SEC 13F Intelligence

Managers / Q3 2020 · view latest →

FIRST WILSHIRE SECURITIES MANAGEMENT INC

CIK 0000732847 · 1214 EAST GREEN STREET, SUITE 104, PASADENA, CA, 91106-3171 · (626) 796-6622

Reported Value
$209M
Q3 2020
Positions
76
Filings on Record
30
2019–present window
Filed
Nov 16, 2020
original filing

Summary

First Wilshire Securities Management Inc reported $209M in U.S.-listed holdings across 76 positions for Q3 2020.

Its largest position, Liberty Global PLC Shs, represents 14.6% of the portfolio.

Compared with Q2 2020, the fund opened 6 new positions and exited 4.

Portfolio Metrics

Turnover
+7.1%
vs prior filed quarter
Top-10 Concentration
+64.9%
share of reported value
Largest Position
+14.6%
Liberty Global PLC Shs
New / Exited
6 / 4
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $266MQ4 ’18Q1 ’19: $293MQ2 ’19: $251MQ3 ’19: $264MQ4 ’19: $266MQ4 ’19Q1 ’20: $178MQ2 ’20: $216MQ3 ’20: $209MQ4 ’20: $248MQ4 ’20Q1 ’21: $268MQ2 ’21: $286MQ3 ’21: $302MQ4 ’21: $321MQ4 ’21Q1 ’22: $285MQ2 ’22: $268MQ3 ’22: $247MQ1 ’23: $293,075Q1 ’23Q2 ’23: $291,609Q3 ’23: $292,230Q4 ’23: $309,376Q1 ’24: $341,864Q1 ’24Q2 ’24: $326,936Q3 ’24: $355,898Q4 ’24: $368,050Q2 ’25: $367MQ2 ’25Q3 ’25: $376MQ4 ’25: $398MQ1 ’26: $444Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 66.9%Other: 25.6%ETP: 5.4%ADR: 1.6%Closed-End Fund: 0.5%
  • Common Stock · 66.9% · $140M
  • Other · 25.6% · $54M
  • ETP · 5.4% · $11M
  • ADR · 1.6% · $3M
  • Closed-End Fund · 0.5% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ISHARES TRNEW+4.0K4.0K+$350,000$350,000
ISHARES TRNEW+13.9K13.9K+$350,000$350,000
SCHWAB STRATEGIC TRNEW+4.9K4.9K+$272,000$272,000
HONGBPHONEYWELL INTL INCNEW+1.2K1.2K+$205,000$205,000
BLUBELLUS HEALTH INC NEWNEW+82.0K82.0K+$186,000$186,000
PAVMED INCNEW+50.0K50.0K+$89,000$89,000
ISHARES U S ETF TRADDED+7.8K12.9K+$390,000$648,000
NATRNATURES SUNSHINE PRODS INCSOLD OUT−274.3K0−$2M$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

44 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1LIBERTY GLOBAL PLC SHSCL C14.63%$31M1.49M
2VSTVISTRA CORPhistory →COM8.06%$17M895.4K
3JEFJEFFERIES FINL GROUP INChistory →COM7.69%$16M895.1K
4EWBCEAST WEST BANCORP INChistory →COM7.46%$16M477.5K
5EZPWEZCORP INChistory →CL A NON VTG6.91%$14M2.88M
6SILICOM LTDORD5.93%$12M383.7K
7HUNHUNTSMAN CORPhistory →COM4.07%$9M383.9K
8KRAUSDKRATON CORPORATIONhistory →COM4.03%$8M474.1K
9SGCSUPERIOR GRP OF COMPANIES INhistory →COM3.46%$7M312.4K
10TPCTUTOR PERINI CORPhistory →COM2.65%$6M498.1K
11CRD/ACRAWFORD & COCL A · CL B2.59%$5M833.9K
12TTEKTETRA TECH INC NEWhistory →COM2.42%$5M53.1K
13ANDEANDERSONS INChistory →COM2.21%$5M241.2K
14ISHARES TRSHORT TREAS BD · CORE S&P500 ETF · U.S. MED DVC ETF · CORE S&P MCP ETF · PFD AND INCM SEC2.16%$5M39.2K
15NWPXNORTHWEST PIPE COhistory →COM2.09%$4M165.1K
16AGMFEDERAL AGRIC MTG CORPhistory →CL C2.03%$4M66.7K
17MANITEX INTL INCCOM2.02%$4M1.01M
18BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW1.61%$3M15.8K
19GIFIGULF ISLAND FABRICATION INChistory →COM1.45%$3M972.6K
20IBAGBPINDUSTRIAS BACHOCO S A B DE SPONhistory →ADR B1.35%$3M73.6K
21CUBICUSTOMERS BANCORP INChistory →COM1.29%$3M241.9K
22VSECVSE CORPhistory →COM1.13%$2M77.4K
23LMNRLIMONEIRA COCOM0.95%$2M139.7K
24INVESCO ACTIVELY MANAGED ETFULTRA SHRT DUR0.95%$2M39.2K
25FSTRFOSTER L B COCOM0.91%$2M142.7K
26SIRIUS INTERNATIONAL INSURANCOM0.64%$1M116.0K
27CAMTEK LTDORD0.62%$1M84.9K
28MLRMILLER INDS INC TENNCOM NEW0.57%$1M39.1K
29XXCHNXXCHINA FD INCCOM0.54%$1M44.5K
30TRECORA RESCOM0.45%$940,000153.1K
31SELECT SECTOR SPDR TRSBI CONS DISCR · TECHNOLOGY0.43%$908,0007.0K
32MSFTMICROSOFT CORPCOM0.37%$768,0003.6K
33RELLRICHARDSON ELECTRS LTDCOM0.36%$748,000179.3K
34TRIDENT ACQUISITIONS CORPUNIT 05/09/20230.33%$689,000140.0K
35ISHARES U S ETF TRSHT MAT BD ETF0.31%$648,00012.9K
36VANGUARD WORLD FDSHEALTH CAR ETF0.30%$622,0003.0K
37ABTABBOTT LABSCOM0.26%$550,0005.1K
38VOLT INFORMATION SCIENCES INCOM0.24%$494,000350.4K
39BACBK OF AMERICA CORPCOM0.23%$485,00020.1K
40VANGUARD INDEX FDS S&P 500 ETFSHS0.23%$472,0001.5K
41R6C2ROYAL DUTCH SHELL PLC SPONADR B0.22%$471,00019.4K
42CSCOCISCO SYS INCCOM0.22%$455,00011.6K
43SOLIGENIX INCCOM0.21%$448,000250.0K
44BANK COMM HLDGSCOM0.19%$403,00057.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$444M85May 12, 202613F-HRchanges · EDGAR ↗
Q4 2025$398M87Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$376M84Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$367M83Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025Under review78May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$368,05086Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$355,89884Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$326,93680Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$341,86482May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$309,37684Feb 12, 202413F-HRchanges · EDGAR ↗
Q3 2023$292,23085Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$291,60986Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$293,07586May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review86Feb 15, 202313F-HRchanges · EDGAR ↗
Q3 2022$247M84Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$268M87Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$285M88May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$321M86Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$302M86Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$286M83Aug 17, 202113F-HRchanges · EDGAR ↗
Q1 2021$268M81May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$248M80Feb 17, 202113F-HRchanges · EDGAR ↗
Q3 2020$209M76Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$216M74Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$178M80May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$266M97Feb 18, 202013F-HRchanges · EDGAR ↗
Q3 2019$264M99Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$251M112Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$293M115May 16, 201913F-HRchanges · EDGAR ↗
Q4 2018$266M114Feb 15, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.