Managers / Q3 2023 · view latest →
ROMANO BROTHERS AND COMPANY
CIK 0000200648 · 1560 SHERMAN AVENUE, SUITE 1300, EVANSTON, IL, 60201 · 847-866-7700
Summary
Romano Brothers And Company reported $643M in U.S.-listed holdings across 299 positions for Q3 2023.
Its largest position, AAPL, represents 3.3% of the portfolio.
Compared with Q2 2023, the fund opened 3 new positions and exited 11.
Portfolio Metrics
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
Portfolio Composition
- Common Stock · 73.5% · $472M
- ETP · 17.7% · $114M
- Other · 5.0% · $32M
- REIT · 3.1% · $20M
- ADR · 0.5% · $4M
- Other · 0.1% · $692,465
Quarter-over-Quarter Changes full breakdown →
vs Q2 2023 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| S24SELECT MED HLDGS CORP | NEW | +41.7K | 41.7K | +$1M | $1M |
| FTREFORTREA HLDGS INC | NEW | +9.5K | 9.5K | +$272,350 | $272,350 |
| BPBP PLC | NEW | +5.6K | 5.6K | +$217,764 | $217,764 |
| ENPHENPHASE ENERGY INC | ADDED | +8.3K | 10.7K | +$890,243 | $1M |
| NVONOVO-NORDISK A S | ADDED | +3.5K | 6.4K | +$116,542 | $580,023 |
| UCTTULTRA CLEAN HLDGS INC | SOLD OUT | −6.9K | 0 | −$265,374 | $0 |
| MUMICRON TECHNOLOGY INC | SOLD OUT | −4.1K | 0 | −$258,120 | $0 |
| ALLEGION PLC | SOLD OUT | −1.9K | 0 | −$225,998 | $0 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q3 2023
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | VUGVANGUARD INDEX FDS | S&P 500 ETF SHS · GROWTH ETF · TOTAL STK MKT | 4.05% | $26M | 85.6K |
| 2 | AAPLAPPLE INChistory → | COM | 3.27% | $21M | 122.8K |
| 3 | ABBVABBVIE INChistory → | COM | 3.12% | $20M | 134.4K |
| 4 | SPDR S&P 500 ETF TR | TR UNIT | 2.75% | $18M | 41.4K |
| 5 | ISHARES TR | CORE S&P TTL STK · CORE S&P SCP ETF | 2.64% | $17M | 180.4K |
| 6 | CA8ACACI INTL INChistory → | CL A | 2.36% | $15M | 48.4K |
| 7 | MSFTMICROSOFT CORPhistory → | COM | 2.16% | $14M | 43.9K |
| 8 | GOOGALPHABET INC | CAP STK CL C · CAP STK CL A | 1.82% | $12M | 89.2K |
| 9 | VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 1.63% | $10M | 67.6K |
| 10 | FDXFEDEX CORPhistory → | COM | 1.53% | $10M | 37.1K |
| 11 | UPSUNITED PARCEL SERVICE INChistory → | CL B | 1.45% | $9M | 59.6K |
| 12 | VANGUARD WHITEHALL FDS | HIGH DIV YLD | 1.41% | $9M | 87.7K |
| 13 | AVGOBROADCOM INChistory → | COM | 1.41% | $9M | 10.9K |
| 14 | FISVFISERV INChistory → | COM | 1.37% | $9M | 78.0K |
| 15 | CVSCVS HEALTH CORPhistory → | COM | 1.27% | $8M | 116.5K |
| 16 | CSCOCISCO SYS INChistory → | COM | 1.19% | $8M | 142.7K |
| 17 | DUKDUKE ENERGY CORP NEWhistory → | COM NEW | 1.15% | $7M | 83.7K |
| 18 | ABTABBOTT LABShistory → | COM | 1.10% | $7M | 73.1K |
| 19 | BMYBRISTOL-MYERS SQUIBB COhistory → | COM | 1.01% | $7M | 112.3K |
| 20 | JNJJOHNSON & JOHNSON | COM | 0.97% | $6M | 40.0K |
| 21 | AMGNAMGEN INC | COM | 0.92% | $6M | 21.9K |
| 22 | ALBALBEMARLE CORP | COM | 0.91% | $6M | 34.5K |
| 23 | CHECK POINT SOFTWARE TECH LT | ORD | 0.90% | $6M | 43.4K |
| 24 | ARCCARES CAPITAL CORP | COM | 0.90% | $6M | 296.5K |
| 25 | OMEGA HEALTHCARE INVS INC | COM | 0.89% | $6M | 172.1K |
| 26 | ORCLORACLE CORP | COM | 0.88% | $6M | 53.6K |
| 27 | AMZNAMAZON COM INC | COM | 0.86% | $6M | 43.4K |
| 28 | ITWILLINOIS TOOL WKS INC | COM | 0.85% | $5M | 23.6K |
| 29 | AZOAUTOZONE INC | COM | 0.83% | $5M | 2.1K |
| 30 | FQIDIGITAL RLTY TR INC | COM | 0.82% | $5M | 43.8K |
| 31 | IBMINTERNATIONAL BUSINESS MACHS | COM | 0.82% | $5M | 37.5K |
| 32 | GPNGLOBAL PMTS INC | COM | 0.82% | $5M | 45.5K |
| 33 | CATCATERPILLAR INC | COM | 0.81% | $5M | 19.1K |
| 34 | AITAPPLIED INDL TECHNOLOGIES IN | COM | 0.80% | $5M | 33.2K |
| 35 | HONGBPHONEYWELL INTL INC | COM | 0.78% | $5M | 27.3K |
| 36 | RTXRTX CORPORATION | COM | 0.75% | $5M | 66.6K |
| 37 | BMOBANK MONTREAL QUE | COM | 0.74% | $5M | 56.4K |
| 38 | JPMJPMORGAN CHASE & CO | COM | 0.72% | $5M | 31.8K |
| 39 | ICON PLC | SHS | 0.71% | $5M | 18.6K |
| 40 | CNCCENTENE CORP DEL | COM | 0.70% | $5M | 65.7K |
| 41 | SSGA ACTIVE ETF TR | BLACKSTONE SENR | 0.70% | $4M | 107.0K |
| 42 | QCOMQUALCOMM INC | COM | 0.69% | $4M | 40.2K |
| 43 | WSMWILLIAMS SONOMA INC | COM | 0.69% | $4M | 28.6K |
| 44 | PGPROCTER AND GAMBLE CO | COM | 0.67% | $4M | 29.3K |
| 45 | BACVERIZON COMMUNICATIONS INC | COM | 0.64% | $4M | 126.7K |
| 46 | MEDTRONIC PLC | SHS | 0.63% | $4M | 51.7K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $880M | 319 | Apr 22, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $880M | 314 | Jan 14, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $875M | 319 | Oct 21, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $809M | 308 | Jul 22, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $773M | 301 | Apr 10, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $792M | 302 | Jan 16, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $803M | 310 | Oct 22, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $722M | 300 | Jul 17, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $730M | 305 | Apr 17, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $672M | 302 | Jan 29, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $643M | 299 | Oct 17, 2023 | RESTATEMENT | changes · EDGAR ↗ |
| Q2 2023 | $671M | 307 | Jul 13, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $648M | 304 | Apr 13, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $659M | 1,043 | Jan 18, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $620M | 299 | Oct 18, 2022 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.