SEC 13F Intelligence

RMCFROCKY MTN CHOCOLATE FACTORY

CUSIP 77467X101 · Yahoo Finance ↗ · Google Finance ↗

Rocky Mtn Chocolate Factory (RMCF) has 24 institutional holders in Filings Flow’s 13F database, together reporting 1.14M shares worth $3M as of Q1 2026. The largest reported holders are Renaissance Technologies LLC, Focus Partners Wealth, and American Capital Advisory, LLC.

Institutional Holders
24
Q1 2026
Reported Value
$3M
Ticker
RMCF
Quarters Tracked
28

Ownership Trend

Institutional holders
Q2 ’19: 16Q2 ’19Q3 ’19: 18Q4 ’19: 20Q1 ’20: 17Q2 ’20: 13Q2 ’20Q3 ’20: 12Q4 ’20: 12Q1 ’21: 13Q2 ’21: 12Q2 ’21Q3 ’21: 13Q4 ’21: 12Q1 ’22: 13Q2 ’22: 12Q2 ’22Q3 ’22: 15Q4 ’22: 13Q1 ’23: 15Q2 ’23: 12Q2 ’23Q3 ’23: 14Q4 ’23: 12Q1 ’24: 14Q2 ’24: 16Q2 ’24Q3 ’24: 14Q4 ’24: 17Q1 ’25: 20Q2 ’25: 22Q2 ’25Q3 ’25: 21Q4 ’25: 22Q1 ’26: 24filingsflow.com
Total reported value
Q2 ’19: $7MQ2 ’19Q3 ’19: $8MQ4 ’19: $12MQ1 ’20: $5MQ2 ’20: $1MQ2 ’20Q3 ’20: $462,000Q4 ’20: $620,000Q1 ’21: $825,000Q2 ’21: $907,000Q2 ’21Q3 ’21: $1MQ4 ’21: $2MQ1 ’22: $2MQ2 ’22: $2MQ2 ’22Q3 ’22: $2MQ4 ’22: $2MQ1 ’23: $885,297Q2 ’23: $788,423Q2 ’23Q3 ’23: $721,681Q4 ’23: $770,379Q1 ’24: $1MQ2 ’24: $1MQ2 ’24Q3 ’24: $1MQ4 ’24: $2MQ1 ’25: $1MQ2 ’25: $1MQ2 ’25Q3 ’25: $1MQ4 ’25: $2MQ1 ’26: $3Mfilingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
THOMPSON DAVIS & CO., INC.$150M AUM0.14%$214,99995.6KQ1 2026
American Capital Advisory, LLC$248M AUM0.12%$303,451134.9KQ1 2026
Salvus Wealth Management, LLC$172M AUM0.03%$53,02623.6KQ1 2026
4WEALTH ADVISORS, INC.$130M AUM0.03%$35,53316.2KQ1 2026
Leverty Financial Group, LLC$452M AUM0.02%$90,83540.4KQ1 2026
CacheTech Inc.$519M AUM0.01%$39,91517.7KQ1 2026
WEALTHEDGE INVESTMENT ADVISORS, LLC$272M AUM0.01%$19,25710.1KQ4 2025OLDER
DRW Securities, LLC$7.2B AUM0.01%$235,168123.8KQ4 2025OLDER
Redmond Asset Management, LLC$366M AUM0.00%$17,54611.0KQ3 2025OLDER
GSA CAPITAL PARTNERS LLP$1.6B AUM0.00%$31,00013.7KQ1 2026
RENAISSANCE TECHNOLOGIES LLC$63.9B AUM0.00%$632,066280.9KQ1 2026
Focus Partners Wealth$89.9B AUM0.00%$450,045200.0KQ1 2026
XTX Topco Ltd$5.8B AUM0.00%$25,30611.2KQ1 2026
BRIDGEWAY CAPITAL MANAGEMENT, LLC$5.0B AUM0.00%$19,87512.5KQ3 2025OLDER
Allworth Financial LP$24.7B AUM0.00%$52,87523.5KQ1 2026
Leo H. Evart, Inc.$117M AUM0.00%$236105Q1 2026
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$4,6842.1KQ1 2026
DIMENSIONAL FUND ADVISORS LP$481.4B AUM0.00%$213,20194.8KQ1 2026
VANGUARD FIDUCIARY TRUST CO$396.1B AUM0.00%$68,64130.5KQ1 2026
GEODE CAPITAL MANAGEMENT, LLC$1.61T AUM0.00%$155,84369.2KQ1 2026
COMERICA BANK$25.1B AUM0.00%$1,9001.0KQ4 2025OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$32,69514.5KQ1 2026
FIFTH THIRD BANCORP$54.7B AUM0.00%$2,2501.0KQ1 2026
VANGUARD CAPITAL MANAGEMENT LLC$4.04T AUM0.00%$150,63867.0KQ1 2026
Triumph Capital Management$491M AUM0.00%$188Q1 2026
VANGUARD GROUP INC$6.90T AUM0.00%$185,16897.5KQ4 2025OLDER
AdvisorNet Financial, Inc$1.9B AUM0.00%$3321Q3 2025OLDER
CITIGROUP INC$234.5B AUM0.00%$1,5961.0KQ3 2025OLDER
UBS Group AG$666.3B AUM0.00%$3,0111.3KQ1 2026
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.00%$380200Q4 2025OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$727323Q1 2026
SBI Securities Co., Ltd.$3.6B AUM0.00%$52Q1 2026
MORGAN STANLEY$1.66T AUM0.00%$1,400622Q1 2026
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$723380Q4 2025OLDER
BARCLAYS PLC$416.3B AUM0.00%$1610Q3 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.