SEC 13F Intelligence

QQQXNUVEEN NASDAQ 100 DYNAMIC OV

CUSIP 670699107 · Yahoo Finance ↗ · Google Finance ↗

Nuveen Nasdaq 100 Dynamic Ov (QQQX) has 135 institutional holders in Filings Flow’s 13F database, together reporting 13.32M shares worth $352M as of Q1 2026. The largest reported holders are Morgan Stanley, Karpus Management, Inc., and Wells Fargo & Company/Mn.

Institutional Holders
135
Q1 2026
Reported Value
$352M
Ticker
QQQX
Quarters Tracked
10

Ownership Trend

Institutional holders
Q4 ’18: 73Q4 ’18Q1 ’19: 77Q2 ’19: 79Q2 ’19Q3 ’19: 75Q2 ’21: 91Q2 ’21Q4 ’21: 100Q4 ’22: 99Q4 ’22Q4 ’25: 147Q1 ’26: 135Q1 ’26Q2 ’26: 18filingsflow.com
Total reported value
Q4 ’18: $123MQ4 ’18Q1 ’19: $143MQ2 ’19: $144MQ2 ’19Q3 ’19: $69MQ2 ’21: $149MQ2 ’21Q4 ’21: $452MQ4 ’22: $107MQ4 ’22Q4 ’25: $377MQ1 ’26: $352MQ1 ’26Q2 ’26: $39Mfilingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Cypress Capital Management LLC (WY)$108M AUM4.49%$5M177.9KQ1 2026OLDER
Shaker Financial Services, LLC$287M AUM1.84%$6M203.8KQ4 2025OLDER
Karpus Management, Inc.$3.2B AUM1.36%$44M1.64MQ1 2026OLDER
High Point Wealth Management, LLC$104M AUM1.15%$1M44.6KQ1 2026OLDER
1607 Capital Partners, LLC$1.4B AUM0.65%$9M336.0KQ1 2026OLDER
Shulman DeMeo Asset Management LLC$535M AUM0.25%$1M44.2KQ2 2026
Advisor OS, LLC$1.4B AUM0.25%$3M127.4KQ1 2026OLDER
Arete Wealth Advisors, LLC$1.3B AUM0.22%$3,661128.3KQ4 2025OLDER
SCHNIEDERS CAPITAL MANAGEMENT, LLC.$629M AUM0.20%$1M46.5KQ1 2026OLDER
Chancellor Financial Group WB LP$141M AUM0.19%$269,98310.1KQ1 2026OLDER
WealthTrust Asset Management, LLC$167M AUM0.19%$311,92511.7KQ1 2026OLDER
Cornerstone Advisors, LLC$2.7B AUM0.18%$6M202.0KQ3 2025OLDER
Alteri Wealth LLC$309M AUM0.18%$553,64220.8KQ1 2026OLDER
Bay Capital Advisors, LLC$162M AUM0.16%$266,78010.0KQ1 2026OLDER
Ionic Capital Management LLC$1.4B AUM0.13%$2M66.1KQ1 2026OLDER
MONECO ADVISORS, LLC$1.3B AUM0.13%$2M60.7KQ1 2026OLDER
GUGGENHEIM CAPITAL LLC$12.9B AUM0.12%$15M568.7KQ1 2026OLDER
Advisors Asset Management, Inc.$6.0B AUM0.11%$7M243.8KQ1 2026OLDER
Huntleigh Advisors, Inc.$585M AUM0.11%$614,82623.1KQ1 2026OLDER
Register Financial Advisors LLC$271M AUM0.10%$269,77510.1KQ1 2026OLDER
MGB Wealth Management, LLC$350M AUM0.09%$313,72011.0KQ4 2025OLDER
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC$594M AUM0.08%$411,51615.0KQ3 2025OLDER
Tulsa Wealth Advisors, INC$570M AUM0.07%$400,24015.0KQ1 2026OLDER
Next Level Private LLC$511M AUM0.07%$238,6178.7KQ3 2025OLDER
Caitlin John, LLC$167M AUM0.07%$114,2364.3KQ1 2026OLDER
Polar Asset Management Partners Inc.$5.0B AUM0.06%$5M193.3KQ3 2025OLDER
TriaGen Wealth Management LLC$366M AUM0.06%$229,8718.1KQ4 2025OLDER
Axiom Investment Management LLC$131M AUM0.06%$77,5502.9KQ1 2026OLDER
Main Street Group, LTD$340M AUM0.06%$190,9047.2KQ1 2026OLDER
Aviance Capital Partners, LLC$854M AUM0.04%$370,62113.9KQ1 2026OLDER
GWN SECURITIES INC.$523M AUM0.04%$210,3467.9KQ1 2026OLDER
Maridea Wealth Management LLC$688M AUM0.04%$266,6899.4KQ4 2025OLDER
NBC SECURITIES, INC.$1.3B AUM0.04%$495,76818.6KQ1 2026OLDER
PFG Investments, LLC$2.1B AUM0.04%$756,76828.4KQ1 2026OLDER
READYSTATE ASSET MANAGEMENT LP$2.2B AUM0.04%$864,01330.3KQ4 2025OLDER
Formidable Asset Management, LLC$648M AUM0.03%$202,4927.1KQ1 2026OLDER
Hennion & Walsh Asset Management, Inc.$3.5B AUM0.03%$1M34.9KQ2 2026
WILKINS INVESTMENT COUNSEL INC$698M AUM0.03%$203,8047.1KQ4 2025OLDER
Cypress Wealth Services, LLC$708M AUM0.03%$203,1867.6KQ1 2026OLDER
WealthShield Partners, LLC$898M AUM0.03%$245,2579.2KQ1 2026OLDER
Allspring Global Investments Holdings, LLC$59.7B AUM0.03%$16M598.8KQ1 2026OLDER
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM0.03%$372,25713.4KQ1 2026OLDER
AXXCESS WEALTH MANAGEMENT, LLC$3.1B AUM0.02%$1M48.1KQ4 2025OLDER
Cyndeo Wealth Partners, LLC$1.9B AUM0.02%$437,60116.4KQ1 2026OLDER
Sovran Advisors, LLC$1.3B AUM0.02%$260,1629.2KQ3 2025OLDER
GRIFFIN ASSET MANAGEMENT, INC.$887M AUM0.02%$212,1897.4KQ4 2025OLDER
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors$903M AUM0.02%$201,5006.7KQ2 2026
Moors & Cabot, Inc.$2.3B AUM0.02%$486,07418.2KQ1 2026OLDER
Dakota Wealth Management$4.6B AUM0.02%$959,98836.0KQ1 2026OLDER
Westfuller Advisors, LLC$232M AUM0.02%$47,7811.7KQ4 2025OLDER
Diversified Enterprises, LLC$1.8B AUM0.02%$338,53612.7KQ1 2026OLDER
HUB Investment Partners, LLC$4.2B AUM0.02%$750,84128.2KQ1 2026OLDER
KINGSWOOD WEALTH ADVISORS, LLC$2.1B AUM0.02%$368,94213.8KQ1 2026OLDER
NFSG Corp$608M AUM0.02%$115,1914.2KQ3 2025OLDER
D.A. DAVIDSON & CO.$16.5B AUM0.02%$3M100.7KQ1 2026OLDER
Cornerstone Wealth Group, LLC$1.6B AUM0.02%$247,5888.5KQ1 2026OLDER
Jacobi Capital Management LLC$1.8B AUM0.01%$253,6369.5KQ1 2026OLDER
ORG Partners LLC$568M AUM0.01%$80,3792.8KQ4 2025OLDER
IFC & Insurance Marketing, Inc.$114M AUM0.01%$14500Q4 2025OLDER
Arkadios Wealth Advisors$6.1B AUM0.01%$841,90431.6KQ1 2026OLDER
Dynamic Advisor Solutions LLC$3.5B AUM0.01%$482,75816.0KQ2 2026
Diversify Advisory Services, LLC$655M AUM0.01%$372,04313.2KQ4 2025OLDER
VISION FINANCIAL MARKETS LLC$102M AUM0.01%$11,599435Q1 2026OLDER
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.$275M AUM0.01%$30,1401.0KQ2 2026
Keating Financial Advisory Services, Inc.$619M AUM0.01%$60,9012.3KQ1 2026OLDER
Mutual Advisors, LLC$4.7B AUM0.01%$450,74916.9KQ1 2026OLDER
Procyon Advisors, LLC$2.3B AUM0.01%$217,0087.2KQ2 2026
CoreFirst Bank & Trust$189M AUM0.01%$17,549658Q2 2026
Stratos Wealth Partners, LTD.$8.8B AUM0.01%$796,09029.8KQ1 2026OLDER
J.W. COLE ADVISORS, INC.$3.0B AUM0.01%$365,55712.8KQ4 2025OLDER
Bell Investment Advisors, Inc$639M AUM0.01%$54,0872.0KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.01%$6M212.8KQ1 2026OLDER
HighTower Advisors, LLC$94.2B AUM0.01%$7M263.4KQ1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.01%$2M73.3KQ1 2026OLDER
DIVERSIFY WEALTH MANAGEMENT, LLC$5.6B AUM0.01%$393,04413.2KQ1 2026OLDER
SAPIENT CAPITAL LLC$7.6B AUM0.01%$519,18316.8KQ2 2026
WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM0.01%$834,63829.3KQ4 2025OLDER
Compound Planning, Inc.$3.3B AUM0.01%$205,3997.7KQ1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.01%$33M1.25MQ2 2026
Abound Wealth Management$504M AUM0.01%$27,2571.0KQ1 2026OLDER
Ameritas Advisory Services, LLC$2.6B AUM0.01%$91,3693.3KQ3 2025OLDER
Ascentis Independent Advisors$1.3B AUM0.01%$72,2492.7KQ1 2026OLDER
NewEdge Advisors, LLC$27.7B AUM0.01%$1M54.6KQ2 2026
Key FInancial Inc$562M AUM0.01%$29,4441.1KQ1 2026OLDER
GREAT VALLEY ADVISOR GROUP, INC.$5.5B AUM0.01%$272,2249.5KQ4 2025OLDER
Noble Wealth Management PBC$223M AUM0.01%$11,303375Q2 2026
Quattro Advisors LLC$115M AUM0.00%$6,061213Q4 2025OLDER
Clearstead Trust, LLC$613M AUM0.00%$27,4601.0KQ3 2025OLDER
LPL Financial LLC$376.6B AUM0.00%$17M636.9KQ1 2026OLDER
EverSource Wealth Advisors, LLC$3.3B AUM0.00%$107,0943.9KQ3 2025OLDER
&PARTNERS$20.2B AUM0.00%$816,76430.7KQ1 2026OLDER
XTX Topco Ltd$5.8B AUM0.00%$230,2428.6KQ1 2026OLDER
TRUST CO OF VERMONT$2.4B AUM0.00%$95,5133.3KQ4 2025OLDER
Western Wealth Management, LLC$2.6B AUM0.00%$108,0144.0KQ1 2026OLDER
Private Advisor Group, LLC$21.3B AUM0.00%$807,20330.3KQ1 2026OLDER
TWO SIGMA INVESTMENTS, LP$123.9B AUM0.00%$3M93.3KQ4 2025OLDER
PRIVATE TRUST CO NA$1.1B AUM0.00%$41,1901.5KQ3 2025OLDER
Hickory Point Bank & Trust$152M AUM0.00%$5,334200Q1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$20M745.9KQ1 2026OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$11M419.2KQ1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$58M2.02MQ1 2026OLDER
Summit Financial, LLC$7.8B AUM0.00%$269,1229.9KQ1 2026OLDER
Invesco Ltd.$653.3B AUM0.00%$21M779.4KQ1 2026OLDER
Wealth Preservation Advisors, LLC$120M AUM0.00%$6,303221Q4 2025OLDER
Sunbelt Securities, Inc.$1.6B AUM0.00%$48,9131.8KQ1 2026OLDER
UBS Group AG$666.3B AUM0.00%$19M727.8KQ1 2026OLDER
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC$696M AUM0.00%$17,869670Q1 2026OLDER
WPG Advisers, LLC$136M AUM0.00%$3,360126Q1 2026OLDER
DAVENPORT & Co LLC$20.4B AUM0.00%$497,31016.5KQ2 2026
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$2M65.5KQ1 2026OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$152,3925.7KQ1 2026OLDER
Sanctuary Advisors, LLC$18.5B AUM0.00%$401,88415.1KQ1 2026OLDER
Financial Management Professionals, Inc.$1.1B AUM0.00%$22,346724Q2 2026
Vermillion Wealth Management, Inc.$255M AUM0.00%$5,361201Q1 2026OLDER
Thomas J. Herzfeld Advisors, Inc.$294M AUM0.00%$6,007225Q1 2026OLDER
Merit Financial Group, LLC$13.5B AUM0.00%$264,0089.9KQ1 2026OLDER
Equitable Holdings, Inc.$15.5B AUM0.00%$266,7769.4KQ1 2026OLDER
Global Retirement Partners, LLC$5.6B AUM0.00%$95,9983.4KQ4 2025OLDER
Cetera Investment Advisers$94.0B AUM0.00%$1M55.7KQ1 2026OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.00%$840,70831.5KQ1 2026OLDER
COMERICA BANK$25.1B AUM0.00%$329,72011.6KQ4 2025OLDER
Salomon & Ludwin, LLC$1.1B AUM0.00%$13,571491Q1 2026OLDER
GoalVest Advisory LLC$539M AUM0.00%$6,420213Q2 2026
AMERIPRISE FINANCIAL INC$431.8B AUM0.00%$5M189.6KQ1 2026OLDER
MERCER GLOBAL ADVISORS INC /ADV$67.6B AUM0.00%$743,96027.9KQ1 2026OLDER
FIRST TRUST ADVISORS LP$140.0B AUM0.00%$2M56.3KQ1 2026OLDER
EASTERN BANK$6.5B AUM0.00%$69,1112.3KQ2 2026
CoreCap Advisors, LLC$3.4B AUM0.00%$28,5201.0KQ4 2025OLDER
Pathstone Holdings, LLC$25.1B AUM0.00%$241,7959.0KQ1 2026OLDER
Baird Financial Group, Inc.$64.0B AUM0.00%$567,03121.3KQ1 2026OLDER
MML INVESTORS SERVICES, LLC$36.1B AUM0.00%$274,32810.3KQ1 2026OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$10M375.6KQ1 2026OLDER
TRUIST FINANCIAL CORP$74.2B AUM0.00%$486,02618.2KQ1 2026OLDER
CWM, LLC$38.1B AUM0.00%$235,2538.8KQ1 2026OLDER
Golden State Wealth Management, LLC$915M AUM0.00%$5,601210Q1 2026OLDER
HIGHLINE WEALTH PARTNERS LLC$493M AUM0.00%$3,014100Q2 2026
CAPTRUST FINANCIAL ADVISORS$57.3B AUM0.00%$348,85513.1KQ1 2026OLDER
FIFTH THIRD BANCORP$54.7B AUM0.00%$307,47811.5KQ1 2026OLDER
Allworth Financial LP$24.7B AUM0.00%$138,2085.2KQ1 2026OLDER
Pinnacle Wealth Planning Services, Inc.$968M AUM0.00%$5,254197Q1 2026OLDER
HOLLENCREST CAPITAL MANAGEMENT$2.7B AUM0.00%$13,925522Q1 2026OLDER
Focus Partners Wealth$89.9B AUM0.00%$446,36916.7KQ1 2026OLDER
Anchor Investment Management, LLC$1.2B AUM0.00%$5,492200Q3 2025OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$86,1973.2KQ1 2026OLDER
Mariner, LLC$85.7B AUM0.00%$361,26113.6KQ1 2026OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$717,77026.9KQ1 2026OLDER
Advisory Services Network, LLC$7.5B AUM0.00%$26,8251.0KQ1 2026OLDER
MATHER GROUP, LLC.$10.0B AUM0.00%$33,6581.3KQ1 2026OLDER
Spire Wealth Management$3.3B AUM0.00%$10,609352Q2 2026
STIFEL FINANCIAL CORP$108.8B AUM0.00%$315,80011.8KQ1 2026OLDER
SageView Advisory Group, LLC$3.0B AUM0.00%$8,301291Q4 2025OLDER
MILLENNIUM MANAGEMENT LLC$240.3B AUM0.00%$658,42924.7KQ1 2026OLDER
BOKF, NA$6.5B AUM0.00%$17,549658Q1 2026OLDER
TD Waterhouse Canada Inc.$33.7B AUM0.00%$82,1103.0KQ1 2026OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$382,71514.3KQ1 2026OLDER
Creative Planning$147.4B AUM0.00%$305,65811.5KQ1 2026OLDER
Arax Advisory Partners$3.5B AUM0.00%$5,647198Q4 2025OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$582,54521.8KQ1 2026OLDER
Ancora Advisors LLC$4.7B AUM0.00%$7,415260Q4 2025OLDER
PRINCIPAL SECURITIES, INC.$6.8B AUM0.00%$8,238300Q3 2025OLDER
HUNTINGTON NATIONAL BANK$18.1B AUM0.00%$18,538650Q4 2025OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$515,89818.1KQ4 2025OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$617,91723.2KQ1 2026OLDER
Root Financial Partners, LLC$2.2B AUM0.00%$1,28048Q1 2026OLDER
UMB Bank, n.a.$7.2B AUM0.00%$3,627136Q1 2026OLDER
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$224,5888.4KQ1 2026OLDER
GPS Wealth Strategies Group, LLC$117M AUM0.00%$2389Q3 2025OLDER
US BANCORP \DE\$82.4B AUM0.00%$14,135530Q1 2026OLDER
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.00%$4,278150Q4 2025OLDER
BlackRock, Inc.$5.72T AUM0.00%$16,002600Q1 2026OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$3,078121Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.