SEC 13F Intelligence

KOCTINNOVATOR ETFS TRUST

CUSIP 45782C599 · Yahoo Finance ↗ · Google Finance ↗

Innovator Etfs Trust (KOCT) has 94 institutional holders in Filings Flow’s 13F database, together reporting 2.85M shares worth $96M as of Q1 2026. The largest reported holders are Hightower Advisors, LLC, Compass Financial Group, Inc., and Cetera Investment Advisers.

Institutional Holders
94
Q1 2026
Reported Value
$96M
Ticker
KOCT
Quarters Tracked
26

Ownership Trend

Institutional holders
Q4 ’19: 13Q4 ’19Q1 ’20: 16Q2 ’20: 16Q3 ’20: 16Q4 ’20: 28Q4 ’20Q1 ’21: 33Q2 ’21: 29Q3 ’21: 24Q4 ’21: 38Q4 ’21Q1 ’22: 38Q2 ’22: 35Q3 ’22: 33Q4 ’22: 48Q4 ’22Q1 ’23: 50Q2 ’23: 51Q3 ’23: 50Q4 ’23: 76Q4 ’23Q1 ’24: 68Q2 ’24: 71Q3 ’24: 66Q4 ’24: 85Q4 ’24Q1 ’25: 87Q2 ’25: 82Q3 ’25: 83Q4 ’25: 94Q4 ’25Q1 ’26: 94filingsflow.com
Total reported value
Q4 ’19: $11MQ4 ’19Q1 ’20: $13MQ2 ’20: $11MQ3 ’20: $18MQ4 ’20: $29MQ4 ’20Q1 ’21: $25MQ2 ’21: $23MQ3 ’21: $10MQ4 ’21: $19MQ4 ’21Q1 ’22: $21MQ2 ’22: $14MQ3 ’22: $17MQ4 ’22: $60MQ4 ’22Q1 ’23: $48MQ2 ’23: $48MQ3 ’23: $29MQ4 ’23: $56MQ4 ’23Q1 ’24: $59MQ2 ’24: $55MQ3 ’24: $61MQ4 ’24: $82MQ4 ’24Q1 ’25: $68MQ2 ’25: $66MQ3 ’25: $71MQ4 ’25: $92MQ4 ’25Q1 ’26: $96Mfilingsflow.com

Holders

··Mixed quarters
Manager% of PortfolioValueSharesQuarter
HighTower Advisors, LLC$94.2B AUM0.01%$10M287.6KQ1 2026
Compass Financial Group, Inc.$222M AUM3.68%$8M240.5KQ1 2026
Cetera Investment Advisers$94.0B AUM0.01%$6M176.9KQ1 2026
Creative Planning$147.4B AUM0.00%$6M171.9KQ1 2026
OSAIC HOLDINGS, INC.$68.3B AUM0.01%$6M167.4KQ1 2026
PRINCIPAL SECURITIES, INC.$6.8B AUM0.08%$6M166.7KQ1 2026
SageView Advisory Group, LLC$3.0B AUM0.19%$5M163.0KQ4 2025OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.01%$4M128.5KQ1 2026
BFI Wealth Solutions, LLC$104M AUM2.92%$3M89.1KQ1 2026
LPL Financial LLC$376.6B AUM0.00%$2M56.3KQ1 2026
Global Strategic Investment Solutions, LLC$1.0B AUM0.18%$2M55.1KQ1 2026
TRUIST FINANCIAL CORP$74.2B AUM0.00%$2M53.7KQ1 2026
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$2M52.5KQ1 2026
DHJJ Financial Advisors, Ltd.$302M AUM0.56%$2M49.7KQ1 2026
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC$696M AUM0.22%$2M44.5KQ1 2026
COMMONS CAPITAL, LLC$120M AUM1.00%$1M44.5KQ4 2025OLDER
Valtinson Bruner Financial Planning LLC$364M AUM0.40%$1M42.4KQ1 2026
Kestra Advisory Services, LLC$26.4B AUM0.01%$1M42.2KQ1 2026
Crown Wealth Group, LLC$340M AUM0.41%$1M41.1KQ3 2025OLDER
OLD MISSION CAPITAL LLC$6.3B AUM0.02%$1M39.1KQ1 2026
Focus Partners Wealth$89.9B AUM0.00%$1M38.6KQ1 2026
OneDigital Investment Advisors LLC$10.2B AUM0.01%$1M35.9KQ1 2026
Capital Investment Advisory Services, LLC$1.4B AUM0.09%$1M35.0KQ1 2026
CORRADO ADVISORS, LLC$192M AUM0.58%$1M34.5KQ4 2025OLDER
FOUNDERS FINANCIAL SECURITIES LLC$1.8B AUM0.07%$1M33.2KQ1 2026
Stratos Wealth Advisors, LLC$1.6B AUM0.07%$1M33.4KQ1 2026
Sunbelt Securities, Inc.$1.6B AUM0.07%$1M33.0KQ1 2026
U.S. Capital Wealth Advisors, LLC$4.0B AUM0.02%$962,16728.4KQ1 2026
IFP Advisors, Inc$4.8B AUM0.02%$926,78127.3KQ1 2026
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$901,84526.6KQ1 2026
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$848,17325.0KQ1 2026
Concurrent Investment Advisors, LLC$9.2B AUM0.01%$805,39123.7KQ1 2026
INDEPENDENT FINANCIAL GROUP, LLC$5.3B AUM0.03%$786,98226.9KQ1 2026
Wood Tarver Financial Group, LLC$362M AUM0.22%$782,00023.1KQ1 2026
Cambridge Investment Research Advisors, Inc.$38.8B AUM0.00%$757,00022.3KQ1 2026
AVANTAX ADVISORY SERVICES, INC.$18.2B AUM0.00%$746,57924.5KQ2 2025OLDER
Janney Montgomery Scott LLC$40.4B AUM0.00%$715,00021.1KQ1 2026
CWM, LLC$38.1B AUM0.00%$706,52820.8KQ1 2026
WEALTH ALLIANCE, LLC$1.0B AUM0.07%$705,00120.8KQ1 2026
Fragasso Financial Advisors Inc$1.9B AUM0.04%$697,87420.4KQ1 2026
Compass Advisory Group LLC$374M AUM0.19%$691,46420.4KQ1 2026
Long Island Wealth Management, Inc.$216M AUM0.31%$664,89919.6KQ1 2026
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$661,31219.6KQ4 2025OLDER
Accredited Investors Inc.$1.9B AUM0.04%$636,56019.3KQ3 2025OLDER
RETIREMENT GUYS FORMULA LLC$217M AUM0.29%$634,53518.7KQ1 2026
MERCER GLOBAL ADVISORS INC /ADV$67.6B AUM0.00%$628,21418.7KQ4 2025OLDER
Cape Investment Advisory, Inc.$301M AUM0.21%$627,64818.5KQ1 2026
Atlantic Private Wealth, LLC$153M AUM0.39%$595,51917.6KQ1 2026
NATIONS FINANCIAL GROUP INC, /IA/ /ADV$1.9B AUM0.03%$594,97617.5KQ1 2026
Brookstone Capital Management$8.7B AUM0.01%$555,72316.5KQ4 2025OLDER
Advisory Services Network, LLC$7.5B AUM0.01%$507,34315.0KQ1 2026
ACAS, LLC$149M AUM0.32%$482,64515.2KQ2 2025OLDER
Diligent Investors, LLC$404M AUM0.12%$476,19814.0KQ1 2026
Cornerstone Wealth, LLC/TN$178M AUM0.27%$471,86113.2KQ1 2026
FIDUCIARY FINANCIAL GROUP, LLC$882M AUM0.06%$464,76513.7KQ1 2026
Keating Financial Advisory Services, Inc.$619M AUM0.07%$452,99213.4KQ1 2026
GM Advisory Group, LLC$2.6B AUM0.02%$418,29712.7KQ3 2025OLDER
AXXCESS WEALTH MANAGEMENT, LLC$3.1B AUM0.01%$414,85812.2KQ1 2026
FSA Advisors, Inc.$152M AUM0.27%$411,26212.1KQ1 2026
Tradition Wealth Management, LLC$1.4B AUM0.03%$402,03411.8KQ1 2026
Quantinno Capital Management LP$59.9B AUM0.00%$388,05611.4KQ1 2026
Bullseye Investment Management, LLC$164M AUM0.23%$383,39513.1KQ4 2025OLDER
WEDBUSH SECURITIES INC$3.4B AUM0.01%$383,00011.3KQ1 2026
PFS Partners, LLC$218M AUM0.17%$365,59710.8KQ1 2026
AE Wealth Management LLC$18.5B AUM0.00%$352,05910.4KQ1 2026
Capital Analysts, LLC$3.8B AUM0.01%$342,00010.1KQ1 2026
TopTier Wealth Management, LLC$163M AUM0.21%$338,35310.0KQ1 2026
BCS Wealth Management$490M AUM0.07%$334,6889.9KQ1 2026
Prime Capital Investment Advisors, LLC$8.6B AUM0.00%$321,0169.5KQ1 2026
CAPTRUST FINANCIAL ADVISORS$57.3B AUM0.00%$315,5219.3KQ1 2026
Sigma Planning Corp$3.6B AUM0.01%$315,4789.3KQ1 2026
Kingsview Wealth Management, LLC$7.3B AUM0.00%$307,7139.3KQ3 2025OLDER
NorthCrest Asset Manangement, LLC$3.2B AUM0.01%$300,0178.8KQ1 2026
Outlook Wealth Advisors, LLC$413M AUM0.07%$297,0648.8KQ1 2026
Advisor OS, LLC$1.4B AUM0.02%$296,3188.7KQ1 2026
Arete Wealth Advisors, LLC$1.3B AUM0.02%$294,0008.7KQ4 2025OLDER
LEIGH BALDWIN & CO., LLC$154M AUM0.17%$293,8788.9KQ3 2025OLDER
Diversify Advisory Services, LLC$655M AUM0.01%$291,1759.3KQ2 2025OLDER
WEALTHGARDEN F.S. LLC$147M AUM0.20%$290,2298.6KQ1 2026
Cypress Wealth Services, LLC$708M AUM0.05%$289,1409.5KQ2 2025OLDER
Elmwood Wealth Management, Inc.$400M AUM0.08%$286,6838.4KQ1 2026
First Heartland Consultants, Inc.$1.5B AUM0.02%$279,9658.3KQ1 2026
JPMORGAN CHASE & CO$1.56T AUM0.00%$271,3138.1KQ4 2025OLDER
Private Advisor Group, LLC$21.3B AUM0.00%$263,6117.8KQ1 2026
NewEdge Advisors, LLC$27.7B AUM0.00%$259,7447.7KQ1 2026
CRA Financial Services, LLC$770M AUM0.03%$258,5237.6KQ1 2026
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.00%$254,10716.2KQ1 2026
World Investment Advisors$6.2B AUM0.00%$253,8937.5KQ1 2026
Vantage Point Financial LLC$285M AUM0.09%$242,7477.2KQ1 2026
MML INVESTORS SERVICES, LLC$36.1B AUM0.00%$240,9837.1KQ1 2026
WOLVERINE TRADING, LLC$138.7B AUM0.00%$233,1957.1KQ3 2025OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$227,2766.7KQ1 2026
SIGNATUREFD, LLC$6.5B AUM0.00%$221,4416.5KQ1 2026
MAI Capital Management$17.7B AUM0.00%$217,6426.4KQ1 2026
Forvis Mazars Wealth Advisors, LLC$5.3B AUM0.00%$212,5936.3KQ4 2025OLDER
FIRST COMMONWEALTH FINANCIAL CORP /PA/$629M AUM0.03%$210,5506.2KQ1 2026
WINNOW WEALTH LLC$130M AUM0.16%$203,9796.0KQ1 2026
RED REEF ADVISORS LLC$96M AUM0.17%$160,3394.7KQ1 2026
CoreCap Advisors, LLC$3.4B AUM0.01%$159,1854.7KQ1 2026
Ashton Thomas Private Wealth, LLC$4.2B AUM0.00%$126,8873.7KQ1 2026
Bellwether Advisors, LLC$590M AUM0.02%$125,3554.1KQ2 2025OLDER
AdvisorNet Financial, Inc$1.9B AUM0.01%$112,1623.3KQ1 2026
WealthShield Partners, LLC$898M AUM0.01%$110,2623.3KQ1 2026
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$80,9842.4KQ1 2026
Noble Wealth Management PBC$223M AUM0.03%$61,0681.8KQ1 2026
UBS Group AG$666.3B AUM0.00%$50,6861.5KQ3 2025OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$44,8851.3KQ1 2026
Financial Network Wealth Advisors LLC$98M AUM0.04%$42,0021.2KQ1 2026
Luminist Capital LLC$75M AUM0.02%$20,023501Q4 2025OLDER
Larson Financial Group LLC$3.1B AUM0.00%$16,963500Q1 2026
GILPIN WEALTH MANAGEMENT, LLC$126M AUM0.01%$13,571400Q1 2026
PlanVest Financial, Inc$131M AUM0.01%$11,874350Q1 2026
O'SHAUGHNESSY ASSET MANAGEMENT, LLC$20.1B AUM0.00%$10,416307Q1 2026
Rockefeller Capital Management L.P.$56.4B AUM0.00%$7,803230Q1 2026
Farther Finance Advisors, LLC$10.6B AUM0.00%$6,132180Q1 2026
EVOLUTION WEALTH MANAGEMENT INC.$137M AUM0.00%$3,393100Q1 2026
MORGAN STANLEY$1.66T AUM0.00%$341Q1 2026
CONCOURSE FINANCIAL GROUP SECURITIES, INC.$0 AUM$00Q2 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.