SEC 13F Intelligence

Managers / Q3 2021 · view latest →

FIRST WILSHIRE SECURITIES MANAGEMENT INC

CIK 0000732847 · 1214 EAST GREEN STREET, SUITE 104, PASADENA, CA, 91106-3171 · (626) 796-6622

Reported Value
$302M
Q3 2021
Positions
86
Filings on Record
30
2019–present window
Filed
Nov 15, 2021
original filing

Summary

First Wilshire Securities Management Inc reported $302M in U.S.-listed holdings across 86 positions for Q3 2021.

Its largest position, Liberty Global PLC Shs, represents 17.8% of the portfolio.

Compared with Q2 2021, the fund opened 5 new positions and exited 2.

Portfolio Metrics

Turnover
+2.9%
vs prior filed quarter
Top-10 Concentration
+66.9%
share of reported value
Largest Position
+17.8%
Liberty Global PLC Shs
New / Exited
5 / 2
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $266MQ4 ’18Q1 ’19: $293MQ2 ’19: $251MQ3 ’19: $264MQ4 ’19: $266MQ4 ’19Q1 ’20: $178MQ2 ’20: $216MQ3 ’20: $209MQ4 ’20: $248MQ4 ’20Q1 ’21: $268MQ2 ’21: $286MQ3 ’21: $302MQ4 ’21: $321MQ4 ’21Q1 ’22: $285MQ2 ’22: $268MQ3 ’22: $247MQ1 ’23: $293,075Q1 ’23Q2 ’23: $291,609Q3 ’23: $292,230Q4 ’23: $309,376Q1 ’24: $341,864Q1 ’24Q2 ’24: $326,936Q3 ’24: $355,898Q4 ’24: $368,050Q2 ’25: $367MQ2 ’25Q3 ’25: $376MQ4 ’25: $398MQ1 ’26: $444Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 63.0%Other: 30.7%ETP: 4.8%ADR: 1.2%Closed-End Fund: 0.3%
  • Common Stock · 63.0% · $190M
  • Other · 30.7% · $93M
  • ETP · 4.8% · $14M
  • ADR · 1.2% · $4M
  • Closed-End Fund · 0.3% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
PSQUSDPROSHARES TRNEW+66.0K66.0K+$805,000$805,000
GENERAL ELECTRIC CONEW+3.3K3.3K+$345,000$345,000
TAT&T INCNEW+12.6K12.6K+$340,000$340,000
ISHARES TRNEW+2.4K2.4K+$312,000$312,000
RDS/AUSDROYAL DUTCH SHELL PLC SPONSNEW+5.0K5.0K+$223,000$223,000
ISHARES TRADDED+10.3K12.3K+$32,000$772,000
ISHARES TRSOLD OUT−8.0K0−$884,000$0
BMYBRISTOL-MYERS SQUIBB COSOLD OUT−3.1K0−$210,000$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

47 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1LIBERTY GLOBAL PLC SHSCL C17.83%$54M1.83M
2JEFJEFFERIES FINL GROUP INChistory →COM8.88%$27M721.4K
3VSTVISTRA CORPhistory →COM8.38%$25M1.48M
4SILICOM LTDORD7.12%$21M496.4K
5EZPWEZCORP INChistory →CL A NON VTG6.81%$21M2.71M
6SGCSUPERIOR GROUP OF CO INChistory →COM4.30%$13M556.6K
7EWBCEAST WEST BANCORP INChistory →COM3.83%$12M149.2K
8BSFAANI PHARMACEUTICALS INChistory →COM3.63%$11M333.7K
9ATRSEURANTARES PHARMA INChistory →COM3.20%$10M2.65M
10HUNHUNTSMAN CORPhistory →COM2.93%$9M299.1K
11CRD/ACRAWFORD & COCL A · CL B2.63%$8M886.4K
12ANDEANDERSONS INChistory →COM2.35%$7M229.6K
13LMNRLIMONEIRA COhistory →COM2.32%$7M432.7K
14MANITEX INTL INCCOM2.30%$7M964.4K
15AGMFEDERAL AGRIC MTG CORPhistory →CL C2.27%$7M63.0K
16BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW1.48%$4M16.4K
17TPCTUTOR PERINI CORPhistory →COM1.41%$4M327.5K
18TRECORA RESCOM1.28%$4M473.1K
19NWPXNORTHWEST PIPE COhistory →COM1.25%$4M159.2K
20VSECVSE CORPhistory →COM1.16%$4M72.9K
21GIFIGULF IS FABRICATION INChistory →COM1.16%$3M881.4K
22INVESCO ACTIVELY MANAGED ETFULTRA SHRT DUR1.04%$3M62.0K
23IBAGBPINDUSTRIAS BACHOCO SAB SPONADR B1.00%$3M68.1K
24CAMTEK LTDORD0.98%$3M73.2K
25FSTRFOSTER L B COCOM0.73%$2M142.8K
26RELLRICHARDSON ELECTRS LTDCOM0.57%$2M177.4K
27SELECT SECTOR SPDR TRSBI CONS DISCR · TECHNOLOGY0.54%$2M9.6K
28ISHARES TRU.S. MED DVC ETF · CORE S&P500 ETF0.46%$1M13.7K
29SCHWAB STRATEGIC TRUS DIVIDEND EQ0.36%$1M14.6K
30MSFTMICROSOFT CORPCOM0.35%$1M3.8K
31XXCHNXXCHINA FD INCCOM0.35%$1M41.0K
32PAVMED INCCOM0.28%$854,000100.0K
33ISHARES U S ETF TRBLACKROCK ST MAT0.27%$817,00016.3K
34NEOTEUREVOFEM BIOSCIENCES INCCOM0.27%$812,0001.10M
35PSQUSDPROSHARES TRSHORT QQQ NEW0.27%$805,00066.0K
36VANGUARD WORLD FDSHEALTH CAR ETF0.25%$754,0003.0K
37TTEKTETRA TECH INC NEWCOM0.24%$732,0004.9K
38BACBK OF AMERICA CORPCOM0.21%$642,00015.1K
39VANGUARD INDEX FDS S&P 500 ETFSHS0.20%$605,0001.5K
40SIRIUSPOINT LTDCOM0.19%$578,00062.4K
41CSCOCISCO SYS INCCOM0.18%$552,00010.2K
42JECUSDJACOBS ENGR GROUP INCCOM0.18%$533,0004.0K
43BLUBELLUS HEALTH INC NEWCOM NEW0.17%$503,00082.0K
44TRIDENT ACQUISITIONS CORPCOM0.16%$487,00070.0K
45CHECK POINT SOFTWARE TECH LTORD0.16%$485,0004.3K
46CUBICUSTOMERS BANCORP INCCOM0.16%$480,00011.2K
47ABTABBOTT LABSCOM0.16%$477,0004.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$444M85May 12, 202613F-HRchanges · EDGAR ↗
Q4 2025$398M87Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$376M84Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$367M83Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025Under review78May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$368,05086Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$355,89884Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$326,93680Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$341,86482May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$309,37684Feb 12, 202413F-HRchanges · EDGAR ↗
Q3 2023$292,23085Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$291,60986Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$293,07586May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review86Feb 15, 202313F-HRchanges · EDGAR ↗
Q3 2022$247M84Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$268M87Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$285M88May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$321M86Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$302M86Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$286M83Aug 17, 202113F-HRchanges · EDGAR ↗
Q1 2021$268M81May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$248M80Feb 17, 202113F-HRchanges · EDGAR ↗
Q3 2020$209M76Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$216M74Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$178M80May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$266M97Feb 18, 202013F-HRchanges · EDGAR ↗
Q3 2019$264M99Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$251M112Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$293M115May 16, 201913F-HRchanges · EDGAR ↗
Q4 2018$266M114Feb 15, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.