OXLCOXFORD LANE CAP CORP
CUSIP 691543847 · Yahoo Finance ↗ · Google Finance ↗
Oxford Lane Cap Corp (OXLC) has 7 institutional holders in Filings Flow’s 13F database, together reporting 15.88M shares worth $158M as of Q1 2026. The largest reported holders are Kohlberg Kravis Roberts & Co. L.P., Morgan Stanley, and Polar Asset Management Partners Inc..
Institutional Holders
7
Q1 2026
Reported Value
$472,102
Ticker
OXLC
Quarters Tracked
3
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| Bulldog Investors, LLP$445M AUM | 1.58% | $7M | 485.4K | Q4 2025OLDER |
| Realta Investment Advisors$288M AUM | 1.16% | $4M | 242.8K | Q4 2025OLDER |
| Almitas Capital LLC$443M AUM | 0.93% | $4M | 240.0K | Q3 2025OLDER |
| Thomas J. Herzfeld Advisors, Inc.$294M AUM | 0.74% | $2M | 222.5K | Q1 2026OLDER |
| DELPHI FINANCIAL GROUP, INC.$222M AUM | 0.64% | $1M | 145.0K | Q1 2026OLDER |
| Arlington Capital Management, Inc.$177M AUM | 0.64% | $1M | 70.9K | Q4 2025OLDER |
| Kohlberg Kravis Roberts & Co. L.P.$5.3B AUM | 0.58% | $31M | 3.19M | Q1 2026OLDER |
| Virtus Investment Advisers, LLC$363M AUM | 0.56% | $2M | 208.6K | Q1 2026OLDER |
| Saba Capital Management, L.P.$3.6B AUM | 0.50% | $18M | 1.85M | Q1 2026OLDER |
| GatePass Capital, LLC$214M AUM | 0.41% | $883,134 | 90.3K | Q1 2026OLDER |
| Polar Asset Management Partners Inc.$5.0B AUM | 0.39% | $20M | 2.00M | Q1 2026OLDER |
| Alpine Global Management, LLC$668M AUM | 0.38% | $3M | 258.0K | Q1 2026OLDER |
| Samalin Investment Counsel, LLC$282M AUM | 0.28% | $793,404 | 81.1K | Q1 2026OLDER |
| VARCOV Co.$268M AUM | 0.17% | $423,125 | 28.9K | Q4 2025OLDER |
| ARES MANAGEMENT LLC$1.5B AUM | 0.17% | $3M | 258.7K | Q1 2026OLDER |
| Founders Financial Alliance, LLC$555M AUM | 0.16% | $896,063 | 91.6K | Q1 2026OLDER |
| EIGHT 31 FINANCIAL, LLC$166M AUM | 0.14% | $232,006 | 23.7K | Q1 2026OLDER |
| Castleview Partners, LLC$195M AUM | 0.10% | $210,816 | 14.4K | Q4 2025OLDER |
| Elliott Investment Management L.P.$20.1B AUM | 0.08% | $17M | 1.02M | Q3 2025OLDER |
| Attessa Capital LLC$223M AUM | 0.07% | $151,215 | 17.3K | Q2 2026 |
| Freestone Capital Holdings, LLC$3.3B AUM | 0.07% | $2M | 221.4K | Q1 2026OLDER |
| Ferguson Shapiro LLC$342M AUM | 0.06% | $200,722 | 11.9K | Q3 2025OLDER |
| CHESAPEAKE ASSET MANAGEMENT LLC$126M AUM | 0.06% | $69,247 | 4.7K | Q4 2025OLDER |
| J.W. COLE ADVISORS, INC.$3.0B AUM | 0.06% | $2M | 158.9K | Q4 2025OLDER |
| Sage Capital Advisors,llc$482M AUM | 0.05% | $222,040 | 15.2K | Q4 2025OLDER |
| TWO SIGMA SECURITIES, LLC$861M AUM | 0.05% | $342,986 | 23.4K | Q4 2025OLDER |
| CURA WEALTH ADVISORS, LLC$223M AUM | 0.04% | $100,216 | 10.2K | Q1 2026OLDER |
| Abel Hall, LLC$469M AUM | 0.04% | $195,600 | 20.0K | Q1 2026OLDER |
| CFO4Life Group, LLC$656M AUM | 0.04% | $282,288 | 19.3K | Q4 2025OLDER |
| Cordoba Advisory Partners LLC$362M AUM | 0.04% | $145,370 | 14.9K | Q1 2026OLDER |
| Fermata Advisors, LLC$495M AUM | 0.03% | $151,526 | 17.3K | Q2 2026 |
| McIlrath & Eck, LLC$1.3B AUM | 0.03% | $413,332 | 42.3K | Q1 2026OLDER |
| Gibbs Wealth Management$762M AUM | 0.03% | $227,829 | 23.3K | Q1 2026OLDER |
| Legacy Wealth Managment, LLC/ID$201M AUM | 0.03% | $58,778 | 6.0K | Q1 2026OLDER |
| WPG Advisers, LLC$136M AUM | 0.03% | $38,279 | 3.9K | Q1 2026OLDER |
| NICOLET ADVISORY SERVICES, LLC$1.5B AUM | 0.03% | $341,621 | 20.4K | Q3 2025OLDER |
| Blackstone Inc.$25.6B AUM | 0.03% | $7M | 675.0K | Q1 2026OLDER |
| Delta Investment Management, LLC$559M AUM | 0.02% | $110,553 | 11.3K | Q1 2026OLDER |
| Parisi Gray Wealth Management$487M AUM | 0.02% | $87,600 | 10.0K | Q2 2026 |
| Camelot Portfolios, LLC$135M AUM | 0.02% | $29,280 | 2.0K | Q4 2025OLDER |
| K2 PRINCIPAL FUND, L.P.$1.4B AUM | 0.02% | $217,855 | 12.9K | Q3 2025OLDER |
| Osbon Capital Management LLC$123M AUM | 0.02% | $21,361 | 2.2K | Q1 2026OLDER |
| Simplify Asset Management Inc.$6.5B AUM | 0.02% | $978,000 | 100.0K | Q1 2026OLDER |
| Entropy Technologies, LP$2.2B AUM | 0.01% | $287,757 | 29.4K | Q1 2026OLDER |
| XTX Topco Ltd$5.8B AUM | 0.01% | $497,277 | 34.0K | Q4 2025OLDER |
| OPPENHEIMER & CO INC$8.2B AUM | 0.01% | $959,592 | 56.7K | Q3 2025OLDER |
| Savvy Advisors, Inc.$3.7B AUM | 0.01% | $320,001 | 21.9K | Q4 2025OLDER |
| Aventura Private Wealth, LLC$273M AUM | 0.01% | $27,088 | 1.6K | Q4 2025OLDER |
| Triumph Capital Management$491M AUM | 0.01% | $44,900 | 4.6K | Q1 2026OLDER |
| HighPoint Advisor Group LLC$2.4B AUM | 0.01% | $181,097 | 12.4K | Q4 2025OLDER |
| WESBANCO BANK INC$3.6B AUM | 0.01% | $294,280 | 30.1K | Q1 2026OLDER |
| Ausdal Financial Partners, Inc.$2.3B AUM | 0.01% | $156,441 | 16.0K | Q1 2026OLDER |
| CastleKnight Management LP$6.0B AUM | 0.01% | $328,442 | 19.4K | Q3 2025OLDER |
| Pinnacle Wealth Planning Services, Inc.$968M AUM | 0.01% | $61,193 | 6.3K | Q1 2026OLDER |
| Apollon Wealth Management, LLC$6.2B AUM | 0.01% | $371,603 | 38.0K | Q1 2026OLDER |
| Jump Financial, LLC$7.5B AUM | 0.01% | $471,921 | 32.2K | Q4 2025OLDER |
| BURNEY CO/$3.2B AUM | 0.01% | $185,207 | 12.7K | Q4 2025OLDER |
| Snowden Capital Advisors LLC$3.8B AUM | 0.01% | $200,871 | 20.5K | Q1 2026OLDER |
| Private Wealth Management Group, LLC$381M AUM | 0.01% | $19,030 | 1.1K | Q3 2025OLDER |
| Accredited Wealth Management, LLC$134M AUM | 0.01% | $6,772 | 91 | Q3 2025OLDER |
| Marex Group Ltd$15.8B AUM | 0.00% | $707,829 | 48.3K | Q4 2025OLDER |
| SWAN Capital LLC$272M AUM | 0.00% | $12,049 | 1.2K | Q1 2026OLDER |
| Aptus Capital Advisors, LLC$12.7B AUM | 0.00% | $587,576 | 40.1K | Q4 2025OLDER |
| CARY STREET PARTNERS FINANCIAL LLC$4.0B AUM | 0.00% | $169,824 | 11.6K | Q4 2025OLDER |
| GPS Wealth Strategies Group, LLC$117M AUM | 0.00% | $38,736 | 2.3K | Q3 2025OLDER |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC$392M AUM | 0.00% | $14,640 | 1.0K | Q4 2025OLDER |
| Prospera Financial Services Inc$6.2B AUM | 0.00% | $209,508 | 21.4K | Q1 2026OLDER |
| CHOREO, LLC$8.1B AUM | 0.00% | $253,167 | 16.5K | Q4 2025OLDER |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM | 0.00% | $45,564 | 4.6K | Q1 2026OLDER |
| Global Retirement Partners, LLC$5.6B AUM | 0.00% | $161,406 | 11.0K | Q4 2025OLDER |
| Jain Global LLC$24.2B AUM | 0.00% | $647,925 | 66.3K | Q1 2026OLDER |
| Integrated Wealth Concepts LLC$12.5B AUM | 0.00% | $270,000 | 15.9K | Q3 2025OLDER |
| Vident Advisory, LLC$11.7B AUM | 0.00% | $245,103 | 16.7K | Q4 2025OLDER |
| EverSource Wealth Advisors, LLC$3.3B AUM | 0.00% | $68,460 | 7.0K | Q1 2026OLDER |
| DRW Securities, LLC$7.2B AUM | 0.00% | $147,482 | 15.1K | Q1 2026OLDER |
| Private Advisor Group, LLC$21.3B AUM | 0.00% | $427,015 | 43.7K | Q1 2026OLDER |
| Kestra Advisory Services, LLC$26.4B AUM | 0.00% | $525,722 | 53.8K | Q1 2026OLDER |
| CITADEL ADVISORS LLC$618.5B AUM | 0.00% | $11M | 1.14M | Q1 2026OLDER |
| MORGAN STANLEY$1.67T AUM | 0.00% | $29M | 1.97M | Q1 2026OLDER |
| HIGHLINE WEALTH PARTNERS LLC$392M AUM | 0.00% | $5,868 | 600 | Q1 2026OLDER |
| AdvisorNet Financial, Inc$1.9B AUM | 0.00% | $28,577 | 2.9K | Q1 2026OLDER |
| Sound Income Strategies, LLC$2.1B AUM | 0.00% | $29,970 | 3.0K | Q1 2026OLDER |
| Sanctuary Advisors, LLC$18.5B AUM | 0.00% | $258,484 | 17.7K | Q4 2025OLDER |
| Lido Advisors, LLC$32.7B AUM | 0.00% | $454,485 | 46.5K | Q1 2026OLDER |
| BARCLAYS PLC$416.3B AUM | 0.00% | $5M | 538.4K | Q1 2026OLDER |
| D.A. DAVIDSON & CO.$16.5B AUM | 0.00% | $190,225 | 11.2K | Q3 2025OLDER |
| KESTRA PRIVATE WEALTH SERVICES, LLC$8.1B AUM | 0.00% | $98,338 | 10.1K | Q1 2026OLDER |
| M&T BANK CORP$29.2B AUM | 0.00% | $302,466 | 30.9K | Q1 2026OLDER |
| Tower Research Capital LLC (TRC)$3.8B AUM | 0.00% | $41,460 | 2.8K | Q4 2025OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.00% | $682,018 | 69.7K | Q1 2026OLDER |
| FLAGSHIP HARBOR ADVISORS, LLC$2.3B AUM | 0.00% | $14,362 | 981 | Q4 2025OLDER |
| VALLEY WEALTH MANAGERS, INC.$1.6B AUM | 0.00% | $9,481 | 560 | Q3 2025OLDER |
| CoreCap Advisors, LLC$3.4B AUM | 0.00% | $20,692 | 2.4K | Q2 2026 |
| Sunbelt Securities, Inc.$1.6B AUM | 0.00% | $8,449 | 864 | Q1 2026OLDER |
| Allworth Financial LP$24.7B AUM | 0.00% | $109,132 | 11.2K | Q1 2026OLDER |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.00% | $253,120 | 25.9K | Q1 2026OLDER |
| Cetera Investment Advisers$94.0B AUM | 0.00% | $278,719 | 28.5K | Q1 2026OLDER |
| Mariner, LLC$85.7B AUM | 0.00% | $245,218 | 25.6K | Q1 2026OLDER |
| Larson Financial Group LLC$3.1B AUM | 0.00% | $7,686 | 454 | Q3 2025OLDER |
| Arax Advisory Partners$3.5B AUM | 0.00% | $8,960 | 612 | Q4 2025OLDER |
| LPL Financial LLC$376.6B AUM | 0.00% | $911,606 | 93.2K | Q1 2026OLDER |
| NATIONAL BANK OF CANADA /FI/$111.5B AUM | 0.00% | $218,162 | 12.9K | Q3 2025OLDER |
| Squarepoint Ops LLC$85.1B AUM | 0.00% | $191,257 | 13.1K | Q4 2025OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $1M | 134.2K | Q1 2026OLDER |
| Qube Research & Technologies Ltd$89.9B AUM | 0.00% | $158,039 | 10.8K | Q4 2025OLDER |
| PRINCIPAL SECURITIES, INC.$6.8B AUM | 0.00% | $9,650 | 570 | Q3 2025OLDER |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $998,682 | 68.2K | Q4 2025OLDER |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $1M | 108.5K | Q1 2026OLDER |
| Federation des caisses Desjardins du Quebec$27.8B AUM | 0.00% | $28,499 | 2.9K | Q1 2026OLDER |
| TD PRIVATE CLIENT WEALTH LLC$4.8B AUM | 0.00% | $4,470 | 264 | Q3 2025OLDER |
| WHITTIER TRUST CO OF NEVADA INC$4.9B AUM | 0.00% | $4,875 | 498 | Q1 2026OLDER |
| Bangor Savings Bank$1.4B AUM | 0.00% | $1,314 | 150 | Q2 2026 |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.00% | $269,655 | 27.6K | Q1 2026OLDER |
| HARBOUR INVESTMENTS, INC.$6.5B AUM | 0.00% | $4,090 | 279 | Q4 2025OLDER |
| IFP Advisors, Inc$4.8B AUM | 0.00% | $3,912 | 400 | Q1 2026OLDER |
| NewEdge Advisors, LLC$27.7B AUM | 0.00% | $18,973 | 1.9K | Q2 2026 |
| ENVESTNET ASSET MANAGEMENT INC$373.6B AUM | 0.00% | $221,908 | 22.7K | Q1 2026OLDER |
| COMERICA BANK$25.1B AUM | 0.00% | $13,156 | 899 | Q4 2025OLDER |
| PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM | 0.00% | $77,475 | 5.3K | Q4 2025OLDER |
| MCGUIRE CAPITAL ADVISORS INC$156M AUM | 0.00% | $65 | 4 | Q4 2025OLDER |
| BNP PARIBAS FINANCIAL MARKETS$205.8B AUM | 0.00% | $80,128 | 8.2K | Q1 2026OLDER |
| FIFTH THIRD BANCORP$54.7B AUM | 0.00% | $17,414 | 1.8K | Q1 2026OLDER |
| Ameritas Advisory Services, LLC$2.6B AUM | 0.00% | $423 | 25 | Q3 2025OLDER |
| Parallel Advisors, LLC$5.6B AUM | 0.00% | $864 | 59 | Q4 2025OLDER |
| GOLDMAN SACHS GROUP INC$870.9B AUM | 0.00% | $104,714 | 10.7K | Q1 2026OLDER |
| Advisory Services Network, LLC$7.5B AUM | 0.00% | $762 | 45 | Q3 2025OLDER |
| Blue Trust, Inc.$8.7B AUM | 0.00% | $878 | 60 | Q4 2025OLDER |
| Farther Finance Advisors, LLC$10.6B AUM | 0.00% | $975 | 98 | Q1 2026OLDER |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $40,782 | 4.2K | Q2 2026 |
| BANK OF AMERICA CORP /DE/$1.37T AUM | 0.00% | $66,598 | 4.5K | Q4 2025OLDER |
| Atlantic Union Bankshares Corp$5.2B AUM | 0.00% | $249 | 17 | Q4 2025OLDER |
| Rockefeller Capital Management L.P.$56.4B AUM | 0.00% | $2,337 | 239 | Q1 2026OLDER |
| Russell Investments Group, Ltd.$93.1B AUM | 0.00% | $3,386 | 200 | Q3 2025OLDER |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM | 0.00% | $4,675 | 478 | Q1 2026OLDER |
| JPMORGAN CHASE & CO$1.56T AUM | 0.00% | $39,729 | 4.2K | Q1 2026OLDER |
| CWM, LLC$38.1B AUM | 0.00% | $792 | 81 | Q1 2026OLDER |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $6,000 | 600 | Q1 2026OLDER |
| MAI Capital Management$17.7B AUM | 0.00% | $40 | 4 | Q1 2026OLDER |
| DANSKE BANK A/S$41.5B AUM | 0.00% | $29 | 3 | Q1 2026OLDER |
| BlackRock, Inc.$5.72T AUM | 0.00% | $10 | 1 | Q1 2026OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.