NPFDNUVEEN VRIABL RAT PFD & INM
CUSIP 67080R102 · Yahoo Finance ↗ · Google Finance ↗
Nuveen Vriabl Rat Pfd & Inm (NPFD) has 55 institutional holders in Filings Flow’s 13F database, together reporting 7.77M shares worth $141M as of Q1 2026. The largest reported holders are Sit Investment Associates Inc, Morgan Stanley, and Royal Bank Of Canada.
Institutional Holders
55
Q1 2026
Reported Value
$141M
Ticker
NPFD
Quarters Tracked
18
Ownership Trend
Institutional holders
Total reported value
Holders
··Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC$4.9B AUM | 0.89% | $44M | 2.43M | Q1 2026 |
| MORGAN STANLEY$1.66T AUM | 0.00% | $36M | 2.00M | Q1 2026 |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $12M | 657.8K | Q1 2026 |
| Advisors Asset Management, Inc.$6.0B AUM | 0.12% | $7M | 387.6K | Q1 2026 |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $7M | 387.4K | Q1 2026 |
| Penserra Capital Management LLC$8.5B AUM | 0.08% | $7M | 367.5K | Q4 2025OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $7M | 383.6K | Q1 2026 |
| Thomas J. Herzfeld Advisors, Inc.$294M AUM | 1.79% | $5M | 261.3K | Q3 2025OLDER |
| Invesco Ltd.$653.3B AUM | 0.00% | $5M | 259.9K | Q1 2026 |
| COHEN & STEERS, INC.$57.6B AUM | 0.01% | $4M | 205.0K | Q1 2026 |
| STIFEL FINANCIAL CORP$108.8B AUM | 0.00% | $3M | 156.2K | Q1 2026 |
| FIRST TRUST ADVISORS LP$140.0B AUM | 0.00% | $2M | 122.0K | Q1 2026 |
| EVOLVE PRIVATE WEALTH, LLC$1.9B AUM | 0.07% | $1M | 68.8K | Q1 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.00% | $1M | 64.6K | Q1 2026 |
| ENVESTNET ASSET MANAGEMENT INC$373.6B AUM | 0.00% | $1M | 61.7K | Q1 2026 |
| Cetera Investment Advisers$94.0B AUM | 0.00% | $1M | 61.3K | Q1 2026 |
| Rareview Capital LLC$171M AUM | 0.67% | $1M | 53.8K | Q4 2025OLDER |
| Closed-End Fund Advisors, Inc.$98M AUM | 1.01% | $989,066 | 54.5K | Q1 2026 |
| Summit Financial, LLC$7.8B AUM | 0.01% | $915,288 | 50.0K | Q1 2026 |
| Bramshill Investments, LLC$1.2B AUM | 0.05% | $768,141 | 38.5K | Q3 2025OLDER |
| Equitable Holdings, Inc.$15.5B AUM | 0.00% | $751,050 | 41.4K | Q1 2026 |
| WEDBUSH SECURITIES INC$3.4B AUM | 0.02% | $561,000 | 30.9K | Q1 2026 |
| BESSEMER GROUP INC$63.6B AUM | 0.00% | $508,000 | 28.0K | Q1 2026 |
| MILLENNIUM MANAGEMENT LLC$240.3B AUM | 0.00% | $507,656 | 28.0K | Q1 2026 |
| Concorde Asset Management, LLC$204M AUM | 0.20% | $496,683 | 26.1K | Q4 2025OLDER |
| BANK OF AMERICA CORP /DE/$1.37T AUM | 0.00% | $487,470 | 26.9K | Q1 2026 |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $468,119 | 24.6K | Q4 2025OLDER |
| Janney Montgomery Scott LLC$40.4B AUM | 0.00% | $464,000 | 25.6K | Q1 2026 |
| LPL Financial LLC$376.6B AUM | 0.00% | $373,764 | 20.6K | Q1 2026 |
| UHLMANN PRICE SECURITIES, LLC$1.5B AUM | 0.02% | $360,577 | 19.9K | Q1 2026 |
| Global Retirement Partners, LLC$5.6B AUM | 0.01% | $332,606 | 17.5K | Q4 2025OLDER |
| SMITH CHAS P & ASSOCIATES PA CPAS$1.8B AUM | 0.02% | $326,700 | 18.0K | Q1 2026 |
| Seed Wealth Management, Inc.$145M AUM | 0.21% | $309,095 | 17.0K | Q1 2026 |
| HRT FINANCIAL LP$40.1B AUM | 0.00% | $285,000 | 15.8K | Q1 2026 |
| Lido Advisors, LLC$32.7B AUM | 0.00% | $275,586 | 15.1K | Q1 2026 |
| &PARTNERS$20.2B AUM | 0.00% | $272,767 | 15.0K | Q1 2026 |
| CHOREO, LLC$8.1B AUM | 0.00% | $251,708 | 13.7K | Q1 2026 |
| Sage Capital Management, LLC$213M AUM | 0.12% | $245,025 | 13.5K | Q1 2026 |
| Virtu Financial LLC$2.4B AUM | 0.01% | $232,000 | 12.2K | Q4 2025OLDER |
| Catalina Capital Group, LLC$168M AUM | 0.14% | $228,182 | 12.6K | Q1 2026 |
| ACCREDITED INVESTOR SERVICES, LLC$156M AUM | 0.14% | $218,381 | 12.0K | Q1 2026 |
| Carnegie Investment Counsel$5.1B AUM | 0.00% | $217,800 | 12.0K | Q1 2026 |
| WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC$340M AUM | 0.06% | $213,571 | 11.8K | Q1 2026 |
| Merit Financial Group, LLC$13.5B AUM | 0.00% | $194,202 | 10.7K | Q1 2026 |
| WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM | 0.00% | $161,118 | 8.9K | Q1 2026 |
| Geneos Wealth Management Inc.$4.3B AUM | 0.00% | $118,919 | 6.2K | Q2 2025OLDER |
| Advisory Services Network, LLC$7.5B AUM | 0.00% | $112,820 | 6.2K | Q1 2026 |
| Ritter Daniher Financial Advisory LLC / DE$657M AUM | 0.01% | $86,521 | 4.8K | Q1 2026 |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.00% | $69,138 | 3.6K | Q2 2025OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.00% | $63,245 | 3.5K | Q1 2026 |
| Pinnacle Wealth Planning Services, Inc.$968M AUM | 0.01% | $56,519 | 3.1K | Q1 2026 |
| BARCLAYS PLC$416.3B AUM | 0.00% | $50,820 | 2.8K | Q1 2026 |
| CoreCap Advisors, LLC$3.4B AUM | 0.00% | $46,083 | 2.5K | Q1 2026 |
| COMERICA BANK$25.1B AUM | 0.00% | $33,049 | 1.7K | Q4 2025OLDER |
| FIFTH THIRD BANCORP$54.7B AUM | 0.00% | $27,827 | 1.5K | Q1 2026 |
| WPG Advisers, LLC$136M AUM | 0.02% | $25,047 | 1.4K | Q1 2026 |
| Rockefeller Capital Management L.P.$56.4B AUM | 0.00% | $22,270 | 1.2K | Q1 2026 |
| NFSG Corp$608M AUM | 0.00% | $19,960 | 1.0K | Q3 2025OLDER |
| US BANCORP \DE\$82.4B AUM | 0.00% | $17,188 | 947 | Q1 2026 |
| FNY Investment Advisers, LLC$278M AUM | 0.01% | $12,000 | 700 | Q1 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC$696M AUM | 0.00% | $11,954 | 620 | Q2 2025OLDER |
| WHITTIER TRUST CO OF NEVADA INC$4.9B AUM | 0.00% | $9,903 | 533 | Q1 2026 |
| BlackRock, Inc.$5.72T AUM | 0.00% | $8,984 | 495 | Q1 2026 |
| Farther Finance Advisors, LLC$10.6B AUM | 0.00% | $8,505 | 458 | Q1 2026 |
| Osbon Capital Management LLC$123M AUM | 0.01% | $6,843 | 377 | Q1 2026 |
| Root Financial Partners, LLC$2.2B AUM | 0.00% | $3,557 | 196 | Q1 2026 |
| CWM, LLC$38.1B AUM | 0.00% | $2,000 | 112 | Q2 2025OLDER |
| ASSETMARK, INC$49.0B AUM | 0.00% | $799 | 44 | Q1 2026 |
| MOTCO$1.1B AUM | 0.00% | $672 | 37 | Q1 2026 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC.$0 AUM | — | $0 | 0 | Q2 2025OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.