SEC 13F Intelligence

Managers / Q2 2024 · view latest →

PRINCIPAL SECURITIES, INC.

CIK 0000012600 · 711 HIGH STREET, DES MOINES, IA, 50392 · 516-501-2046

Reported Value
$3.6B
Q2 2024
Positions
3,394
Filings on Record
11
2019–present window
Filed
Jul 31, 2024
original filing

Summary

Principal Securities, Inc. reported $3.6B in U.S.-listed holdings across 3,394 positions for Q2 2024.

Its largest position, Principal Exchange Traded Fd, represents 6.5% of the portfolio.

Compared with Q1 2024, the fund opened 211 new positions and exited 130.

Reported Value by Quarter

13F Reported Value
Q4 ’23: $2.7BQ4 ’23Q1 ’24: $3.2BQ2 ’24: $3.6BQ2 ’24Q3 ’24: $4.1BQ4 ’24: $4.4BQ4 ’24Q1 ’25: $4.5BQ2 ’25: $5.3BQ2 ’25Q3 ’25: $6.1BQ4 ’25: $6.5BQ4 ’25Q1 ’26: $6.8Bfilingsflow.com

Portfolio Composition

By security type
ETP: 68.2%Common Stock: 26.4%Closed-End Fund: 1.9%Other: 1.4%ADR: 1.3%Other: 0.8%
  • ETP · 68.2% · $2.5B
  • Common Stock · 26.4% · $959M
  • Closed-End Fund · 1.9% · $68M
  • Other · 1.4% · $51M
  • ADR · 1.3% · $48M
  • Other · 0.8% · $28M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2024 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
FRANKLIN TEMPLETON ETF TRNEW+57.3K57.3K+$2M$2M
LHLABCORP HOLDINGS INCNEW+4.7K4.7K+$957,086$957,086
FIRST TR EXCHNG TRADED FD VINEW+18.4K18.4K+$823,391$823,391
SSGA ACTIVE TRNEW+13.4K13.4K+$683,249$683,249
VANGUARD MALVERN FDSNEW+7.8K7.8K+$595,316$595,316
CLSCELESTICA INCNEW+8.6K8.6K+$495,790$495,790
SPDR INDEX SHS FDSNEW+13.1K13.1K+$493,326$493,326
DIMENSIONAL ETF TRUSTNEW+12.0K12.0K+$299,105$299,105

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2024

24 positions
#IssuerClass% PortfolioValueShares
1ISHARES TRCORE S&P500 ETF · CORE MSCI EAFE · CORE US AGGBD ET · RUS 1000 ETF · TIPS BD ETF · CORE S&P US VLU · RUS TP200 GR ETF · S&P 500 GRWT ETF · CORE S&P SCP ETF · CORE MSCI TOTAL · S&P 500 VAL ETF · CORE S&P US GWT · MSCI UK ETF NEW16.08%$584M5.14M
2PRINCIPAL EXCHANGE TRADED FDUS MEGA CP ETF · PRIN U S SMALL · PRNC INVT GRAD · PRNCPL VLU ETF · FOCUSED BLUE CHI · QUALITY ETF11.62%$422M9.56M
3GOLDMAN SACHS ETF TRMARKETBETA US EQ · ACTIVEBETA INT · ACCESS US AGRAT · ACTIVEBETA US LG4.21%$153M2.87M
4SPDR SER TRPORTFOLIO S&P500 · PRTFLO S&P500 GW · PORTFOLIO LN TSR2.38%$86M1.65M
5MSFTMICROSOFT CORPCOM1.62%$59M131.6K
6VTVVANGUARD INDEX FDSTOTAL STK MKT · VALUE ETF1.36%$49M231.7K
7AMZNAMAZON COM INCCOM1.28%$47M241.1K
8GOOGLALPHABET INCCAP STK CL A · CAP STK CL C1.17%$43M232.8K
9AAPLAPPLE INCCOM1.05%$38M181.4K
10NVDANVIDIA CORPORATIONCOM0.99%$36M289.4K
11GLOBAL X FDSNASDAQ 100 COVER · S&P 500 COVERED0.94%$34M1.42M
12J P MORGAN EXCHANGE TRADED FBETABULDRS JAPAN · EQUITY PREMIUM0.88%$32M562.2K
13ISHARES INCCORE MSCI EMKT0.82%$30M556.5K
14INVESCO EXCH TRADED FD TR IIS&P 500 MOMNTM0.70%$26M291.7K
15METAMETA PLATFORMS INCCL A0.65%$24M46.7K
16VANGUARD SCOTTSDALE FDSLONG TERM TREAS0.58%$21M367.3K
17NDQINVESCO QQQ TRUNIT SER 10.55%$20M41.8K
18VANGUARD BD INDEX FDSTOTAL BND MRKT0.52%$19M262.3K
19SCHWAB STRATEGIC TRUS LCAP GR ETF0.48%$18M174.2K
20VANGUARD TAX-MANAGED FDSVAN FTSE DEV MKT0.46%$17M340.6K
21VVISA INCCOM CL A0.43%$16M59.5K
22BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.43%$15M38.0K
23XETYXEATON VANCE TAX-MANAGED DIVECOM0.39%$14M1.01M
24JPMJPMORGAN CHASE &CO.COM0.38%$14M67.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$6.8B1,411May 13, 202613F-HRchanges · EDGAR ↗
Q4 2025$6.5B1,345Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$6.1B3,731Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$5.3B3,679Aug 11, 202513F-HRchanges · EDGAR ↗
Q1 2025$4.5B3,553Apr 30, 202513F-HRchanges · EDGAR ↗
Q4 2024$4.4B3,548Jan 30, 202513F-HRchanges · EDGAR ↗
Q3 2024$4.1B3,452Oct 28, 202413F-HRchanges · EDGAR ↗
Q2 2024$3.6B3,394Jul 31, 202413F-HRchanges · EDGAR ↗
Q1 2024$3.2B3,320May 10, 202413F-HRchanges · EDGAR ↗
Q4 2023$2.7B3,215Feb 7, 202413F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.