SEC 13F Intelligence

SU6SURMODICS INC COM

CUSIP 868873100 · Yahoo Finance ↗ · Google Finance ↗

Surmodics Inc Com (SU6) has 1 institutional holders in Filings Flow’s 13F database, together reporting 11 shares worth $327 as of Q1 2026. The largest reported holders are Blackrock, Inc., Alliancebernstein L.P., and Vanguard Group Inc.

Institutional Holders
1
Q1 2026
Reported Value
$327
Ticker
SU6
Quarters Tracked
9

Ownership Trend

Institutional holders
Q4 ’18: 131Q4 ’18Q1 ’19: 124Q2 ’19: 113Q2 ’19Q3 ’19: 121Q2 ’21: 128Q2 ’21Q4 ’21: 131Q4 ’22: 105Q4 ’22Q4 ’25: 4Q1 ’26: 1Q1 ’26filingsflow.com
Total reported value
Q4 ’18: $237MQ4 ’18Q1 ’19: $330MQ2 ’19: $542MQ2 ’19Q3 ’19: $651MQ2 ’21: $1.4BQ2 ’21Q4 ’21: $1.5BQ4 ’22: $186MQ4 ’22Q4 ’25: $6MQ1 ’26: $327Q1 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Sand Grove Capital Management LLP$444M AUM1.89%$4M129.6KQ3 2025OLDER
Soleus Capital Management, L.P.$2.5B AUM1.55%$23M789.1KQ2 2025OLDER
Taconic Capital Advisors LP$229M AUM1.42%$2M76.4KQ4 2025OLDER
GABELLI & Co INVESTMENT ADVISERS, INC.$674M AUM0.77%$5M159.8KQ3 2025OLDER
Yakira Capital Management, Inc.$342M AUM0.76%$2M72.6KQ3 2025OLDER
READYSTATE ASSET MANAGEMENT LP$2.2B AUM0.51%$12M396.7KQ3 2025OLDER
Alpine Global Management, LLC$668M AUM0.36%$2M58.8KQ3 2025OLDER
TIG Advisors, LLC$2.2B AUM0.35%$6M198.6KQ3 2025OLDER
GARDNER LEWIS ASSET MANAGEMENT L P$462M AUM0.33%$1M47.0KQ3 2025OLDER
Quinn Opportunity Partners LLC$1.9B AUM0.30%$4M122.5KQ2 2025OLDER
Rangeley Capital, LLC$103M AUM0.26%$298,90010.0KQ3 2025OLDER
Boussard & Gavaudan Investment Management LLP$1.1B AUM0.24%$2M64.2KQ2 2025OLDER
Governors Lane LP$1.6B AUM0.22%$3M97.3KQ3 2025OLDER
Murchinson Ltd.$791M AUM0.20%$2M53.0KQ3 2025OLDER
PRELUDE CAPITAL MANAGEMENT, LLC$1.3B AUM0.13%$2M56.0KQ3 2025OLDER
CREDIT INDUSTRIEL ET COMMERCIAL$1.3B AUM0.13%$2M51.2KQ3 2025OLDER
AQR Arbitrage LLC$6.1B AUM0.11%$4M149.1KQ3 2025OLDER
Diametric Capital, LP$385M AUM0.08%$224,1757.5KQ3 2025OLDER
GABELLI FUNDS LLC$14.8B AUM0.08%$11M384.4KQ3 2025OLDER
Weiss Asset Management LP$5.9B AUM0.08%$6M213.2KQ3 2025OLDER
Hunting Hill Global Capital, LLC$129M AUM0.07%$269,1009.0KQ3 2025OLDER
Lighthouse Investment Partners, LLC$2.9B AUM0.06%$2M70.7KQ3 2025OLDER
DISCIPLINED GROWTH INVESTORS INC /MN$4.9B AUM0.06%$3M100.6KQ2 2025OLDER
NEXPOINT ASSET MANAGEMENT, L.P.$1.5B AUM0.05%$619,97820.7KQ3 2025OLDER
Hudson Bay Capital Management LP$29.0B AUM0.05%$16M536.3KQ3 2025OLDER
SALEM INVESTMENT COUNSELORS INC$3.4B AUM0.05%$2M62.2KQ3 2025OLDER
Financial Perspectives, Inc$358M AUM0.05%$179,7586.0KQ3 2025OLDER
Inspire Investing, LLC$1.7B AUM0.04%$450,32315.1KQ3 2025OLDER
First Trust Capital Management L.P.$1.9B AUM0.04%$577,92319.3KQ3 2025OLDER
CSS LLC/IL$2.1B AUM0.04%$792,95226.5KQ3 2025OLDER
Schonfeld Strategic Advisors LLC$14.2B AUM0.03%$6M200.0KQ3 2025OLDER
DLD Asset Management, LP$1.1B AUM0.03%$461,08315.4KQ3 2025OLDER
GAMCO INVESTORS, INC. ET AL$10.2B AUM0.03%$3M114.6KQ3 2025OLDER
Caption Management, LLC$17.1B AUM0.03%$4M134.7KQ3 2025OLDER
Groupe la Francaise$7.3B AUM0.03%$2M73.8KQ3 2025OLDER
ANGELO GORDON & CO., L.P.$1.1B AUM0.03%$210,4857.0KQ3 2025OLDER
Y-Intercept (Hong Kong) Ltd$5.3B AUM0.02%$923,51130.9KQ3 2025OLDER
BTG Pactual Asset Management US LLC$1.2B AUM0.02%$446,67614.9KQ3 2025OLDER
LONGFELLOW INVESTMENT MANAGEMENT CO LLC$480M AUM0.01%$54,5481.8KQ2 2025OLDER
RBF Capital, LLC$2.0B AUM0.01%$298,90010.0KQ3 2025OLDER
Qube Research & Technologies Ltd$89.9B AUM0.01%$13M418.9KQ3 2025OLDER
ROYCE & ASSOCIATES LP$10.1B AUM0.01%$1M42.7KQ3 2025OLDER
Carmignac Gestion$6.5B AUM0.01%$825,62227.6KQ3 2025OLDER
Woodline Partners LP$26.4B AUM0.01%$2M78.3KQ3 2025OLDER
ALLIANCEBERNSTEIN L.P.$308.8B AUM0.01%$27M887.2KQ3 2025OLDER
Engineers Gate Manager LP$8.0B AUM0.01%$725,69924.3KQ3 2025OLDER
BOOTHBAY FUND MANAGEMENT, LLC$7.7B AUM0.01%$560,94618.8KQ3 2025OLDER
Man Group plc$55.1B AUM0.01%$4M135.6KQ3 2025OLDER
LMR Partners LLP$45.4B AUM0.01%$2M50.8KQ3 2025OLDER
Palisade Asset Management, LLC$996M AUM0.01%$59,7802.0KQ3 2025OLDER
BALYASNY ASSET MANAGEMENT L.P.$77.1B AUM0.01%$4M132.5KQ3 2025OLDER
HSBC HOLDINGS PLC$191.6B AUM0.00%$9M299.2KQ3 2025OLDER
Point72 (DIFC) Ltd$1.5B AUM0.00%$75,5022.5KQ3 2025OLDER
Verition Fund Management LLC$15.4B AUM0.00%$1M38.4KQ3 2025OLDER
ADAGE CAPITAL PARTNERS GP, L.L.C.$64.8B AUM0.00%$3M91.3KQ3 2025OLDER
Quantbot Technologies LP$2.4B AUM0.00%$156,9825.3KQ3 2025OLDER
Skandinaviska Enskilda Banken AB (publ)$4.3B AUM0.00%$1M35.1KQ3 2025OLDER
MOORE CAPITAL MANAGEMENT, LP$4.9B AUM0.00%$297,10010.0KQ2 2025OLDER
Cubist Systematic Strategies, LLC$21.0B AUM0.00%$654,71121.9KQ3 2025OLDER
Jump Financial, LLC$7.5B AUM0.00%$239,5098.0KQ3 2025OLDER
ExodusPoint Capital Management, LP$12.6B AUM0.00%$30810.4KQ2 2025OLDER
MILLENNIUM MANAGEMENT LLC$240.3B AUM0.00%$6M203.3KQ3 2025OLDER
GUGGENHEIM CAPITAL LLC$12.9B AUM0.00%$317,71910.7KQ2 2025OLDER
MARSHALL WACE, LLP$100.4B AUM0.00%$2M82.4KQ3 2025OLDER
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND$62.2B AUM0.00%$1M46.0KQ3 2025OLDER
Squarepoint Ops LLC$85.1B AUM0.00%$2M75.6KQ2 2025OLDER
DIMENSIONAL FUND ADVISORS LP$481.4B AUM0.00%$10M320.6KQ3 2025OLDER
INTECH INVESTMENT MANAGEMENT LLC$10.2B AUM0.00%$213,7937.2KQ2 2025OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$11M365.1KQ3 2025OLDER
WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM0.00%$218,6457.3KQ3 2025OLDER
Fortitude Family Office, LLC$448M AUM0.00%$5,978200Q3 2025OLDER
Brooklyn Investment Group$3.2B AUM0.00%$11,944402Q2 2025OLDER
Ameritas Investment Partners, Inc.$3.3B AUM0.00%$42,6231.4KQ3 2025OLDER
New England Capital Financial Advisors LLC$365M AUM0.00%$2,989100Q3 2025OLDER
D. E. Shaw & Co., Inc.$166.3B AUM0.00%$2M74.4KQ3 2025OLDER
MetLife Investment Management, LLC$19.6B AUM0.00%$242,3188.1KQ3 2025OLDER
Police & Firemen's Retirement System of New Jersey$11.7B AUM0.00%$120,4574.0KQ3 2025OLDER
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$7M246.4KQ3 2025OLDER
GROUP ONE TRADING LLC$52.2B AUM0.00%$462,81715.5KQ3 2025OLDER
BARCLAYS PLC$416.3B AUM0.00%$3M115.0KQ4 2025OLDER
Nuveen, LLC$369.3B AUM0.00%$3M88.6KQ3 2025OLDER
EverSource Wealth Advisors, LLC$3.3B AUM0.00%$16,799562Q3 2025OLDER
GEODE CAPITAL MANAGEMENT, LLC$1.61T AUM0.00%$10M339.0KQ3 2025OLDER
Quantinno Capital Management LP$59.9B AUM0.00%$224,1157.5KQ3 2025OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$21,909733Q3 2025OLDER
BlackRock, Inc.$5.72T AUM0.00%$34M1.15MQ3 2025OLDER
MORGAN STANLEY$1.67T AUM0.00%$10M320.0KQ3 2025OLDER
CHARLES SCHWAB INVESTMENT MANAGEMENT INC$654.5B AUM0.00%$4M118.7KQ3 2025OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$3M103.9KQ3 2025OLDER
Cetera Investment Advisers$94.0B AUM0.00%$480,21316.1KQ3 2025OLDER
QUADRANT CAPITAL GROUP LLC$3.3B AUM0.00%$16,380548Q3 2025OLDER
Belvedere Trading LLC$84.4B AUM0.00%$440,99714.8KQ3 2025OLDER
NORTHERN TRUST CORP$756.6B AUM0.00%$4M125.6KQ3 2025OLDER
RHUMBLINE ADVISERS$116.9B AUM0.00%$596,44620.0KQ3 2025OLDER
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP$184.8B AUM0.00%$759,50525.4KQ3 2025OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$3M103.7KQ3 2025OLDER
Caitong International Asset Management Co., Ltd$541M AUM0.00%$62821Q3 2025OLDER
Creative Planning$147.4B AUM0.00%$564,11418.9KQ3 2025OLDER
DEUTSCHE BANK AG\$302.7B AUM0.00%$1M42.9KQ3 2025OLDER
AQR CAPITAL MANAGEMENT LLC$218.4B AUM0.00%$586,14819.6KQ3 2025OLDER
VANGUARD GROUP INC$6.90T AUM0.00%$24M809.9KQ3 2025OLDER
True Wealth Design, LLC$360M AUM0.00%$1,13638Q3 2025OLDER
Versant Capital Management, Inc$1.1B AUM0.00%$2,54185Q3 2025OLDER
STATE STREET CORP$2.90T AUM0.00%$10M323.1KQ3 2025OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$3M92.0KQ3 2025OLDER
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.$73.7B AUM0.00%$193,3586.5KQ3 2025OLDER
Prestige Wealth Management Group LLC$509M AUM0.00%$1,58553Q4 2025OLDER
Bank of New York Mellon Corp$543.9B AUM0.00%$1M43.6KQ3 2025OLDER
GAMMA Investing LLC$2.7B AUM0.00%$4,035135Q3 2025OLDER
NEW YORK STATE COMMON RETIREMENT FUND$71.6B AUM0.00%$170,8515.7KQ3 2025OLDER
Smartleaf Asset Management LLC$2.8B AUM0.00%$2,90197Q3 2025OLDER
UBS Group AG$666.3B AUM0.00%$963,98332.3KQ3 2025OLDER
Arax Advisory Partners$3.5B AUM0.00%$9,236309Q3 2025OLDER
Essential Partners LLC$250M AUM0.00%$32711Q1 2026
NISA INVESTMENT ADVISORS, LLC$27.0B AUM0.00%$32,1621.1KQ3 2025OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$26,461885Q3 2025OLDER
Invesco Ltd.$653.3B AUM0.00%$745,90525.0KQ3 2025OLDER
FRANKLIN RESOURCES INC$408.3B AUM0.00%$447,87215.0KQ3 2025OLDER
Farther Finance Advisors, LLC$10.6B AUM0.00%$6,516218Q3 2025OLDER
CWM, LLC$38.1B AUM0.00%$311.0KQ3 2025OLDER
SIGNATUREFD, LLC$6.5B AUM0.00%$5,709191Q3 2025OLDER
Quarry LP$558M AUM0.00%$38913Q3 2025OLDER
Russell Investments Group, Ltd.$93.1B AUM0.00%$70,9892.4KQ3 2025OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$258,6388.7KQ3 2025OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$718,61524.0KQ3 2025OLDER
BNP PARIBAS FINANCIAL MARKETS$205.8B AUM0.00%$81,1512.7KQ3 2025OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$686,45423.0KQ3 2025OLDER
TD PRIVATE CLIENT WEALTH LLC$4.8B AUM0.00%$1,76459Q3 2025OLDER
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM$94.5B AUM0.00%$29,8901.0KQ3 2025OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$19,198564Q3 2025OLDER
US BANCORP \DE\$82.4B AUM0.00%$22,358748Q3 2025OLDER
PRICE T ROWE ASSOCIATES INC /MD/$865M AUM0.00%$2217.4KQ3 2025OLDER
IFP Advisors, Inc$4.8B AUM0.00%$77726Q4 2025OLDER
Parallel Advisors, LLC$5.6B AUM0.00%$1,04635Q3 2025OLDER
SIMPLEX TRADING, LLC$149.1B AUM0.00%$311.0KQ2 2025OLDER
Sterling Capital Management LLC$5.3B AUM0.00%$1,01634Q3 2025OLDER
WHITTIER TRUST CO$8.9B AUM0.00%$1,01935Q3 2025OLDER
Legal & General Group Plc$432.4B AUM0.00%$46,3601.6KQ3 2025OLDER
CITIGROUP INC$234.5B AUM0.00%$22,238744Q3 2025OLDER
ROTHSCHILD INVESTMENT LLC$1.9B AUM0.00%$1495Q3 2025OLDER
BARROW HANLEY MEWHINNEY & STRAUSS LLC$30.5B AUM0.00%$2,05069Q2 2025OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$7,249244Q2 2025OLDER
FMR LLC$1.90T AUM0.00%$45,0031.5KQ3 2025OLDER
Advisory Services Network, LLC$7.5B AUM0.00%$1495Q3 2025OLDER
Optiver Holding B.V.$289.5B AUM0.00%$3,647122Q3 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.