SEC 13F Intelligence

Managers / Q1 2025 · view latest →

CALTON & ASSOCIATES, INC.

CIK 0000822648 · 2701 N ROCKY POINT DRIVE, SUITE 1000, TAMPA, FL, 33607 · 813-605-0902

Reported Value
$438M
Q1 2025
Positions
340
Filings on Record
33
2019–present window
Filed
May 15, 2025
amendment (RESTATEMENT)

Summary

Calton & Associates, Inc. reported $438M in U.S.-listed holdings across 340 positions for Q1 2025.

Its largest position, Northern Lts Fd Tr II, represents 4.4% of the portfolio.

Compared with Q4 2024, the fund opened 157 new positions and exited 10.

Portfolio Metrics

Turnover
+2.3%
vs prior filed quarter
Top-10 Concentration
+30.6%
share of reported value
Largest Position
+4.4%
Northern Lts Fd Tr II
New / Exited
157 / 10
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $272MQ4 ’18Q1 ’19: $328MQ2 ’19: $354MQ3 ’19: $450MQ4 ’19: $498MQ4 ’19Q1 ’20: $404MQ2 ’20: $459MQ3 ’20: $487MQ4 ’20: $560MQ4 ’20Q1 ’21: $514MQ2 ’21: $526MQ3 ’21: $457MQ4 ’21: $375MQ4 ’21Q1 ’22: $337MQ2 ’22: $180MQ3 ’22: $175MQ4 ’22: $258MQ4 ’22Q1 ’23: $216MQ2 ’23: $214MQ3 ’23: $68MQ4 ’23: $249MQ4 ’23Q1 ’24: $205MQ2 ’24: $200MQ3 ’24: $262MQ4 ’24: $226MQ4 ’24Q1 ’25: $438MQ2 ’25: $578MQ3 ’25: $666MQ4 ’25: $681MQ4 ’25Q1 ’26: $696Mfilingsflow.com

Portfolio Composition

By security type
ETP: 76.5%Common Stock: 22.0%REIT: 0.8%Closed-End Fund: 0.5%ADR: 0.2%Other: 0.2%
  • ETP · 76.5% · $335M
  • Common Stock · 22.0% · $96M
  • REIT · 0.8% · $3M
  • Closed-End Fund · 0.5% · $2M
  • ADR · 0.2% · $737,093
  • Other · 0.2% · $744,951

Quarter-over-Quarter Changes full breakdown →

vs Q4 2024 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SCHWAB STRATEGIC TRNEW+215.5K215.5K+$5M$5M
SPDR SER TRNEW+34.6K34.6K+$3M$3M
ISHARES TRNEW+26.5K26.5K+$3M$3M
ISHARES TRNEW+114.3K114.3K+$3M$3M
PACER FDS TRNEW+67.1K67.1K+$2M$2M
SCHWAB STRATEGIC TRNEW+82.4K82.4K+$2M$2M
CHVCHEVRON CORP NEWNEW+9.2K9.2K+$2M$2M
UNHUNITEDHEALTH GROUP INCNEW+2.9K2.9K+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2025

31 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SPDR SER TRPORTFOLIO S&P500 · BLOOMBERG INVT · PRTFLO S&P500 HI · BLOOMBERG 3-12 M · S&P 600 SMCP VAL · BLOOMBERG 1-3 MO7.21%$32M598.8K
2PACER FDS TRUS CASH COWS 100 · TRENDPILOT 100 · GLOBL CASH ETF · TRENDP US LAR CP5.04%$22M413.2K
3VDCVANGUARD WORLD FDMEGA CAP VAL ETF · MEGA CAP INDEX · HEALTH CAR ETF · CONSUM STP ETF4.53%$20M108.2K
4NORTHERN LTS FD TR IIPEAKSHARES SECTO4.37%$19M713.0K
5NDQINVESCO QQQ TRhistory →UNIT SER 14.31%$19M40.3K
6AAPLAPPLE INChistory →COM3.75%$16M73.9K
7SPDR S&P 500 ETF TRTR UNIT3.43%$15M26.9K
8WISDOMTREE TRFLOATNG RAT TREA3.14%$14M273.2K
9XLFSELECT SECTOR SPDR TRTECHNOLOGY · SBI HEALTHCARE · FINANCIAL3.04%$13M110.6K
10SCHWAB STRATEGIC TRUS LCAP GR ETF · US LRG CAP ETF · SHT TM US TRES2.94%$13M543.3K
11ISHARES TRRUSSELL 2000 ETF · IBOXX INV CP ETF · CORE S&P TTL STK · US TREAS BD ETF2.68%$12M180.7K
12VUGVANGUARD INDEX FDSGROWTH ETF · S&P 500 ETF SHS2.66%$12M28.3K
13INVESCO ACTIVELY MANAGED EXCVAR RATE INVT2.13%$9M371.6K
14BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW2.08%$9M17.2K
15FIDELITY COVINGTON TRUSTHIGH DIVID ETF1.80%$8M159.5K
16MSFTMICROSOFT CORPhistory →COM1.32%$6M15.5K
17J P MORGAN EXCHANGE TRADED FEQUITY PREMIUM0.95%$4M72.9K
18SSGA ACTIVE ETF TRBLACKSTONE SENR0.92%$4M98.0K
19CGGRUSDCAPITAL GROUP GROWTH ETFSHS CREATION UNI0.91%$4M116.8K
20AMZNAMAZON COM INCCOM0.78%$3M17.9K
21VANGUARD TAX-MANAGED FDSVAN FTSE DEV MKT0.76%$3M65.5K
22HDHOME DEPOT INCCOM0.76%$3M9.0K
23VANECK ETF TRUSTGOLD MINERS ETF0.56%$2M53.7K
24VANGUARD BD INDEX FDSSHORT TRM BOND0.55%$2M30.8K
25GQ9SPDR GOLD TRGOLD SHS0.55%$2M8.4K
26JPMJPMORGAN CHASE & CO.COM0.51%$2M9.2K
27LLYELI LILLY & COCOM0.48%$2M2.5K
28PECOPHILLIPS EDISON & CO INCCOMMON STOCK0.47%$2M56.1K
29TAT&T INCCOM0.46%$2M70.8K
30INVESCO EXCHANGE TRADED FD TS&P 500 GARP ETF0.46%$2M20.0K
31WMTWALMART INCCOM0.45%$2M22.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$696M438May 13, 202613F-HRchanges · EDGAR ↗
Q4 2025$681M446Feb 10, 202613F-HRchanges · EDGAR ↗
Q3 2025$666M425Nov 7, 202513F-HRchanges · EDGAR ↗
Q2 2025$578M385Aug 12, 202513F-HRchanges · EDGAR ↗
Q1 2025$438M340May 15, 2025RESTATEMENTchanges · EDGAR ↗
Q4 2024$226M193Jan 23, 202513F-HRchanges · EDGAR ↗
Q3 2024$262M241Oct 21, 2024RESTATEMENTchanges · EDGAR ↗
Q2 2024$200M188Jul 19, 202413F-HRchanges · EDGAR ↗
Q1 2024$205M189Apr 16, 202413F-HRchanges · EDGAR ↗
Q4 2023$249M244Feb 7, 202413F-HRchanges · EDGAR ↗
Q3 2023$68M101Nov 1, 202313F-HRchanges · EDGAR ↗
Q2 2023$214M212Jul 24, 202313F-HRchanges · EDGAR ↗
Q1 2023$216M233Apr 19, 202313F-HRchanges · EDGAR ↗
Q4 2022$258M283Jan 18, 202313F-HRchanges · EDGAR ↗
Q3 2022$175M213Oct 31, 202213F-HRchanges · EDGAR ↗
Q2 2022$180M237Jul 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$337M349Apr 26, 2022RESTATEMENTchanges · EDGAR ↗
Q4 2021$375M365Jan 13, 202213F-HRchanges · EDGAR ↗
Q3 2021$457M396Nov 5, 202113F-HRchanges · EDGAR ↗
Q2 2021$526M406Aug 11, 202113F-HRchanges · EDGAR ↗
Q1 2021$514M397May 3, 202113F-HRchanges · EDGAR ↗
Q4 2020$560M382Jan 25, 202113F-HRchanges · EDGAR ↗
Q3 2020$487M348Oct 30, 202013F-HRchanges · EDGAR ↗
Q2 2020$459M332Aug 10, 202013F-HRchanges · EDGAR ↗
Q1 2020$404M305Apr 30, 202013F-HRchanges · EDGAR ↗
Q4 2019$498M357Feb 3, 202013F-HRchanges · EDGAR ↗
Q3 2019$450M344Nov 7, 201913F-HRchanges · EDGAR ↗
Q2 2019$354M282Jul 9, 201913F-HRchanges · EDGAR ↗
Q1 2019$328M262Apr 25, 201913F-HRchanges · EDGAR ↗
Q4 2018$272M225Feb 11, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.