SEC 13F Intelligence

Managers / Q3 2020 · view latest →

CALTON & ASSOCIATES, INC.

CIK 0000822648 · 2701 N ROCKY POINT DRIVE, SUITE 1000, TAMPA, FL, 33607 · 813-605-0902

Reported Value
$487M
Q3 2020
Positions
348
Filings on Record
33
2019–present window
Filed
Oct 30, 2020
original filing

Summary

Calton & Associates, Inc. reported $487M in U.S.-listed holdings across 348 positions for Q3 2020.

Its largest position, Ishares Russell 1000 Growth Etf, represents 8.1% of the portfolio.

Compared with Q2 2020, the fund opened 38 new positions and exited 21.

Portfolio Metrics

Turnover
+5.3%
vs prior filed quarter
Top-10 Concentration
+38.4%
share of reported value
Largest Position
+8.1%
Ishares Russell 1000 Growth Etf
New / Exited
38 / 21
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $272MQ4 ’18Q1 ’19: $328MQ2 ’19: $354MQ3 ’19: $450MQ4 ’19: $498MQ4 ’19Q1 ’20: $404MQ2 ’20: $459MQ3 ’20: $487MQ4 ’20: $560MQ4 ’20Q1 ’21: $514MQ2 ’21: $526MQ3 ’21: $457MQ4 ’21: $375MQ4 ’21Q1 ’22: $337MQ2 ’22: $180MQ3 ’22: $175MQ4 ’22: $258MQ4 ’22Q1 ’23: $216MQ2 ’23: $214MQ3 ’23: $68MQ4 ’23: $249MQ4 ’23Q1 ’24: $205MQ2 ’24: $200MQ3 ’24: $262MQ4 ’24: $226MQ4 ’24Q1 ’25: $438MQ2 ’25: $578MQ3 ’25: $666MQ4 ’25: $681MQ4 ’25Q1 ’26: $696Mfilingsflow.com

Portfolio Composition

By security type
ETP: 75.8%Common Stock: 23.1%Other: 0.5%ADR: 0.4%Closed-End Fund: 0.1%Other: 0.1%
  • ETP · 75.8% · $369M
  • Common Stock · 23.1% · $112M
  • Other · 0.5% · $2M
  • ADR · 0.4% · $2M
  • Closed-End Fund · 0.1% · $728,000
  • Other · 0.1% · $670,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
WORLD GOLD TR SPDR GLD MINISNEW+51.6K51.6K+$970,000$970,000
BARGRANITESHARES GOLD TR SHS BEN INTNEW+43.8K43.8K+$822,000$822,000
SPGIS&P GLOBAL INCNEW+1.7K1.7K+$620,000$620,000
VANGUARD INDEX FDS VANGUARD TOTAL STK MKT ETFNEW+3.3K3.3K+$564,000$564,000
DBX ETF TR XTRACK USD HIGHNEW+10.6K10.6K+$509,000$509,000
FIDELITY NASDAQ COMPOSITE INDEX TRACKING STOCKNEW+901901+$391,000$391,000
AMDADVANCED MICRO DEVICES INC COMNEW+4.5K4.5K+$366,000$366,000
FDXFEDEX CORP COMNEW+1.3K1.3K+$315,000$315,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES RUSSELL 1000 GROWTH ETFRUS 1000 GRW ETF8.06%$39M180.9K
2ISHARES RUSSELL 1000 VALUE ETFRUS 1000 VAL ETF4.99%$24M205.9K
3ISHARES MSCI EAFE ETFMSCI EAFE ETF4.27%$21M326.8K
4ISHARES TRUST CORE TOTAL USD B OND MRKT ETFCORE TOTAL USD3.78%$18M338.2K
5ISHARES CORE S&P MID-CAP ETFCORE S&P MCP ETF3.38%$16M88.9K
6ISHARES CORE S&P TOTAL US STOCK MARKET ETFCORE S&P TTL STK3.01%$15M194.1K
7AAPLAPPLE INChistory →COM2.94%$14M123.4K
8ISHARES CORE U.S. AGGREGATE BOND ETFCORE US AGGBD ET2.93%$14M120.8K
9ISHARES RUSSELL 2000 ETFRUSSELL 2000 ETF2.54%$12M82.5K
10ISHARES TR BARCLAYS SHORT TREAS BD FDSHORT TREAS BD2.52%$12M110.7K
11NDQINVESCO QQQ TRUSThistory →UNIT SER 12.47%$12M43.3K
12SPDR S&P 500 ETF TRUST UNIT SER 1 S&PTR UNIT1.67%$8M24.3K
13ISHARES CORE S&P 500 ETFCORE S&P500 ETF1.47%$7M21.3K
14SELECT SECTOR SPDR TR HEALTH CARE FORMERLY CONSUMER SVCS TO 06242002SBI HEALTHCARE1.21%$6M55.7K
15MSFTMICROSOFT CORPhistory →COM1.17%$6M27.1K
16SCHWAB STRATEGIC TRUS LRG CAP ETF1.01%$5M60.9K
17ISHARES TR BARCLAYS 1-3 YR TREAS BD FD1 3 YR TREAS BD0.91%$4M51.4K
18ISHARES INC CORE MSCI EMERGING MKTS ETFCORE MSCI EMKT0.91%$4M83.6K
19VANGUARD S&P 500 GRW ETF500 GRTH IDX F0.83%$4M19.3K
20ISHARES EDGE MSCI MIN VOL USA ETFMSCI USA MIN VOL0.82%$4M63.0K
21PIMCO ETF TRUST TOTAL RETURN ACTIVE EXCH-TRADED FUNDACTIVE BD ETF0.79%$4M34.1K
22IMMUIMMUNOMEDICS INCCOM0.78%$4M44.5K
23SECTOR SPDR TR SHS BEN INT TECHNOLOGYTECHNOLOGY0.77%$4M32.3K
24FIRST TR VALUE LINE DIVID INDEX FD SHSSHS0.77%$4M118.4K
25INVESCO S&P 500 LOW VOLATILITY ETFS&P500 LOW VOL0.76%$4M68.5K
26SPDR BLACKSTONEGSO SENIOR LOANBLKSTN GSOSRLN0.72%$3M78.2K
27SPDR SER TR BLOMBERG BRC INVBLOMBERG BRC INV0.66%$3M104.8K
28AMZNAMAZON.COM INCCOM0.65%$3M1.0K
29VANGUARD SECTOR INDEX FDS VANGUARD FINLS VIPERSFINANCIALS ETF0.65%$3M53.8K
30HDHOME DEPOT INC COMCOM0.63%$3M11.0K
31VANGUARD CHARLOTTE TOTAL INTL BD INDEX FD ETFINTL BD IDX ETF0.60%$3M50.1K
32NHCNATIONAL HEALTHCARE CORPCOM0.60%$3M46.5K
33ISHARES TIPS BOND ETFTIPS BD ETF0.58%$3M22.3K
34MDYSPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRPUTSER1 S&PDCRP0.57%$3M8.2K
35FIRST TRUST FIRST TR ENH NEW E TFFIRST TR ENH NEW0.56%$3M45.4K
36VANGUARD BD INDEX FD INC TOTAL BD MARKET ETFTOTAL BND MRKT0.55%$3M30.1K
37VDCVANGUARD SECTOR INDEX FDS VANGUARD CONSUMER STAPLES VIPERSCONSUM STP ETF0.54%$3M16.1K
38ISHARES CORE INTL STOCK ETFCORE MSCI TOTAL0.53%$3M44.2K
39VANGUARD INTL EQUITY INDEX FUND INC FTSE EMERGING MARKETS ETFFTSE EMR MKT ETF0.52%$3M58.0K
40VANGUARD FTSE DEVELOPED MARKET ETFFTSE DEV MKT ETF0.49%$2M58.8K
41VANGUARD BD INDEX FD INC SHORT TERM BD ETFSHORT TRM BOND0.48%$2M28.2K
42ISHARES NATIONAL MUNI BOND ETFNATIONAL MUN ETF0.48%$2M20.1K
43VUGVANGUARD INDEX FDS VANGUARD GROWTH ETF FORMERLY VANGUARD INDEX TR VIPERSGROWTH ETF0.47%$2M10.2K
44ISHARES EDGE MSCI MIN VOL EAFE ETFMSCI EAFE MIN VL0.46%$2M33.2K
45DBX ETF TRUST X-TRACKERS MSCI EAFE HDG EQUITY FUNDXTRACK MSCI EAFE0.46%$2M73.3K
46ISHARES CORE S&P US GROWTH ETFCORE S&P US GWT0.46%$2M27.8K
47ABBVABBVIE INC COM USD0.01COM0.45%$2M25.1K
48SSGA ACTIVE ETF TR SPDR TR TACTICSPDR TR TACTIC0.43%$2M42.8K
49VANGUARD SECTOR INDEX FDS VANGUARD HEALTH CARE VIPERSHEALTH CAR ETF0.42%$2M9.9K
50BACVERIZON COMMUNICATIONSCOM0.41%$2M33.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$696M438May 13, 202613F-HRchanges · EDGAR ↗
Q4 2025$681M446Feb 10, 202613F-HRchanges · EDGAR ↗
Q3 2025$666M425Nov 7, 202513F-HRchanges · EDGAR ↗
Q2 2025$578M385Aug 12, 202513F-HRchanges · EDGAR ↗
Q1 2025$438M340May 15, 2025RESTATEMENTchanges · EDGAR ↗
Q4 2024$226M193Jan 23, 202513F-HRchanges · EDGAR ↗
Q3 2024$262M241Oct 21, 2024RESTATEMENTchanges · EDGAR ↗
Q2 2024$200M188Jul 19, 202413F-HRchanges · EDGAR ↗
Q1 2024$205M189Apr 16, 202413F-HRchanges · EDGAR ↗
Q4 2023$249M244Feb 7, 202413F-HRchanges · EDGAR ↗
Q3 2023$68M101Nov 1, 202313F-HRchanges · EDGAR ↗
Q2 2023$214M212Jul 24, 202313F-HRchanges · EDGAR ↗
Q1 2023$216M233Apr 19, 202313F-HRchanges · EDGAR ↗
Q4 2022$258M283Jan 18, 202313F-HRchanges · EDGAR ↗
Q3 2022$175M213Oct 31, 202213F-HRchanges · EDGAR ↗
Q2 2022$180M237Jul 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$337M349Apr 26, 2022RESTATEMENTchanges · EDGAR ↗
Q4 2021$375M365Jan 13, 202213F-HRchanges · EDGAR ↗
Q3 2021$457M396Nov 5, 202113F-HRchanges · EDGAR ↗
Q2 2021$526M406Aug 11, 202113F-HRchanges · EDGAR ↗
Q1 2021$514M397May 3, 202113F-HRchanges · EDGAR ↗
Q4 2020$560M382Jan 25, 202113F-HRchanges · EDGAR ↗
Q3 2020$487M348Oct 30, 202013F-HRchanges · EDGAR ↗
Q2 2020$459M332Aug 10, 202013F-HRchanges · EDGAR ↗
Q1 2020$404M305Apr 30, 202013F-HRchanges · EDGAR ↗
Q4 2019$498M357Feb 3, 202013F-HRchanges · EDGAR ↗
Q3 2019$450M344Nov 7, 201913F-HRchanges · EDGAR ↗
Q2 2019$354M282Jul 9, 201913F-HRchanges · EDGAR ↗
Q1 2019$328M262Apr 25, 201913F-HRchanges · EDGAR ↗
Q4 2018$272M225Feb 11, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.