SEC 13F Intelligence

PRINCIPAL EXCHANGE TRADED FD

CUSIP 74255Y870

Principal Exchange Traded Fd has 87 institutional holders in Filings Flow’s 13F database, together reporting 52.87M shares worth $3.0B as of Q1 2026. The largest reported holders are Principal Financial Group Inc, Principal Securities, Inc., and Envestnet Asset Management Inc.

Institutional Holders
87
Q1 2026
Reported Value
$3.0B
Ticker
unmapped
private placement or foreign
Quarters Tracked
10

Ownership Trend

Institutional holders
Q4 ’18: 10Q4 ’18Q1 ’19: 11Q2 ’19: 14Q2 ’19Q3 ’19: 15Q2 ’21: 23Q2 ’21Q4 ’21: 21Q4 ’22: 15Q4 ’22Q4 ’25: 89Q1 ’26: 87Q1 ’26Q2 ’26: 5filingsflow.com
Total reported value
Q4 ’18: $37MQ4 ’18Q1 ’19: $42MQ2 ’19: $71MQ2 ’19Q3 ’19: $76MQ2 ’21: $107MQ2 ’21Q4 ’21: $1.7BQ4 ’22: $928MQ4 ’22Q4 ’25: $3.4BQ1 ’26: $3.0BQ1 ’26Q2 ’26: $84Mfilingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
O'Brien Wealth Partners LLC$756M AUM8.09%$61M893.7KQ4 2025OLDER
Symphony Financial Services, Inc.$195M AUM8.01%$16M242.6KQ1 2026OLDER
PRINCIPAL SECURITIES, INC.$6.8B AUM4.47%$305M4.74MQ1 2026OLDER
Oasis Advisors, LLC$509M AUM3.75%$19M7.11MQ1 2026OLDER
Elevation Capital Advisory, LLC$235M AUM2.84%$7M101.5KQ4 2025OLDER
Henderson Brothers Financial Partners, LLC$395M AUM2.66%$5M77.6KQ4 2025OLDER
PMG Wealth Management, Inc.$139M AUM1.52%$2M32.9KQ1 2026OLDER
Golden State Wealth Management, LLC$915M AUM1.47%$13M209.7KQ1 2026OLDER
Wealth Advisors of Iowa, LLC$323M AUM1.23%$4M61.7KQ1 2026OLDER
Legacy CG, LLC$360M AUM1.11%$4M62.2KQ1 2026OLDER
PRINCIPAL FINANCIAL GROUP INC$187.2B AUM1.04%$1.9B30.15MQ1 2026OLDER
Segment Wealth Management, LLC$1.7B AUM0.96%$16M254.9KQ1 2026OLDER
Ethos Financial Group, LLC$1.4B AUM0.57%$8M111.9KQ4 2025OLDER
MCDONALD PARTNERS LLC$424M AUM0.42%$2M27.9KQ1 2026OLDER
Cannon Wealth Management Services, LLC$148M AUM0.41%$602,7289.4KQ1 2026OLDER
Hershey Financial Advisers, LLC$116M AUM0.40%$476,0707.0KQ4 2025OLDER
Richmond Investment Services, LLC$619M AUM0.33%$2M31.9KQ1 2026OLDER
Jackson Wealth Management, LLC$972M AUM0.28%$3M42.6KQ1 2026OLDER
Stillwater Wealth Management Group$162M AUM0.27%$436,5686.8KQ1 2026OLDER
GREENWOOD CAPITAL ASSOCIATES LLC$908M AUM0.25%$2M35.2KQ1 2026OLDER
Capital Investment Advisory Services, LLC$1.4B AUM0.25%$3M52.8KQ1 2026OLDER
Kraft, Davis & Associates, LLC$479M AUM0.14%$682,6329.2KQ2 2026
Integrated Wealth Concepts LLC$12.5B AUM0.13%$17M258.4KQ1 2026OLDER
SILVER OAK SECURITIES, INCORPORATED$1.4B AUM0.12%$2M26.7KQ4 2025OLDER
Smartleaf Asset Management LLC$2.8B AUM0.11%$3M46.6KQ1 2026OLDER
Cape Investment Advisory, Inc.$301M AUM0.08%$253,6073.7KQ4 2025OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.08%$288M4.48MQ1 2026OLDER
NewEdge Advisors, LLC$27.7B AUM0.07%$19M300.8KQ2 2026
GTS SECURITIES LLC$2.8B AUM0.06%$2M26.5KQ1 2026OLDER
CreativeOne Wealth, LLC$4.3B AUM0.05%$2M36.5KQ1 2026OLDER
EP Wealth Advisors, LLC$20.3B AUM0.04%$8M129.1KQ1 2026OLDER
Cornerstone Planning Group LLC$749M AUM0.04%$301,7394.3KQ1 2026OLDER
MARSHALL INVESTMENT MANAGEMENT, LLC$208M AUM0.04%$78,9361.2KQ1 2026OLDER
Lloyd Advisory Services, LLC.$349M AUM0.04%$130,8112.0KQ1 2026OLDER
Kingdom Financial Group LLC.$349M AUM0.04%$130,8112.0KQ1 2026OLDER
Orion Porfolio Solutions, LLC$11.7B AUM0.02%$3M43.3KQ1 2026OLDER
Perennial Investment Advisors, LLC$1.3B AUM0.02%$273,2634.2KQ1 2026OLDER
Cornerstone Wealth Management, LLC$2.0B AUM0.02%$416,6376.5KQ1 2026OLDER
CARY STREET PARTNERS FINANCIAL LLC$4.0B AUM0.02%$804,93012.5KQ1 2026OLDER
&PARTNERS$20.2B AUM0.02%$4M59.3KQ1 2026OLDER
LPL Financial LLC$376.6B AUM0.02%$69M1.08MQ1 2026OLDER
MERCER GLOBAL ADVISORS INC /ADV$67.6B AUM0.02%$12M191.9KQ1 2026OLDER
Prospera Financial Services Inc$6.2B AUM0.02%$1M16.9KQ1 2026OLDER
Simplicity Wealth,LLC$1.8B AUM0.02%$297,8294.6KQ1 2026OLDER
AE Wealth Management LLC$18.5B AUM0.02%$3M48.2KQ1 2026OLDER
One Capital Management, LLC$3.6B AUM0.02%$529,2557.7KQ4 2025OLDER
Grey Fox Wealth Advisors, LLC$518M AUM0.02%$74,9901.1KQ3 2025OLDER
CITIZENS FINANCIAL GROUP INC/RI$7.2B AUM0.01%$1M16.2KQ1 2026OLDER
TWO SIGMA INVESTMENTS, LP$123.9B AUM0.01%$10M141.0KQ4 2025OLDER
U.S. Capital Wealth Advisors, LLC$4.0B AUM0.01%$514,6258.0KQ1 2026OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.01%$41M635.1KQ1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.01%$63M986.5KQ2 2026
ABOUND FINANCIAL, LLC$229M AUM0.01%$26,882418Q1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.01%$8M120.2KQ1 2026OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.01%$8M124.9KQ1 2026OLDER
Versant Capital Management, Inc$1.1B AUM0.01%$77,1751.2KQ1 2026OLDER
FLAGSHIP HARBOR ADVISORS, LLC$2.3B AUM0.01%$146,6012.1KQ4 2025OLDER
MML INVESTORS SERVICES, LLC$36.1B AUM0.01%$2M35.5KQ1 2026OLDER
Advisory Services Network, LLC$7.5B AUM0.01%$418,5436.5KQ1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$1M20.0KQ1 2026OLDER
Pinnacle Bancorp, Inc.$339M AUM0.00%$14,213221Q1 2026OLDER
US BANCORP \DE\$82.4B AUM0.00%$3M53.7KQ1 2026OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$706,87611.0KQ1 2026OLDER
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.00%$2M23.8KQ1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$48M695.3KQ1 2026OLDER
Cetera Investment Advisers$94.0B AUM0.00%$2M37.9KQ1 2026OLDER
Independent Advisor Alliance$9.3B AUM0.00%$213,4823.3KQ1 2026OLDER
Equitable Holdings, Inc.$15.5B AUM0.00%$319,1144.7KQ1 2026OLDER
Gotham Asset Management, LLC$32.7B AUM0.00%$591,0939.2KQ1 2026OLDER
Private Advisor Group, LLC$21.3B AUM0.00%$318,6925.0KQ1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$8M117.4KQ1 2026OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$1M22.0KQ1 2026OLDER
BLAIR WILLIAM & CO/IL$34.9B AUM0.00%$437,6446.8KQ1 2026OLDER
Envestnet Portfolio Solutions, Inc.$18.1B AUM0.00%$336,7744.9KQ4 2025OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$2M28.8KQ1 2026OLDER
Sanctuary Advisors, LLC$18.5B AUM0.00%$206,6063.0KQ4 2025OLDER
CoreCap Advisors, LLC$3.4B AUM0.00%$37,063500Q2 2026
MCGUIRE CAPITAL ADVISORS INC$156M AUM0.00%$1,15818Q1 2026OLDER
Parallel Advisors, LLC$5.6B AUM0.00%$26,497412Q2 2026
Baird Financial Group, Inc.$64.0B AUM0.00%$298,3444.6KQ1 2026OLDER
ASSETMARK, INC$49.0B AUM0.00%$206,1853.2KQ1 2026OLDER
MARSHALL WACE, LLP$100.4B AUM0.00%$379,7515.9KQ1 2026OLDER
COMERICA BANK$25.1B AUM0.00%$85,1521.2KQ4 2025OLDER
HighTower Advisors, LLC$94.2B AUM0.00%$316,3514.9KQ1 2026OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$5M79.8KQ1 2026OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$2M28.1KQ1 2026OLDER
Strategic Wealth Partners, Ltd.$1.5B AUM0.00%$3,69654Q1 2026OLDER
UBS Group AG$666.3B AUM0.00%$1M21.8KQ1 2026OLDER
HUNTINGTON NATIONAL BANK$18.1B AUM0.00%$25,121367Q4 2025OLDER
FIFTH THIRD BANCORP$54.7B AUM0.00%$80,0041.2KQ1 2026OLDER
SageView Advisory Group, LLC$3.0B AUM0.00%$4,21162Q4 2025OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$1M17.1KQ1 2026OLDER
D. E. Shaw & Co., Inc.$166.3B AUM0.00%$213,1093.1KQ3 2025OLDER
SIGNATUREFD, LLC$6.5B AUM0.00%$6,68198Q3 2025OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$787,11612.2KQ1 2026OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$787,50012.2KQ1 2026OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$1,73627Q1 2026OLDER
Russell Investments Group, Ltd.$93.1B AUM0.00%$10,483163Q1 2026OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.00%$6,31398Q1 2026OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$9,454147Q1 2026OLDER
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.00%$2,73840Q4 2025OLDER
FMR LLC$1.90T AUM0.00%$16,031249Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.