SEC 13F Intelligence

HQ8FAPOLLO ENDOSURGERY INC

CUSIP 03767D108 · Yahoo Finance ↗ · Google Finance ↗

Apollo Endosurgery Inc (HQ8F) has 70 institutional holders in Filings Flow’s 13F database, together reporting 30.82M shares worth $283M as of Q4 2022. The largest reported holders are Nantahala Capital Management, LLC, Cpmg Inc, and Nexpoint Asset Management, L.P..

Institutional Holders
70
Q4 2022
Reported Value
$283M
Ticker
HQ8F
Quarters Tracked
7

Ownership Trend

Institutional holders
Q4 ’18: 27Q4 ’18Q1 ’19: 20Q1 ’19Q2 ’19: 19Q2 ’19Q3 ’19: 18Q3 ’19Q2 ’21: 38Q2 ’21Q4 ’21: 61Q4 ’21Q4 ’22: 70Q4 ’22filingsflow.com
Total reported value
Q4 ’18: $38MQ4 ’18Q1 ’19: $32MQ1 ’19Q2 ’19: $27MQ2 ’19Q3 ’19: $24MQ3 ’19Q2 ’21: $115MQ2 ’21Q4 ’21: $218MQ4 ’21Q4 ’22: $283MQ4 ’22filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Gagnon Advisors, LLC$136M AUM8.95%$13M1.33MQ4 2022OLDER
Nantahala Capital Management, LLC$2.7B AUM5.00%$65M6.58MQ1 2023OLDER
GARDNER LEWIS ASSET MANAGEMENT L P$462M AUM4.90%$14M1.43MQ1 2023OLDER
Archon Capital Management LLC$177M AUM4.76%$16M1.65MQ4 2022OLDER
NEXPOINT ASSET MANAGEMENT, L.P.$1.5B AUM3.88%$36M3.61MQ1 2023OLDER
BOONE CAPITAL MANAGEMENT LLC$326M AUM3.68%$7M718.4KQ4 2022OLDER
Trium Capital LLP$142M AUM3.41%$9,841992.0KQ1 2023OLDER
Crystalline Management Inc.$112M AUM2.21%$3M308.6KQ1 2023OLDER
APIS CAPITAL ADVISORS, LLC$648M AUM1.96%$2M170.0KQ4 2022OLDER
Berry Street Capital Management LLP$340M AUM1.71%$6M625.0KQ4 2022OLDER
GABELLI & Co INVESTMENT ADVISERS, INC.$674M AUM1.51%$8M791.8KQ1 2023OLDER
Stonepine Capital Management, LLC$250M AUM1.23%$4M370.0KQ1 2023OLDER
AIGH Capital Management LLC$733M AUM1.04%$3M316.4KQ4 2022OLDER
AWM Investment Company, Inc.$903M AUM0.65%$5M486.8KQ1 2023OLDER
Yakira Capital Management, Inc.$342M AUM0.49%$2M196.6KQ1 2023OLDER
DEERFIELD MANAGEMENT COMPANY, L.P.$8.5B AUM0.36%$17M1.75MQ4 2022OLDER
Sagefield Capital LP$1.4B AUM0.35%$2M154.5KQ1 2023OLDER
THOMPSON DAVIS & CO., INC.$150M AUM0.32%$248,00025.0KQ1 2023OLDER
Woodline Partners LP$26.4B AUM0.24%$18M1.81MQ1 2023OLDER
Black Maple Capital Management LP$179M AUM0.23%$242,65324.5KQ1 2023OLDER
HARVEST MANAGEMENT LLC$206M AUM0.22%$297,60030.0KQ1 2023OLDER
First Trust Capital Management L.P.$1.9B AUM0.20%$5M474.7KQ1 2023OLDER
Schonfeld Strategic Advisors LLC$14.2B AUM0.17%$17M1.74MQ1 2023OLDER
GAGNON SECURITIES LLC$433M AUM0.14%$664,21367.0KQ1 2023OLDER
PRELUDE CAPITAL MANAGEMENT, LLC$1.3B AUM0.14%$4M420.4KQ1 2023OLDER
TIG Advisors, LLC$2.2B AUM0.12%$2M196.7KQ4 2022OLDER
GAM Holding AG$1.6B AUM0.10%$1M147.2KQ1 2023OLDER
Hunting Hill Global Capital, LLC$129M AUM0.10%$128,07712.9KQ1 2023OLDER
Alpine Global Management, LLC$668M AUM0.10%$25125.3KQ1 2023OLDER
CSS LLC/IL$2.1B AUM0.09%$1M143.6KQ1 2023OLDER
GABELLI FUNDS LLC$14.8B AUM0.09%$12M1.22MQ1 2023OLDER
Magnetar Financial LLC$9.8B AUM0.08%$4M417.2KQ1 2023OLDER
MORRIS FINANCIAL CONCEPTS, INC.$295M AUM0.08%$110,59811.1KQ1 2023OLDER
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.$1.6B AUM0.08%$565,80757.0KQ1 2023OLDER
Capula Management Ltd$14.1B AUM0.07%$5M547.0KQ1 2023OLDER
GILDER GAGNON HOWE & CO LLC$8.3B AUM0.06%$4M371.7KQ1 2023OLDER
UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO$687M AUM0.06%$15515.6KQ1 2023OLDER
WATER ISLAND CAPITAL LLC$896M AUM0.05%$66667.1KQ1 2023OLDER
NEW YORK LIFE INVESTMENT MANAGEMENT LLC$11.8B AUM0.05%$4M430.1KQ1 2023OLDER
State of Wyoming$844M AUM0.05%$147,41114.9KQ1 2023OLDER
BRIDGEWAY CAPITAL MANAGEMENT, LLC$5.0B AUM0.05%$2M175.2KQ1 2023OLDER
CenterBook Partners LP$1.9B AUM0.04%$293,91029.6KQ1 2023OLDER
Man Group plc$55.1B AUM0.04%$10M1.00MQ1 2023OLDER
Verition Fund Management LLC$15.4B AUM0.03%$2M247.2KQ1 2023OLDER
Qube Research & Technologies Ltd$89.9B AUM0.02%$5M536.3KQ1 2023OLDER
FEDERATED HERMES, INC.$61.5B AUM0.02%$7M721.0KQ1 2023OLDER
Lighthouse Investment Partners, LLC$2.9B AUM0.02%$160,16816.1KQ4 2022OLDER
Quantbot Technologies LP$2.4B AUM0.02%$240,52624.1KQ4 2022OLDER
WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM0.02%$1M145.8KQ1 2023OLDER
GAMCO INVESTORS, INC. ET AL$10.2B AUM0.02%$1M150.8KQ1 2023OLDER
Trexquant Investment LP$13.9B AUM0.01%$488,26149.0KQ4 2022OLDER
Maven Securities LTD$5.2B AUM0.01%$580,32058.5KQ1 2023OLDER
MIRABELLA FINANCIAL SERVICES LLP$1.1B AUM0.01%$120,83612.1KQ4 2022OLDER
MILLENNIUM MANAGEMENT LLC$240.3B AUM0.01%$18,3671.85MQ1 2023OLDER
Jump Financial, LLC$7.5B AUM0.01%$249,65725.2KQ1 2023OLDER
Skandinaviska Enskilda Banken AB (publ)$4.3B AUM0.01%$992100.0KQ1 2023OLDER
Sunbelt Securities, Inc.$1.6B AUM0.00%$27,7662.8KQ1 2023OLDER
LMR Partners LLP$45.4B AUM0.00%$259,74526.2KQ1 2023OLDER
ExodusPoint Capital Management, LP$12.6B AUM0.00%$48548.9KQ1 2023OLDER
Russell Investments Group, Ltd.$93.1B AUM0.00%$1M103.1KQ1 2023OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$606.1KQ1 2023OLDER
RENAISSANCE TECHNOLOGIES LLC$63.9B AUM0.00%$1,221123.1KQ1 2023OLDER
Cubist Systematic Strategies, LLC$21.0B AUM0.00%$195,64119.6KQ4 2022OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$5M537.9KQ1 2023OLDER
VOLORIDGE INVESTMENT MANAGEMENT, LLC$25.0B AUM0.00%$215,95821.8KQ1 2023OLDER
Aquatic Capital Management LLC$3.5B AUM0.00%$131.3KQ1 2023OLDER
Squarepoint Ops LLC$85.1B AUM0.00%$126,20012.7KQ4 2022OLDER
GEODE CAPITAL MANAGEMENT, LLC$1.61T AUM0.00%$4M360.5KQ1 2023OLDER
Neuberger Berman Group LLC$131.4B AUM0.00%$496,00050.0KQ1 2023OLDER
Boston Partners$95.5B AUM0.00%$321,44032.4KQ1 2023OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$988,12199.6KQ1 2023OLDER
NORTHERN TRUST CORP$756.6B AUM0.00%$2M190.4KQ1 2023OLDER
BALYASNY ASSET MANAGEMENT L.P.$77.1B AUM0.00%$145,05014.6KQ1 2023OLDER
Sugarloaf Wealth Management, LLC$529M AUM0.00%$64565Q1 2023OLDER
Bank of New York Mellon Corp$543.9B AUM0.00%$552,91155.7KQ1 2023OLDER
LAZARD ASSET MANAGEMENT LLC$60.8B AUM0.00%$565.7KQ4 2022OLDER
Belpointe Asset Management LLC$2.7B AUM0.00%$992100Q1 2023OLDER
CHARLES SCHWAB INVESTMENT MANAGEMENT INC$654.5B AUM0.00%$138,19613.9KQ1 2023OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$150,93315.2KQ1 2023OLDER
BARCLAYS PLC$416.3B AUM0.00%$707.0KQ1 2023OLDER
GROUP ONE TRADING LLC$52.2B AUM0.00%$3,589360Q4 2022OLDER
UBS Group AG$666.3B AUM0.00%$2,212223Q1 2023OLDER
RBC Europe Ltd$2.4B AUM0.00%$91Q3 2023

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.