HRZNHORIZON TECHNOLOGY FIN CORP
CUSIP 44045A102 · Yahoo Finance ↗ · Google Finance ↗
Horizon Technology Fin Corp (HRZN) has 56 institutional holders in Filings Flow’s 13F database, together reporting 3.23M shares worth $13M as of Q1 2026. The largest reported holders are Green Alpha Advisors, LLC, Eagle Point Credit Management LLC, and Legal & General Group PLC.
Institutional Holders
56
Q1 2026
Reported Value
$13M
Ticker
HRZN
Quarters Tracked
10
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| Green Alpha Advisors, LLC$102M AUM | 2.45% | $2M | 590.1K | Q1 2026OLDER |
| ETF Store, Inc.$103M AUM | 0.40% | $392,632 | 60.9K | Q4 2025OLDER |
| Virtus Investment Advisers, LLC$363M AUM | 0.17% | $606,105 | 144.0K | Q1 2026OLDER |
| OXFORD ASSET MANAGEMENT LLP$268M AUM | 0.05% | $115,628 | 27.5K | Q1 2026OLDER |
| Connecticut Wealth Management, LLC$2.4B AUM | 0.04% | $900,143 | 213.8K | Q1 2026OLDER |
| First Financial Bank - Trust Division$1.4B AUM | 0.02% | $310,160 | 65.6K | Q2 2026 |
| LifeWealth Investments, LLC$374M AUM | 0.02% | $79,975 | 16.9K | Q2 2026 |
| JACKSON THORNTON WEALTH MANAGEMENT, LLC$1.1B AUM | 0.01% | $149,241 | 33.0K | Q1 2026OLDER |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM | 0.01% | $184,664 | 44.3K | Q1 2026OLDER |
| Garton & Associates Financial Advisors LLC$122M AUM | 0.01% | $19,705 | 3.1K | Q4 2025OLDER |
| Regal Investment Advisors LLC$1.7B AUM | 0.01% | $183,357 | 43.6K | Q1 2026OLDER |
| CHAPIN DAVIS, INC.$569M AUM | 0.01% | $60,029 | 12.7K | Q2 2026 |
| Nova Wealth Management, Inc.$154M AUM | 0.01% | $15,670 | 3.7K | Q1 2026OLDER |
| TWO SIGMA SECURITIES, LLC$861M AUM | 0.01% | $69,499 | 16.5K | Q1 2026OLDER |
| Aquatic Capital Management LLC$3.5B AUM | 0.01% | $395,469 | 64.8K | Q3 2025OLDER |
| WINTON GROUP Ltd$2.9B AUM | 0.01% | $196,828 | 30.5K | Q4 2025OLDER |
| Chung Wu Investment Group, LLC$116M AUM | 0.00% | $4,631 | 1.1K | Q1 2026OLDER |
| Quadrature Capital Ltd$8.4B AUM | 0.00% | $364,806 | 56.6K | Q4 2025OLDER |
| Quantbot Technologies LP$2.4B AUM | 0.00% | $79,034 | 18.8K | Q1 2026OLDER |
| ADELL HARRIMAN & CARPENTER INC$1.6B AUM | 0.00% | $50,520 | 12.0K | Q1 2026OLDER |
| Patriot Financial Group Insurance Agency, LLC$1.8B AUM | 0.00% | $52,420 | 12.5K | Q1 2026OLDER |
| Magnetar Financial LLC$9.8B AUM | 0.00% | $434,576 | 71.2K | Q3 2025OLDER |
| HIGHLINE WEALTH PARTNERS LLC$493M AUM | 0.00% | $12,922 | 2.7K | Q2 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV$1.6B AUM | 0.00% | $42,100 | 10.0K | Q1 2026OLDER |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV$1.9B AUM | 0.00% | $48,205 | 11.4K | Q1 2026OLDER |
| ORG Partners LLC$568M AUM | 0.00% | $13,674 | 2.1K | Q4 2025OLDER |
| Tower Research Capital LLC (TRC)$3.8B AUM | 0.00% | $56,982 | 13.5K | Q1 2026OLDER |
| Brevan Howard Capital Management LP$11.3B AUM | 0.00% | $245,202 | 40.2K | Q3 2025OLDER |
| Prime Capital Investment Advisors, LLC$8.6B AUM | 0.00% | $78,593 | 12.2K | Q4 2025OLDER |
| Pathstone Holdings, LLC$25.1B AUM | 0.00% | $221,135 | 51.8K | Q1 2026OLDER |
| Schonfeld Strategic Advisors LLC$14.2B AUM | 0.00% | $187,229 | 29.0K | Q4 2025OLDER |
| MARSHALL WACE, LLP$100.4B AUM | 0.00% | $723,186 | 171.8K | Q1 2026OLDER |
| N.E.W. Advisory Services LLC$1.3B AUM | 0.00% | $8,640 | 2.1K | Q1 2026OLDER |
| CAPTRUST FINANCIAL ADVISORS$57.3B AUM | 0.00% | $322,726 | 50.0K | Q4 2025OLDER |
| Atria Investments, Inc$8.9B AUM | 0.00% | $49,910 | 11.9K | Q1 2026OLDER |
| TWO SIGMA INVESTMENTS, LP$123.9B AUM | 0.00% | $632,254 | 150.2K | Q1 2026OLDER |
| Triumph Capital Management$491M AUM | 0.00% | $1,935 | 300 | Q4 2025OLDER |
| Legal & General Group Plc$432.4B AUM | 0.00% | $1M | 328.7K | Q1 2026OLDER |
| Aspect Partners, LLC$245M AUM | 0.00% | $704 | 167 | Q1 2026OLDER |
| Sanctuary Advisors, LLC$18.5B AUM | 0.00% | $49,910 | 11.9K | Q1 2026OLDER |
| Financial Engines Advisors L.L.C.$49.2B AUM | 0.00% | $139,346 | 21.6K | Q4 2025OLDER |
| Signature Equity Partners, LLC$186M AUM | 0.00% | $474 | 113 | Q1 2026OLDER |
| FLAGSHIP HARBOR ADVISORS, LLC$2.3B AUM | 0.00% | $5,296 | 821 | Q4 2025OLDER |
| DAVENPORT & Co LLC$20.4B AUM | 0.00% | $50,252 | 10.6K | Q2 2026 |
| FLAGSHIP WEALTH ADVISORS, LLC$233M AUM | 0.00% | $622 | 102 | Q3 2025OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.00% | $129,303 | 30.7K | Q1 2026OLDER |
| GROUP ONE TRADING LLC$52.2B AUM | 0.00% | $98,332 | 16.1K | Q3 2025OLDER |
| Caitong International Asset Management Co., Ltd$541M AUM | 0.00% | $791 | 188 | Q1 2026OLDER |
| Pineridge Advisors LLC$350M AUM | 0.00% | $482 | 79 | Q3 2025OLDER |
| MILLENNIUM MANAGEMENT LLC$240.3B AUM | 0.00% | $319,825 | 76.0K | Q1 2026OLDER |
| IMC-Chicago, LLC$278.4B AUM | 0.00% | $260,157 | 61.8K | Q1 2026OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $606,813 | 144.1K | Q1 2026OLDER |
| Cetera Investment Advisers$94.0B AUM | 0.00% | $83,654 | 19.9K | Q1 2026OLDER |
| SALEM INVESTMENT COUNSELORS INC$3.4B AUM | 0.00% | $2,989 | 700 | Q1 2026OLDER |
| COMERICA BANK$25.1B AUM | 0.00% | $17,112 | 2.7K | Q4 2025OLDER |
| SageView Advisory Group, LLC$3.0B AUM | 0.00% | $1,935 | 300 | Q4 2025OLDER |
| AQR CAPITAL MANAGEMENT LLC$218.4B AUM | 0.00% | $139,006 | 33.0K | Q1 2026OLDER |
| WOLVERINE TRADING, LLC$138.7B AUM | 0.00% | $61,302 | 10.2K | Q3 2025OLDER |
| MORGAN STANLEY$1.67T AUM | 0.00% | $495,783 | 76.9K | Q1 2026OLDER |
| LPL Financial LLC$376.6B AUM | 0.00% | $110,246 | 26.2K | Q1 2026OLDER |
| CITADEL ADVISORS LLC$618.5B AUM | 0.00% | $163,769 | 38.9K | Q1 2026OLDER |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $197,744 | 30.7K | Q4 2025OLDER |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $116,551 | 27.7K | Q2 2026 |
| Spire Wealth Management$3.3B AUM | 0.00% | $645 | 100 | Q4 2025OLDER |
| FIFTH THIRD BANCORP$54.7B AUM | 0.00% | $11,363 | 2.7K | Q1 2026OLDER |
| SIMPLEX TRADING, LLC$149.1B AUM | 0.00% | $29,179 | 6.9K | Q1 2026OLDER |
| Allworth Financial LP$24.7B AUM | 0.00% | $4,797 | 1.1K | Q1 2026OLDER |
| ENVESTNET ASSET MANAGEMENT INC$373.6B AUM | 0.00% | $70,236 | 16.7K | Q1 2026OLDER |
| BANK OF AMERICA CORP /DE/$1.37T AUM | 0.00% | $256,612 | 61.0K | Q1 2026OLDER |
| MAI Capital Management$17.7B AUM | 0.00% | $3,272 | 777 | Q1 2026OLDER |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.00% | $57,817 | 13.7K | Q1 2026OLDER |
| BNP PARIBAS FINANCIAL MARKETS$205.8B AUM | 0.00% | $29,420 | 4.8K | Q3 2025OLDER |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $86,000 | 20.4K | Q1 2026OLDER |
| NORTHERN TRUST CORP$756.6B AUM | 0.00% | $111,823 | 17.3K | Q4 2025OLDER |
| BlackRock, Inc.$5.72T AUM | 0.00% | $755,639 | 179.5K | Q1 2026OLDER |
| Sound Income Strategies, LLC$2.1B AUM | 0.00% | $209 | 50 | Q1 2026OLDER |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $74,517 | 17.7K | Q1 2026OLDER |
| PRINCIPAL SECURITIES, INC.$6.8B AUM | 0.00% | $506 | 83 | Q3 2025OLDER |
| Blue Trust, Inc.$8.7B AUM | 0.00% | $516 | 80 | Q4 2025OLDER |
| HARBOUR INVESTMENTS, INC.$6.5B AUM | 0.00% | $123 | 29 | Q1 2026OLDER |
| JONES FINANCIAL COMPANIES LLLP$208.1B AUM | 0.00% | $1,394 | 227 | Q3 2025OLDER |
| CWM, LLC$38.1B AUM | 0.00% | $105 | 25 | Q1 2026OLDER |
| DANSKE BANK A/S$41.5B AUM | 0.00% | $34 | 8 | Q1 2026OLDER |
| FMR LLC$1.90T AUM | 0.00% | $1,452 | 238 | Q3 2025OLDER |
| EverSource Wealth Advisors, LLC$3.3B AUM | 0.00% | $2 | 0 | Q1 2026OLDER |
| CITIGROUP INC$234.5B AUM | 0.00% | $71 | 11 | Q4 2025OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.