SEC 13F Intelligence

Managers / Q4 2023 · view latest →

ROMANO BROTHERS AND COMPANY

CIK 0000200648 · 1560 SHERMAN AVENUE, SUITE 1300, EVANSTON, IL, 60201 · 847-866-7700

Reported Value
$672M
Q4 2023
Positions
302
Filings on Record
16
2019–present window
Filed
Jan 29, 2024
original filing

Summary

Romano Brothers And Company reported $672M in U.S.-listed holdings across 302 positions for Q4 2023.

Its largest position, VUG, represents 5.3% of the portfolio.

Compared with Q3 2023, the fund opened 17 new positions and exited 14.

Portfolio Metrics

Turnover
+4.0%
vs prior filed quarter
Top-10 Concentration
+28.4%
share of reported value
Largest Position
+5.3%
Vanguard Index Fds
New / Exited
17 / 14
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q3 ’22: $620MQ3 ’22Q4 ’22: $659MQ1 ’23: $648MQ1 ’23Q2 ’23: $671MQ3 ’23: $643MQ3 ’23Q4 ’23: $672MQ1 ’24: $730MQ1 ’24Q2 ’24: $722MQ3 ’24: $803MQ3 ’24Q4 ’24: $792MQ1 ’25: $773MQ1 ’25Q2 ’25: $809MQ3 ’25: $875MQ3 ’25Q4 ’25: $880MQ1 ’26: $880MQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 73.2%ETP: 18.0%Other: 5.1%REIT: 3.1%ADR: 0.5%Other: 0.2%
  • Common Stock · 73.2% · $491M
  • ETP · 18.0% · $121M
  • Other · 5.1% · $34M
  • REIT · 3.1% · $21M
  • ADR · 0.5% · $3M
  • Other · 0.2% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SMCIUSDSUPER MICRO COMPUTER INCNEW+2.1K2.1K+$605,474$605,474
NSITINSIGHT ENTERPRISES INCNEW+2.5K2.5K+$434,116$434,116
PANWPALO ALTO NETWORKS INCNEW+1.1K1.1K+$325,253$325,253
DTEDTE ENERGY CONEW+2.6K2.6K+$291,067$291,067
BONDPIMCO ETF TRNEW+2.9K2.9K+$267,643$267,643
SCHWSCHWAB CHARLES CORPNEW+3.9K3.9K+$265,912$265,912
NPOENPRO INCNEW+1.5K1.5K+$235,110$235,110
IXNISHARES TRNEW+3.3K3.3K+$222,608$222,608

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2023

263 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VUGVANGUARD INDEX FDSS&P 500 ETF SHS · GROWTH ETF · TOTAL STK MKT · MID CAP ETF · SMALL CP ETF · VALUE ETF · REAL ESTATE ETF · SM CP VAL ETF5.25%$35M110.5K
2ITOTISHARES TRCORE S&P TTL STK · CORE S&P SCP ETF · CORE S&P500 ETF · SELECT DIVID ETF · NATIONAL MUN ETF · PFD AND INCM SEC · CORE MSCI EAFE · CORE HIGH DV ETF · RUS MDCP VAL ETF · MSCI KLD400 SOC · CORE S&P MCP ETF · SHORT TREAS BD · CORE US AGGBD ET · RUS 1000 GRW ETF · MSCI EAFE ETF · CORE MSCI TOTAL · S&P 100 ETF · S&P MC 400VL ETF · RUSSELL 2000 ETF · RUS MID CAP ETF · S&P 500 VAL ETF · CORE DIV GRWTH · GLOBAL TECH ETF · RUS 2000 VAL ETF4.67%$31M299.5K
3AAPLAPPLE INChistory →COM3.22%$22M112.2K
4ABBVABBVIE INChistory →COM3.08%$21M133.5K
5MSFTMICROSOFT CORPhistory →COM2.36%$16M42.2K
6CACICACI INTL INChistory →CL A2.34%$16M48.5K
7SPDR S&P 500 ETF TRTR UNIT2.21%$15M31.2K
8VANGUARD SPECIALIZED FUNDSDIV APP ETF1.85%$12M72.8K
9AVGOBROADCOM INChistory →COM1.77%$12M10.7K
10GOOGALPHABET INCCAP STK CL C · CAP STK CL A1.69%$11M80.8K
11FISVFISERV INChistory →COM1.51%$10M76.6K
12VANGUARD WHITEHALL FDSHIGH DIV YLD1.42%$10M85.3K
13UPSUNITED PARCEL SERVICE INChistory →CL B1.38%$9M59.1K
14FDXFEDEX CORPhistory →COM1.36%$9M36.1K
15CVSCVS HEALTH CORPhistory →COM1.26%$8M107.2K
16DUKDUKE ENERGY CORP NEWhistory →COM NEW1.22%$8M84.2K
17ABTABBOTT LABShistory →COM1.18%$8M72.2K
18CSCOCISCO SYS INChistory →COM1.08%$7M143.3K
19CHECK POINT SOFTWARE TECH LTORD0.97%$7M42.7K
20AMZNAMAZON COM INCCOM0.94%$6M41.5K
21AMGNAMGEN INCCOM0.91%$6M21.3K
22IBMINTERNATIONAL BUSINESS MACHSCOM0.90%$6M37.1K
23ITWILLINOIS TOOL WKS INCCOM0.90%$6M23.1K
24ARCCARES CAPITAL CORPCOM0.89%$6M297.1K
25JNJJOHNSON & JOHNSONCOM0.87%$6M37.2K
26GPNGLOBAL PMTS INCCOM0.86%$6M45.4K
27QCOMQUALCOMM INCCOM0.84%$6M39.2K
28DLRDIGITAL RLTY TR INCCOM0.84%$6M41.8K
29ORCLORACLE CORPCOM0.83%$6M52.7K
30CATCATERPILLAR INCCOM0.82%$5M18.6K
31HONEYWELL INTL INCCOM0.82%$5M26.2K
32RTXRTX CORPORATIONCOM0.81%$5M64.7K
33BMOBANK MONTREAL QUECOM0.81%$5M55.0K
34ALBALBEMARLE CORPCOM0.79%$5M36.6K
35OHIOMEGA HEALTHCARE INVS INCCOM0.78%$5M170.3K
36BMYBRISTOL-MYERS SQUIBB COCOM0.76%$5M99.5K
37AZOAUTOZONE INCCOM0.76%$5M2.0K
38JPMJPMORGAN CHASE & COCOM0.76%$5M29.8K
39ICON PLCSHS0.75%$5M17.8K
40AITAPPLIED INDL TECHNOLOGIES INCOM0.73%$5M28.4K
41CNCCENTENE CORP DELCOM0.71%$5M64.5K
42BACVERIZON COMMUNICATIONS INCCOM0.68%$5M121.9K
43PGPROCTER AND GAMBLE COCOM0.58%$4M26.7K
44MEDTRONIC PLCSHS0.57%$4M46.8K
45WMWASTE MGMT INC DELCOM0.57%$4M21.3K
46EATON CORP PLCSHS0.56%$4M15.7K
47AEPAMERICAN ELEC PWR CO INCCOM0.56%$4M46.5K
48WSMWILLIAMS SONOMA INCCOM0.56%$4M18.6K
49COSTCOSTCO WHSL CORP NEWCOM0.56%$4M5.7K
50METMETLIFE INCCOM0.55%$4M55.7K
51CHUBB LIMITEDCOM0.55%$4M16.2K
52AJGGALLAGHER ARTHUR J & COCOM0.54%$4M16.0K
53DEDEERE & COCOM0.53%$4M9.0K
54INTCINTEL CORPCOM0.53%$4M70.8K
55WPCWP CAREY INCCOM0.53%$4M54.6K
56LHXL3HARRIS TECHNOLOGIES INCCOM0.52%$3M16.5K
57MCDMCDONALDS CORPCOM0.51%$3M11.5K
58MRKMERCK & CO INCCOM0.51%$3M31.4K
59LABORATORY CORP AMER HLDGSCOM NEW0.51%$3M15.0K
60SBUXSTARBUCKS CORPCOM0.51%$3M35.4K
61LLYELI LILLY & COCOM0.50%$3M5.7K
62PYPLPAYPAL HLDGS INCCOM0.49%$3M54.1K
63SSGA ACTIVE ETF TRBLACKSTONE SENR0.49%$3M78.9K
64EMNEASTMAN CHEM COCOM0.49%$3M36.7K
65TXNTEXAS INSTRS INCCOM0.48%$3M19.0K
66ENBENBRIDGE INCCOM0.47%$3M87.9K
67APAMARTISAN PARTNERS ASSET MGMTCL A0.47%$3M71.3K
68PEPPEPSICO INCCOM0.46%$3M18.3K
69NVDANVIDIA CORPORATIONCOM0.46%$3M6.2K
70DYHTARGET CORPCOM0.46%$3M21.5K
71TRVTRAVELERS COMPANIES INCCOM0.45%$3M15.7K
72MDYSPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP0.44%$3M5.8K
73CTSHCOGNIZANT TECHNOLOGY SOLUTIOCL A0.43%$3M38.7K
74HDHOME DEPOT INCCOM0.43%$3M8.4K
75BABOEING COCOM0.42%$3M10.7K
76SWKSTANLEY BLACK & DECKER INCCOM0.42%$3M28.5K
77DOWDOW INCCOM0.42%$3M51.0K
78PFEPFIZER INCCOM0.42%$3M96.9K
79IPINTERNATIONAL PAPER COCOM0.39%$3M73.1K
80SCLSTEPAN COCOM0.39%$3M27.9K
81CMICUMMINS INCCOM0.38%$3M10.6K
82TAT&T INCCOM0.38%$3M150.5K
83NEENEXTERA ENERGY INCCOM0.36%$2M40.2K
84WELLWELLTOWER INCCOM0.36%$2M26.9K
85CCITIGROUP INCCOM NEW0.35%$2M45.6K
86MMM3M COCOM0.34%$2M20.7K
87PNWPINNACLE WEST CAP CORPCOM0.33%$2M30.5K
88CLXCLOROX CO DELCOM0.32%$2M15.1K
89EXMOCEXXON MOBIL CORPCOM0.31%$2M20.7K
90SEAGATE TECHNOLOGY HLDNGS PLORD SHS0.30%$2M23.6K
91UNHUNITEDHEALTH GROUP INCCOM0.30%$2M3.8K
92NSCNORFOLK SOUTHN CORPCOM0.30%$2M8.5K
93GNRCGENERAC HLDGS INCCOM0.30%$2M15.4K
94AMATAPPLIED MATLS INCCOM0.29%$2M12.1K
95VVISA INCCOM CL A0.29%$2M7.5K
96CITHE CIGNA GROUPCOM0.29%$2M6.5K
97CSLCARLISLE COS INCCOM0.29%$2M6.1K
98WBAWALGREENS BOOTS ALLIANCE INCCOM0.28%$2M73.0K
99S24SELECT MED HLDGS CORPCOM0.27%$2M76.4K
100APDAIR PRODS & CHEMS INCCOM0.26%$2M6.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$880M319Apr 22, 202613F-HRchanges · EDGAR ↗
Q4 2025$880M314Jan 14, 202613F-HRchanges · EDGAR ↗
Q3 2025$875M319Oct 21, 202513F-HRchanges · EDGAR ↗
Q2 2025$809M308Jul 22, 202513F-HRchanges · EDGAR ↗
Q1 2025$773M301Apr 10, 202513F-HRchanges · EDGAR ↗
Q4 2024$792M302Jan 16, 202513F-HRchanges · EDGAR ↗
Q3 2024$803M310Oct 22, 202413F-HRchanges · EDGAR ↗
Q2 2024$722M300Jul 17, 202413F-HRchanges · EDGAR ↗
Q1 2024$730M305Apr 17, 202413F-HRchanges · EDGAR ↗
Q4 2023$672M302Jan 29, 202413F-HRchanges · EDGAR ↗
Q3 2023$643M299Oct 17, 2023RESTATEMENTchanges · EDGAR ↗
Q2 2023$671M307Jul 13, 202313F-HRchanges · EDGAR ↗
Q1 2023$648M304Apr 13, 202313F-HRchanges · EDGAR ↗
Q4 2022$659M1,043Jan 18, 202313F-HRchanges · EDGAR ↗
Q3 2022$620M299Oct 18, 202213F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.