SEC 13F Intelligence

Managers / Q4 2020 · view latest →

WESTERN FINANCIAL Corp

CIK 0000106077 · 600 "B" STREET STE. 2204, SAN DIEGO, CA, 92101-4507 · 619-544-0260

Reported Value
$152M
Q4 2020
Positions
79
Filings on Record
8
2019–present window
Filed
Feb 3, 2021
original filing

Summary

Western Financial Corp reported $152M in U.S.-listed holdings across 79 positions for Q4 2020.

The portfolio is heavily concentrated: ARWR alone accounts for 41.4% of reported value.

Portfolio Metrics

Top-10 Concentration
+77.2%
share of reported value
Largest Position
+41.4%
Arrowhead Pharmaceuticals In

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $152MQ4 ’20Q1 ’21: $164MQ1 ’21Q2 ’21: $185MQ2 ’21Q3 ’21: $169MQ3 ’21Q4 ’21: $191MQ4 ’21Q1 ’22: $172MQ1 ’22Q2 ’22: $141MQ2 ’22Q3 ’22: $143MQ3 ’22filingsflow.com

Portfolio Composition

By security type
Common Stock: 91.1%ETP: 8.8%Closed-End Fund: 0.1%MLP: 0.0%
  • Common Stock · 91.1% · $139M
  • ETP · 8.8% · $13M
  • Closed-End Fund · 0.1% · $164,000
  • MLP · 0.0% · $76,000

Quarter-over-Quarter Changes full breakdown →

IssuerMoveShare ΔShares nowValue ΔValue now
ARWRARROWHEAD PHARMACEUTICALS INNEW+820.3K820.3K+$63M$63M
EFSCENTERPRISE FINL SVCS CORPNEW+888.1K888.1K+$31M$31M
MBBISHARES TRNEW+34.3K34.3K+$4M$4M
ISHARES TRNEW+32.5K32.5K+$3M$3M
WFCWELLS FARGO CO NEWNEW+92.7K92.7K+$3M$3M
PACWEST BANCORP DELNEW+100.0K100.0K+$3M$3M
IGSBISHARES TRNEW+39.1K39.1K+$2M$2M
AAPLAPPLE INCNEW+11.3K11.3K+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2020

70 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ARWRARROWHEAD PHARMACEUTICALS INhistory →COM41.38%$63M820.3K
2EFSCENTERPRISE FINL SVCS CORPhistory →COM20.40%$31M888.1K
3MBBISHARES TRMBS ETF · IBOXX HI YD ETF · ISHS 1-5YR INVS · JPMORGAN USD EMG · US TREAS BD ETF · ESG AWR MSCI USA · 0-5YR HI YL CP · EAFE GRWTH ETF7.80%$12M159.6K
4WFCWELLS FARGO CO NEWhistory →COM1.84%$3M92.7K
5PACWEST BANCORP DELCOM1.67%$3M100.0K
6AAPLAPPLE INCCOM0.99%$2M11.3K
7FCBPFIRST CHOICE BANCORPCOM0.88%$1M72.1K
8SPYMSPDR SER TRPORTFOLIO S&P500 · PORTFOLIO INTRMD · PORTFOLIO LN COR0.83%$1M32.7K
9HDHOME DEPOT INCCOM0.77%$1M4.4K
10AMZNAMAZON COM INCCOM0.68%$1M318
11SNPSSYNOPSYS INCCOM0.67%$1M4.0K
12AVGOBROADCOM INCCOM0.67%$1M2.3K
13MSFTMICROSOFT CORPCOM0.66%$1M4.5K
14ZTSZOETIS INCCL A0.65%$995,0006.0K
15NKENIKE INCCL B0.65%$992,0007.0K
16ISRGINTUITIVE SURGICAL INCCOM NEW0.64%$980,0001.2K
17JNJJOHNSON & JOHNSONCOM0.64%$971,0006.2K
18LULULULULEMON ATHLETICA INCCOM0.63%$963,0002.8K
19PYPLPAYPAL HLDGS INCCOM0.63%$955,0004.1K
20VVISA INCCOM CL A0.62%$950,0004.3K
21GOOGLALPHABET INCCAP STK CL A0.61%$927,000529
22CRMSALESFORCE COM INCCOM0.59%$891,0004.0K
23NFLXNETFLIX INCCOM0.57%$871,0001.6K
24VZVERIZON COMMUNICATIONS INCCOM0.56%$845,00014.4K
25PACIFIC PREMIER BANCORPCOM0.55%$841,00026.9K
26DGDOLLAR GEN CORP NEWCOM0.55%$831,0004.0K
27WSTWEST PHARMACEUTICAL SVSC INCCOM0.54%$815,0002.9K
28LOWLOWES COS INCCOM0.53%$810,0005.0K
29ORLYOREILLY AUTOMOTIVE INCCOM0.53%$801,0001.8K
30NVDANVIDIA CORPORATIONCOM0.52%$794,0001.5K
31JPMJPMORGAN CHASE & COCOM0.49%$750,0005.9K
32PFEPFIZER INCCOM0.48%$733,00019.9K
33ABTABBOTT LABSCOM0.43%$659,0006.0K
34TGTTARGET CORPCOM0.41%$617,0003.5K
35QCOMQUALCOMM INCCOM0.40%$615,0004.0K
36UNHUNITEDHEALTH GROUP INCCOM0.40%$608,0001.7K
37GRMNGARMIN LTDSHS0.39%$591,0004.9K
38FASTFASTENAL COCOM0.38%$583,00012.0K
39NEENEXTERA ENERGY INCCOM0.36%$542,0007.0K
40KLACKLA CORPCOM NEW0.35%$528,0002.0K
41SYNOVUS FINL CORPCOM NEW0.33%$496,00015.3K
42NEMNEWMONT CORPCOM0.32%$489,0008.2K
43UPSUNITED PARCEL SERVICE INCCL B0.32%$480,0002.9K
44KMBKIMBERLY-CLARK CORPCOM0.31%$478,0003.5K
45UNPUNION PAC CORPCOM0.31%$467,0002.2K
46WSMWILLIAMS SONOMA INCCOM0.30%$450,0004.4K
47AMATAPPLIED MATLS INCCOM0.27%$417,0004.8K
48CPRTCOPART INCCOM0.26%$402,0003.2K
49MSCIMSCI INCCOM0.26%$399,000896
50TMUST-MOBILE US INCCOM0.26%$399,0003.0K
51NOWSERVICENOW INCCOM0.26%$392,000713
52INTUINTUITCOM0.26%$388,0001.0K
53CSGPCOSTAR GROUP INCCOM0.25%$387,000419
54ADBEADOBE SYSTEMS INCORPORATEDCOM0.25%$376,000752
55IDXXIDEXX LABS INCCOM0.24%$372,000745
56COSTCOSTCO WHSL CORP NEWCOM0.24%$370,000983
57MAMASTERCARD INCORPORATEDCL A0.24%$369,0001.0K
58TMOTHERMO FISHER SCIENTIFIC INCCOM0.24%$362,000778
59MCOMOODYS CORPCOM0.23%$352,0001.2K
60RMDRESMED INCCOM0.22%$331,0001.6K
61ARCCARES CAPITAL CORPCOM0.20%$309,00018.3K
62PGPROCTER AND GAMBLE COCOM0.20%$306,0002.2K
63XSOEWISDOMTREE TREM EX ST-OWNED0.16%$245,0006.2K
64FATEFATE THERAPEUTICS INCCOM0.15%$227,0002.5K
65ETNEATON CORP PLCSHS0.14%$215,0001.8K
66ABBVABBVIE INCCOM0.14%$209,0002.0K
67WALWESTERN ALLIANCE BANCORPCOM0.14%$206,0003.4K
68FTFRANKLIN UNVL TRSH BEN INT0.07%$107,00014.4K
69NGLNGL ENERGY PARTNERS LPCOM UNIT REPST0.05%$76,00031.8K
70PIMPUTNAM MASTER INTER INCOME TSH BEN INT0.04%$57,00013.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2022$143M93Nov 4, 202213F-HRchanges · EDGAR ↗
Q2 2022$141M92Jul 22, 202213F-HRchanges · EDGAR ↗
Q1 2022$172M92Apr 22, 202213F-HRchanges · EDGAR ↗
Q4 2021$191M86Jan 19, 202213F-HRchanges · EDGAR ↗
Q3 2021$169M88Oct 22, 202113F-HRchanges · EDGAR ↗
Q2 2021$185M92Jul 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$164M85Apr 27, 202113F-HRchanges · EDGAR ↗
Q4 2020$152M79Feb 3, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.