SEC 13F Intelligence

Managers / Q2 2020 · view latest →

DUBUQUE BANK & TRUST CO

CIK 0000933482 · 1398 CENTRAL AVE., DUBUQUE, IA, 52001 · 5635874197

Reported Value
$642M
Q2 2020
Positions
316
Filings on Record
20
2019–present window
Filed
Jul 24, 2020
original filing

Summary

Dubuque Bank & Trust Co reported $642M in U.S.-listed holdings across 316 positions for Q2 2020.

Its largest position, HTLFEUR, represents 7.6% of the portfolio.

Compared with Q1 2020, the fund opened 24 new positions and exited 16.

Portfolio Metrics

Turnover
+5.6%
vs prior filed quarter
Top-10 Concentration
+31.5%
share of reported value
Largest Position
+7.6%
Heartland Financial USA
New / Exited
24 / 16
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $556MQ4 ’18Q1 ’19: $620MQ2 ’19: $620MQ3 ’19: $617MQ3 ’19Q4 ’19: $656MQ1 ’20: $530MQ2 ’20: $642MQ2 ’20Q3 ’20: $681MQ4 ’20: $816MQ1 ’21: $878MQ1 ’21Q2 ’21: $900MQ3 ’21: $894MQ4 ’21: $952MQ4 ’21Q1 ’22: $895MQ2 ’22: $774MQ3 ’22: $715MQ3 ’22Q2 ’23: $777MQ3 ’23: $748Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 61.9%ETP: 29.7%Closed-End Fund: 5.1%Other: 2.1%ADR: 0.8%Other: 0.4%
  • Common Stock · 61.9% · $397M
  • ETP · 29.7% · $191M
  • Closed-End Fund · 5.1% · $33M
  • Other · 2.1% · $14M
  • ADR · 0.8% · $5M
  • Other · 0.4% · $3M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SAPSAP SENEW+7.1K7.1K+$995,000$995,000
HUBBHubbell IncNEW+3.0K3.0K+$376,000$376,000
CHWYPetSmart IncNEW+7.5K7.5K+$337,000$337,000
COPCONOCOPHILLIPSNEW+8.0K8.0K+$336,000$336,000
NETCloudflare IncNEW+9.0K9.0K+$324,000$324,000
Aptiv PLCNEW+3.9K3.9K+$304,000$304,000
VOYAVoya Financial IncNEW+5.8K5.8K+$270,000$270,000
QCOMQUALCOMM INCNEW+2.9K2.9K+$264,000$264,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2020

43 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1HTLFEURHeartland Financial USA Inchistory →COM8.38%$54M1.61M
2VUGVanguard ETF/USAGROWTH ETF · TOTAL STK MKT · SHRT TRM CORP BD · COMM SRVC ETF6.52%$42M293.0K
3VTVVanguard Group Inc/TheVALUE ETF · TOTAL BND MRKT4.43%$28M298.6K
4AAPLApple Inchistory →COM3.83%$25M67.3K
5MSFTMICROSOFT CORPhistory →COM3.22%$21M101.4K
6Van Eck Associates CorpAMT FREE INT ETF2.85%$18M359.4K
7AMGNAmgen Inchistory →COM2.09%$13M56.9K
8WMTWalmart Inchistory →COM2.08%$13M111.4K
9JNJJohnson & Johnsonhistory →COM2.05%$13M93.7K
10CSCOCISCO SYSTEMShistory →COM1.89%$12M260.4K
11ISHARESEAFE VALUE ETF · 1 3 YR TREAS BD1.86%$12M239.6K
12SBUXSTARBUCKS CORPhistory →COM1.64%$11M143.4K
13UPSUnited Parcel Service Inchistory →CL B1.64%$11M94.8K
14ADXADAMS EXPRESS COMPANYhistory →COM1.60%$10M690.8K
15TXNTEXAS INSTRUMENTShistory →COM1.59%$10M80.2K
16GOOGLALPHABET INChistory →CAP STK CL A1.58%$10M7.2K
17Medtronic PLCSHS1.47%$9M102.9K
18BLKCHFBlackRock Inchistory →COM1.39%$9M16.4K
19CHVChevron Corphistory →COM1.39%$9M99.9K
20JRINuveen Closed-End Funds/USACOM1.33%$9M750.4K
21Seligman Funds/Closed-end/USACOM1.31%$8M339.7K
22JPMJPMorgan Chase & Cohistory →COM1.29%$8M88.0K
23BlackRock Fund AdvisorsEAFE GRWTH ETF1.23%$8M95.4K
24INDEXIQ ETF TRUST/USAHEDGE MLTI ETF1.16%$7M244.6K
25ABBVAbbVie Inchistory →COM1.10%$7M71.6K
26HDHome Depot Inc/Thehistory →COM1.09%$7M27.9K
27LOWLOWE'S COS INChistory →COM1.07%$7M50.8K
28INTCIntel Corphistory →COM1.03%$7M110.4K
29Invesco Capital Management LLCS&P500 LOW VOL1.00%$6M129.2K
30METAFacebook IncCL A0.95%$6M26.8K
31SSGA FMSPDR BLOOMBERG0.90%$6M62.9K
32BRK/BBerkshire Hathaway IncCL B NEW0.87%$6M31.2K
33MMM3M CoCOM0.87%$6M35.6K
34COSTCostco Wholesale CorpCOM0.86%$6M18.3K
35MCDMCDONALD'S CORPCOM0.82%$5M28.5K
36SSgA Funds Management IncTR UNIT0.82%$5M17.1K
37KOCoca-Cola Co/TheCOM0.78%$5M111.5K
38ORCLORACLE CORPCOM0.77%$5M90.0K
39AVGOBroadcom IncCOM0.76%$5M15.5K
40SPLKCHFSplunk IncCOM0.70%$4M22.6K
41XRNPXCohen & Steers Capital Management IncCOM0.66%$4M223.1K
42AXPAMER EXPRESS COCOM0.66%$4M44.4K
43DISWalt Disney Co/TheCOM DISNEY0.65%$4M37.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2023$748M352Oct 27, 202313F-HRchanges · EDGAR ↗
Q2 2023$777M344Jul 17, 202313F-HRchanges · EDGAR ↗
Q1 2023Under review332Apr 13, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review330Feb 3, 202313F-HRchanges · EDGAR ↗
Q3 2022$715M334Nov 2, 202213F-HRchanges · EDGAR ↗
Q2 2022$774M338Jul 13, 202213F-HRchanges · EDGAR ↗
Q1 2022$895M351May 3, 202213F-HRchanges · EDGAR ↗
Q4 2021$952M394Jan 28, 202213F-HRchanges · EDGAR ↗
Q3 2021$894M416Nov 9, 202113F-HRchanges · EDGAR ↗
Q2 2021$900M419Jul 9, 202113F-HRchanges · EDGAR ↗
Q1 2021$878M405May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$816M382Feb 10, 202113F-HRchanges · EDGAR ↗
Q3 2020$681M317Oct 28, 202013F-HRchanges · EDGAR ↗
Q2 2020$642M316Jul 24, 202013F-HRchanges · EDGAR ↗
Q1 2020$530M297Apr 21, 202013F-HRchanges · EDGAR ↗
Q4 2019$656M283Jan 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$617M259Oct 10, 201913F-HRchanges · EDGAR ↗
Q2 2019$620M253Jul 10, 201913F-HRchanges · EDGAR ↗
Q1 2019$620M841Apr 2, 201913F-HRchanges · EDGAR ↗
Q4 2018$556M788Jan 15, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.