SEC 13F Intelligence

SPPIUSDSPECTRUM PHARMACEUTICALS INC

CUSIP 84763A108 · Yahoo Finance ↗ · Google Finance ↗

Spectrum Pharmaceuticals Inc (SPPIUSD) has 59 institutional holders in Filings Flow’s 13F database, together reporting 30.61M shares worth $8M as of Q4 2022. The largest reported holders are Armistice Capital, LLC, Kennedy Capital Management LLC, and Ergoteles LLC.

Institutional Holders
59
Q4 2022
Reported Value
$8M
Ticker
SPPIUSD
Quarters Tracked
7

Ownership Trend

Institutional holders
Q4 ’18: 142Q4 ’18Q1 ’19: 139Q1 ’19Q2 ’19: 133Q2 ’19Q3 ’19: 136Q3 ’19Q2 ’21: 137Q2 ’21Q4 ’21: 126Q4 ’21Q4 ’22: 59Q4 ’22filingsflow.com
Total reported value
Q4 ’18: $763MQ4 ’18Q1 ’19: $1.3BQ1 ’19Q2 ’19: $908MQ2 ’19Q3 ’19: $1.0BQ3 ’19Q2 ’21: $963MQ2 ’21Q4 ’21: $141MQ4 ’21Q4 ’22: $8MQ4 ’22filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
ALETHEA CAPITAL MANAGEMENT, LLC$195M AUM0.77%$720,446750.5KQ2 2023OLDER
CM Management, LLC$120M AUM0.75%$768800.0KQ2 2023OLDER
Crystalline Management Inc.$112M AUM0.72%$1M1.06MQ2 2023OLDER
HGC Investment Management Inc.$451M AUM0.36%$1,0041.05MQ2 2023OLDER
ARMISTICE CAPITAL, LLC$5.6B AUM0.28%$19M20.00MQ2 2023OLDER
Sargent Investment Group, LLC$759M AUM0.23%$936,576975.6KQ2 2023OLDER
PenderFund Capital Management Ltd.$639M AUM0.13%$424333.2KQ2 2023OLDER
Beryl Capital Management LLC$110M AUM0.12%$487,972508.3KQ2 2023OLDER
KENNEDY CAPITAL MANAGEMENT LLC$4.7B AUM0.11%$5M4.88MQ2 2023OLDER
Diametric Capital, LP$385M AUM0.06%$140,219146.1KQ2 2023OLDER
XTX Topco Ltd$5.8B AUM0.02%$138,809144.6KQ2 2023OLDER
NEW YORK LIFE INVESTMENT MANAGEMENT LLC$11.8B AUM0.01%$1M1.38MQ2 2023OLDER
Sonora Investment Management Group, LLC$1.4B AUM0.01%$98,880103.0KQ2 2023OLDER
MCDONALD PARTNERS LLC$424M AUM0.01%$19,39120.2KQ2 2023OLDER
CM WEALTH ADVISORS LLC$470M AUM0.00%$14,30713.9KQ2 2023OLDER
Tekla Capital Management LLC$2.6B AUM0.00%$110,083114.7KQ2 2023OLDER
Arista Wealth Management, LLC$927M AUM0.00%$9,60010.0KQ2 2023OLDER
RBC Europe Ltd$2.4B AUM0.00%$76,30035.0KQ3 2023OLDER
Sheaff Brock Investment Advisors, LLC$1.1B AUM0.00%$36,67238.2KQ2 2023OLDER
PRELUDE CAPITAL MANAGEMENT, LLC$1.3B AUM0.00%$45,01346.9KQ2 2023OLDER
MetLife Investment Management, LLC$19.6B AUM0.00%$175,53751.9KQ1 2024
RENAISSANCE TECHNOLOGIES LLC$63.9B AUM0.00%$1,3611.42MQ2 2023OLDER
GTS SECURITIES LLC$2.8B AUM0.00%$49,06551.1KQ2 2023OLDER
Engineers Gate Manager LP$8.0B AUM0.00%$27,19128.3KQ2 2023OLDER
Key FInancial Inc$562M AUM0.00%$2,4002.5KQ2 2023OLDER
US BANCORP \DE\$82.4B AUM0.00%$373,576389.1KQ2 2023OLDER
Northeast Financial Consultants Inc$2.4B AUM0.00%$9,60010.0KQ2 2023OLDER
Tradition Wealth Management, LLC$1.4B AUM0.00%$55.1KQ2 2023OLDER
Parallel Advisors, LLC$5.6B AUM0.00%$13,44014.0KQ2 2023OLDER
MISSION WEALTH MANAGEMENT, LP$4.9B AUM0.00%$9,60010.0KQ2 2023OLDER
FOUNDATIONS INVESTMENT ADVISORS, LLC$8.1B AUM0.00%$9,60310.0KQ2 2023OLDER
Qube Research & Technologies Ltd$89.9B AUM0.00%$61,55764.1KQ2 2023OLDER
GROUP ONE TRADING LLC$52.2B AUM0.00%$65,88768.6KQ2 2023OLDER
GEODE CAPITAL MANAGEMENT, LLC$1.61T AUM0.00%$2M1.78MQ2 2023OLDER
MILLENNIUM MANAGEMENT LLC$240.3B AUM0.00%$373,459389.0KQ2 2023OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$85,22388.8KQ2 2023OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$692,501721.4KQ2 2023OLDER
Focused Wealth Management, Inc$964M AUM0.00%$768800Q2 2023OLDER
Lido Advisors, LLC$32.7B AUM0.00%$14,40015.0KQ2 2023OLDER
MANUFACTURERS LIFE INSURANCE COMPANY, THE$116.3B AUM0.00%$98,28576.2KQ2 2023OLDER
PRUDENTIAL FINANCIAL INC$81.2B AUM0.00%$43,39245.2KQ2 2023OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$183,705191.4KQ2 2023OLDER
NORTHERN TRUST CORP$756.6B AUM0.00%$298,563311.0KQ2 2023OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$1,6891.8KQ2 2023OLDER
Vontobel Holding Ltd.$29.1B AUM0.00%$9,60010.0KQ2 2023OLDER
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP$184.8B AUM0.00%$4142.2KQ2 2023OLDER
FRANKLIN RESOURCES INC$408.3B AUM0.00%$79,69283.0KQ2 2023OLDER
Raymond James Financial Services Advisors, Inc.$75.1B AUM0.00%$19,98020.8KQ2 2023OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$2,1602.3KQ2 2023OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$112,992117.7KQ2 2023OLDER
CHARLES SCHWAB INVESTMENT MANAGEMENT INC$654.5B AUM0.00%$79,38082.7KQ2 2023OLDER
VICTORY CAPITAL MANAGEMENT INC$156.1B AUM0.00%$19,22320.0KQ2 2023OLDER
Creative Planning$147.4B AUM0.00%$15,77516.4KQ2 2023OLDER
Bank of New York Mellon Corp$543.9B AUM0.00%$84,96488.5KQ2 2023OLDER
Allworth Financial LP$24.7B AUM0.00%$1,3351.4KQ2 2023OLDER
SIMPLEX TRADING, LLC$149.1B AUM0.00%$1212.5KQ2 2023OLDER
PRICE T ROWE ASSOCIATES INC /MD/$865M AUM0.00%$2828.3KQ2 2023OLDER
RHUMBLINE ADVISERS$116.9B AUM0.00%$3,4563.6KQ2 2023OLDER
UMB Bank, n.a.$7.2B AUM0.00%$192200Q2 2023OLDER
UBS Group AG$666.3B AUM0.00%$3,5773.7KQ2 2023OLDER
BNP PARIBAS FINANCIAL MARKETS$205.8B AUM0.00%$177184Q2 2023OLDER
Lindbrook Capital, LLC$1.1B AUM0.00%$11Q2 2023OLDER
CWM, LLC$38.1B AUM$012Q2 2023OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.