L.P. reported $5.5B in U.S.-listed holdings across 224 positions for Q3 2019.

Its largest position, CELG, represents 5.5% of the portfolio.

Compared with Q2 2019, the fund opened 64 new positions and exited 89.

Portfolio Metrics

Turnover
+35.5%
vs prior filed quarter
Top-10 Concentration
+25.4%
share of reported value
Largest Position
+5.5%
Celgene
New / Exited
64 / 89
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $6.5BQ4 ’18Q1 ’19: $5.6BQ2 ’19: $6.6BQ3 ’19: $5.5BQ4 ’19: $5.5BQ4 ’19Q1 ’20: $3.8BQ2 ’20: $3.6BQ3 ’20: $6.8BQ4 ’20: $2.8BQ4 ’20Q1 ’21: $2.7BQ2 ’21: $2.1BQ3 ’21: $1.9BQ4 ’21: $1.7BQ4 ’21Q1 ’22: $1.5BQ2 ’22: $1.5BQ3 ’22: $1.3BQ4 ’22: $1.3BQ4 ’22Q1 ’23: $1.1BQ2 ’23: $1.2BQ3 ’23: $1.3BQ4 ’23: $1.3BQ4 ’23Q1 ’24: $1.2BQ2 ’24: $641MQ3 ’24: $166MQ4 ’24: $170MQ4 ’24Q1 ’25: $256MQ2 ’25: $242MQ3 ’25: $271MQ4 ’25: $282MQ4 ’25Q1 ’26: $318Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 75.7%Other: 11.1%REIT: 10.7%ADR: 0.9%ETP: 0.7%Other: 0.8%
  • Common Stock · 75.7% · $4.2B
  • Other · 11.1% · $615M
  • REIT · 10.7% · $592M
  • ADR · 0.9% · $52M
  • ETP · 0.7% · $40M
  • Other · 0.8% · $46M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
DWDMORGAN STANLEYNEW+1.62M1.62M+$69M$69M
ALDR1EURALDER BIOPHARMACEUTICALS INCNEW+3.55M3.55M+$67M$67M
AEEAMEREN CORPNEW+688.0K688.0K+$55M$55M
BNYBANK NEW YORK MELLON CORPNEW+1.18M1.18M+$53M$53M
ZIONZIONS BANCORPORATION N ANEW+997.1K997.1K+$44M$44M
GWWGRAINGER W W INCNEW+144.9K144.9K+$43M$43M
SRESEMPRA ENERGYNEW+255.6K255.6K+$38M$38M
SOSOUTHERN CONEW+601.4K601.4K+$37M$37M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2019

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1CELGCELGENE CORPhistory →COM5.53%$306M3.08M
2ALLERGAN PLCSHS3.68%$204M1.21M
3WABCO HLDGS INCCOM3.17%$175M1.31M
4CYEURCYPRESS SEMICONDUCTOR CORPhistory →COM3.15%$174M7.47M
5FITBFIFTH THIRD BANCORPhistory →COM1.94%$107M3.91M
6VVISA INChistory →COM CL A1.92%$106M616.6K
7VERSUM MATLS INCCOM1.89%$104M1.97M
8FAFFIRST AMERN FINL CORPhistory →COM1.42%$79M1.34M
9KEYKEYCORP NEWhistory →COM1.40%$77M4.34M
10WHWYNDHAM HOTELS & RESORTS INChistory →COM1.28%$71M1.37M
11PNCPNC FINL SVCS GROUP INChistory →COM1.26%$70M497.2K
12DWDMORGAN STANLEYhistory →COM NEW1.25%$69M1.62M
13ALDR1EURALDER BIOPHARMACEUTICALS INChistory →COM1.21%$67M3.55M
14LOWLOWES COS INChistory →COM1.21%$67M606.9K
15ETRENTERGY CORP NEWhistory →COM1.19%$66M559.4K
16METAFACEBOOK INChistory →CL A1.09%$60M339.1K
17AEPAMERICAN ELEC PWR CO INChistory →COM1.01%$56M598.7K
18AEEAMEREN CORPhistory →COM1.00%$55M688.0K
19BNYBANK NEW YORK MELLON CORPhistory →COM0.97%$53M1.18M
20HTAEURHEALTHCARE TR AMER INChistory →CL A NEW0.96%$53M1.82M
21INTCINTEL CORPhistory →COM0.96%$53M1.03M
22HIGHARTFORD FINL SVCS GROUP INChistory →COM0.95%$53M871.8K
23CHECK POINT SOFTWARE TECH LTORD0.90%$50M454.4K
24HCP INCCOM0.87%$48M1.36M
25FRTEURFEDERAL REALTY INVT TRhistory →SH BEN INT NEW0.87%$48M354.6K
26AMATAPPLIED MATLS INChistory →COM0.86%$48M955.7K
27ADVANCED DISP SVCS INC DELCOM0.84%$46M1.43M
28ATOATMOS ENERGY CORPhistory →COM0.83%$46M405.2K
29DTEDTE ENERGY COhistory →COM0.81%$45M336.2K
30ZIONZIONS BANCORPORATION N Ahistory →COM0.80%$44M997.1K
31DUKDUKE ENERGY CORP NEWhistory →COM NEW0.79%$44M458.6K
32STAGSTAG INDL INChistory →COM0.79%$44M1.48M
33GWWGRAINGER W W INChistory →COM0.78%$43M144.9K
34REZIRESIDEO TECHNOLOGIES INChistory →COM0.76%$42M2.94M
35SNPSSYNOPSYS INChistory →COM0.70%$39M280.7K
36VICIVICI PPTYS INChistory →COM0.69%$38M1.69M
37PORPORTLAND GEN ELEC COhistory →COM NEW0.69%$38M677.2K
38SRESEMPRA ENERGYhistory →COM0.68%$38M255.6K
39CBOECBOE GLOBAL MARKETS INChistory →COM0.68%$37M325.9K
40SOSOUTHERN COhistory →COM0.67%$37M601.4K
41DOWDOW INChistory →COM0.67%$37M773.2K
42TJXTJX COS INC NEWhistory →COM0.66%$37M659.8K
43LIBERTY PPTY TRSH BEN INT0.65%$36M701.5K
44MCRNMILACRON HLDGS CORPhistory →COM0.64%$36M2.13M
45CANADIAN PAC RY LTDCOM0.63%$35M156.5K
46AVALONBAY CMNTYS INCCOM0.62%$35M160.6K
47TXTTEXTRON INChistory →COM0.62%$34M700.0K
48CCMPEURCABOT MICROELECTRONICS CORPhistory →COM0.62%$34M242.5K
49CRMSALESFORCE COM INChistory →COM0.61%$34M228.6K
50ITTITT INChistory →COM0.61%$34M550.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$318M72May 28, 202613F-HRchanges · EDGAR ↗
Q4 2025$282M70Feb 3, 202613F-HRchanges · EDGAR ↗
Q3 2025$271M63Nov 5, 202513F-HRchanges · EDGAR ↗
Q2 2025$242M65Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$256M40May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$170M33Feb 5, 202513F-HRchanges · EDGAR ↗
Q3 2024$166M4Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$641M93Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.2B114May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.3B121Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.3B134Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.2B118Aug 10, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.1B110May 12, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.3B117Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.3B120Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.5B124Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.5B151May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.7B144Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.9B161Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$2.1B152Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$2.7B169May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$2.8B152Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020REVEALED$6.8B341Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$3.6B162Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$3.8B210May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$5.5B240Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$5.5B224Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$6.6B250Aug 12, 201913F-HRchanges · EDGAR ↗
Q1 2019$5.6B242May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$6.5B266Feb 13, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.