SEC 13F Intelligence

Managers / Q3 2021 · view latest →

WESTERN FINANCIAL Corp

CIK 0000106077 · 600 "B" STREET STE. 2204, SAN DIEGO, CA, 92101-4507 · 619-544-0260

Reported Value
$169M
Q3 2021
Positions
88
Filings on Record
8
2019–present window
Filed
Oct 22, 2021
original filing

Summary

Western Financial Corp reported $169M in U.S.-listed holdings across 88 positions for Q3 2021.

The portfolio is heavily concentrated: ARWR alone accounts for 30.4% of reported value.

Compared with Q2 2021, the fund opened 9 new positions and exited 13.

Portfolio Metrics

Turnover
+6.0%
vs prior filed quarter
Top-10 Concentration
+72.9%
share of reported value
Largest Position
+30.4%
Arrowhead Pharmaceuticals In
New / Exited
9 / 13
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $152MQ4 ’20Q1 ’21: $164MQ1 ’21Q2 ’21: $185MQ2 ’21Q3 ’21: $169MQ3 ’21Q4 ’21: $191MQ4 ’21Q1 ’22: $172MQ1 ’22Q2 ’22: $141MQ2 ’22Q3 ’22: $143MQ3 ’22filingsflow.com

Portfolio Composition

By security type
Common Stock: 86.1%ETP: 12.9%Other: 0.9%MLP: 0.0%
  • Common Stock · 86.1% · $145M
  • ETP · 12.9% · $22M
  • Other · 0.9% · $1M
  • MLP · 0.0% · $75,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ISHARES TRNEW+11.2K11.2K+$1M$1M
ISHARES TRNEW+21.4K21.4K+$980,000$980,000
CNSCOHEN & STEERS INCNEW+8.2K8.2K+$686,000$686,000
JANUS HENDERSON GROUP PLCNEW+15.9K15.9K+$657,000$657,000
DKSDICKS SPORTING GOODS INCNEW+5.1K5.1K+$613,000$613,000
ITGARTNER INCNEW+1.6K1.6K+$488,000$488,000
CRWDCROWDSTRIKE HLDGS INCNEW+1.9K1.9K+$457,000$457,000
SCHWAB STRATEGIC TRNEW+5.8K5.8K+$365,000$365,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

72 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ARWRARROWHEAD PHARMACEUTICALS INhistory →COM30.37%$51M820.3K
2EFSCENTERPRISE FINL SVCS CORPhistory →COM21.63%$36M805.6K
3ISHARES TRMBS ETF · ISHS 1-5YR INVS · IBOXX HI YD ETF · TIPS BD ETF · US TREAS BD ETF · ESG AWR MSCI USA · JPMORGAN USD EMG · 0-5YR HI YL CP · FALN ANGLS USD · CORE TOTAL USD · CORE S&P500 ETF · EAFE VALUE ETF · EAFE GRWTH ETF · MSCI USA VALUE · CORE MSCI TOTAL11.24%$19M282.5K
4PACWUSDPACWEST BANCORP DELhistory →COM2.58%$4M95.9K
5WFCWELLS FARGO CO NEWhistory →COM2.52%$4M91.7K
6AAPLAPPLE INChistory →COM1.07%$2M12.7K
7SCHWAB STRATEGIC TR1 5YR CORP BD · US TIPS ETF · SCHWB FDT INT LG0.99%$2M34.1K
8HDHOME DEPOT INCCOM0.87%$1M4.5K
9MSFTMICROSOFT CORPCOM0.84%$1M5.0K
10GOOGLALPHABET INCCAP STK CL A0.81%$1M513
11TSLATESLA INCCOM0.81%$1M1.8K
12ZTSZOETIS INCCL A0.81%$1M7.0K
13NVDANVIDIA CORPORATIONCOM0.80%$1M6.5K
14ISRGINTUITIVE SURGICAL INCCOM NEW0.78%$1M1.3K
15AVGOBROADCOM INCCOM0.78%$1M2.7K
16AMZNAMAZON COM INCCOM0.78%$1M398
17LOWLOWES COS INCCOM0.77%$1M6.4K
18DHRDANAHER CORPORATIONCOM0.77%$1M4.3K
19SNPSSYNOPSYS INCCOM0.75%$1M4.2K
20WSTWEST PHARMACEUTICAL SVSC INCCOM0.74%$1M2.9K
21NKENIKE INCCL B0.72%$1M8.4K
22EPAMEPAM SYS INCCOM0.70%$1M2.1K
23XYZSQUARE INCCL A0.70%$1M4.9K
24PYPLPAYPAL HLDGS INCCOM0.69%$1M4.5K
25DBXDROPBOX INCCL A0.69%$1M40.0K
26EXPDEXPEDITORS INTL WASH INCCOM0.67%$1M9.5K
27JPMJPMORGAN CHASE & COCOM0.62%$1M6.4K
28LF2PACIFIC PREMIER BANCORPCOM0.52%$875,00021.1K
29PFEPFIZER INCCOM0.51%$855,00019.9K
30JNJJOHNSON & JOHNSONCOM0.49%$819,0005.1K
31GARMIN LTDSHS0.49%$818,0005.3K
32DYHTARGET CORPCOM0.48%$808,0003.5K
33FASTFASTENAL COCOM0.47%$791,00015.3K
34BACVERIZON COMMUNICATIONS INCCOM0.47%$785,00014.5K
35WSMWILLIAMS SONOMA INCCOM0.45%$764,0004.3K
36KLACKLA CORPCOM NEW0.45%$761,0002.3K
37FITBFIFTH THIRD BANCORPCOM0.44%$744,00017.5K
38BLKCHFBLACKROCK INCCOM0.44%$743,000886
39NEENEXTERA ENERGY INCCOM0.43%$717,0009.1K
40SYU1SYNOVUS FINL CORPCOM NEW0.42%$716,00016.3K
41UPSUNITED PARCEL SERVICE INCCL B0.42%$708,0003.9K
42CNSCOHEN & STEERS INCCOM0.41%$686,0008.2K
43SPDR SER TRPORTFOLIO S&P5000.40%$682,00013.5K
44JANUS HENDERSON GROUP PLCORD SHS0.39%$657,00015.9K
45DKSDICKS SPORTING GOODS INCCOM0.36%$613,0005.1K
46INTUINTUITCOM0.35%$596,0001.1K
47MSCIMSCI INCCOM0.35%$587,000965
48TMOTHERMO FISHER SCIENTIFIC INCCOM0.34%$581,0001.0K
49ORLYOREILLY AUTOMOTIVE INCCOM0.34%$566,000926
50GNRCGENERAC HLDGS INCCOM0.33%$552,0001.4K
51CPRTCOPART INCCOM0.31%$531,0003.8K
52ADBEADOBE SYSTEMS INCORPORATEDCOM0.31%$524,000911
53IDXXIDEXX LABS INCCOM0.31%$522,000840
54FTNTFORTINET INCCOM0.31%$518,0001.8K
55AMATAPPLIED MATLS INCCOM0.30%$509,0004.0K
56LRCXEURLAM RESEARCH CORPCOM0.29%$494,000868
57METAFACEBOOK INCCL A0.29%$492,0001.4K
58ITGARTNER INCCOM0.29%$488,0001.6K
59MLMMARTIN MARIETTA MATLS INCCOM0.27%$463,0001.4K
60CRWDCROWDSTRIKE HLDGS INCCL A0.27%$457,0001.9K
61ARCCARES CAPITAL CORPCOM0.23%$396,00019.5K
62WEAWESTERN ALLIANCE BANCORPCOM0.22%$364,0003.3K
63PGPROCTER AND GAMBLE COCOM0.18%$308,0002.2K
64VANGUARD SCOTTSDALE FDSINT-TERM CORP0.17%$283,0003.0K
65ZIONZIONS BANCORPORATION N ACOM0.16%$263,0004.2K
66CHVCHEVRON CORP NEWCOM0.14%$238,0002.3K
67ISHARES U S ETF TRGSCI CMDTY STGY0.13%$226,0006.3K
68PLTRPALANTIR TECHNOLOGIES INCCL A0.13%$223,0009.3K
69CFGCITIZENS FINL GROUP INCCOM0.13%$214,0004.6K
70COLBCOLUMBIA BKG SYS INCCOM0.12%$210,0005.5K
71FFWMFIRST FNDTN INCCOM0.12%$209,0008.0K
72NGLNGL ENERGY PARTNERS LPCOM UNIT REPST0.04%$75,00031.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2022$143M93Nov 4, 202213F-HRchanges · EDGAR ↗
Q2 2022$141M92Jul 22, 202213F-HRchanges · EDGAR ↗
Q1 2022$172M92Apr 22, 202213F-HRchanges · EDGAR ↗
Q4 2021$191M86Jan 19, 202213F-HRchanges · EDGAR ↗
Q3 2021$169M88Oct 22, 202113F-HRchanges · EDGAR ↗
Q2 2021$185M92Jul 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$164M85Apr 27, 202113F-HRchanges · EDGAR ↗
Q4 2020$152M79Feb 3, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.