HPIHANCOCK JOHN PFD INCOME FD
CUSIP 41013W108 · Yahoo Finance ↗ · Google Finance ↗
Hancock John Pfd Income Fd (HPI) has 63 institutional holders in Filings Flow’s 13F database, together reporting 3.70M shares worth $58M as of Q1 2026. The largest reported holders are Ubs Group AG, Morgan Stanley, and Commonwealth Equity Services, LLC.
Institutional Holders
62
Q1 2026
Reported Value
$58M
Ticker
HPI
Quarters Tracked
28
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| TSP Capital Management Group, LLC$410M AUM | 0.77% | $3M | 201.7K | Q1 2026 |
| Advisory Resource Group$581M AUM | 0.27% | $2M | 100.1K | Q1 2026 |
| Mallini Complete Financial Planning LLC$140M AUM | 0.21% | $271,013 | 17.3K | Q1 2026 |
| SAM Advisors, LLC$319M AUM | 0.16% | $503,472 | 32.1K | Q1 2026 |
| Arlington Capital Management, Inc.$177M AUM | 0.14% | $218,506 | 12.6K | Q3 2025OLDER |
| Everstar Asset Management, LLC$188M AUM | 0.10% | $182,318 | 11.6K | Q1 2026 |
| Birchwood Financial Partners, Inc.$104M AUM | 0.07% | $72,153 | 4.6K | Q1 2026 |
| J.W. COLE ADVISORS, INC.$3.0B AUM | 0.05% | $2M | 136.2K | Q4 2025OLDER |
| KPP Advisory Services LLC$689M AUM | 0.05% | $368,088 | 23.5K | Q1 2026 |
| LaSalle St. Investment Advisors, LLC$710M AUM | 0.04% | $288,158 | 18.4K | Q1 2026 |
| GUGGENHEIM CAPITAL LLC$12.9B AUM | 0.03% | $3M | 205.5K | Q1 2026 |
| Smallwood Wealth Investment Management, LLC$190M AUM | 0.02% | $32,577 | 2.1K | Q1 2026 |
| B. Riley Wealth Advisors, Inc.$1.6B AUM | 0.01% | $198,728 | 13.0K | Q1 2026 |
| Elequin Capital, LP$1.2B AUM | 0.01% | $86,938 | 5.4K | Q2 2025OLDER |
| Avidian Wealth Enterprises, LLC$3.2B AUM | 0.01% | $345,164 | 22.0K | Q1 2026 |
| OPTIMUM INVESTMENT ADVISORS$252M AUM | 0.01% | $27,066 | 1.6K | Q3 2025OLDER |
| HALBERT HARGROVE GLOBAL ADVISORS, LLC$2.1B AUM | 0.01% | $207,862 | 13.2K | Q1 2026 |
| READYSTATE ASSET MANAGEMENT LP$2.2B AUM | 0.01% | $203,201 | 13.0K | Q1 2026 |
| Kentucky Trust Co$191M AUM | 0.01% | $13,863 | 867 | Q2 2025OLDER |
| Sowell Financial Services LLC$2.7B AUM | 0.01% | $171,021 | 10.9K | Q1 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.01% | $4M | 272.2K | Q1 2026 |
| IHT Wealth Management, LLC$4.3B AUM | 0.01% | $248,843 | 15.9K | Q1 2026 |
| Fiera Capital Corp$29.2B AUM | 0.01% | $2M | 99.0K | Q1 2026 |
| Kestra Advisory Services, LLC$26.4B AUM | 0.01% | $1M | 87.9K | Q1 2026 |
| Stratos Wealth Partners, LTD.$8.8B AUM | 0.00% | $427,788 | 27.3K | Q1 2026 |
| HARBOR INVESTMENT ADVISORY, LLC$1.4B AUM | 0.00% | $57,661 | 3.7K | Q1 2026 |
| Piscataqua Savings Bank$148M AUM | 0.00% | $6,276 | 400 | Q1 2026 |
| CITY HOLDING CO$800M AUM | 0.00% | $31,380 | 2.0K | Q1 2026 |
| AMERIFLEX GROUP, INC.$198M AUM | 0.00% | $7,171 | 451 | Q2 2025OLDER |
| HIGHLINE WEALTH PARTNERS LLC$493M AUM | 0.00% | $10,983 | 700 | Q1 2026 |
| Sanctuary Advisors, LLC$18.5B AUM | 0.00% | $357,263 | 22.8K | Q1 2026 |
| Sound Income Strategies, LLC$2.1B AUM | 0.00% | $33,906 | 2.1K | Q1 2026 |
| WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM | 0.00% | $171,764 | 10.7K | Q2 2025OLDER |
| Nemes Rush Group LLC$1.1B AUM | 0.00% | $16,724 | 1.0K | Q4 2025OLDER |
| Ameritas Advisory Services, LLC$2.6B AUM | 0.00% | $23,509 | 1.4K | Q3 2025OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $10M | 649.9K | Q1 2026 |
| ORG Partners LLC$568M AUM | 0.00% | $8,095 | 500 | Q4 2025OLDER |
| Merit Financial Group, LLC$13.5B AUM | 0.00% | $165,658 | 10.6K | Q1 2026 |
| Private Advisor Group, LLC$21.3B AUM | 0.00% | $259,994 | 16.6K | Q1 2026 |
| NewEdge Advisors, LLC$27.7B AUM | 0.00% | $324,761 | 20.1K | Q4 2025OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.00% | $789,921 | 50.3K | Q1 2026 |
| Global Retirement Partners, LLC$5.6B AUM | 0.00% | $61,004 | 3.8K | Q4 2025OLDER |
| Arax Advisory Partners$3.5B AUM | 0.00% | $36,671 | 2.3K | Q4 2025OLDER |
| Strategic Wealth Partners, Ltd.$1.5B AUM | 0.00% | $13,357 | 825 | Q1 2026 |
| LPL Financial LLC$376.6B AUM | 0.00% | $3M | 196.3K | Q1 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM | 0.00% | $400,493 | 25.4K | Q1 2026 |
| PRIVATE TRUST CO NA$1.1B AUM | 0.00% | $8,677 | 553 | Q1 2026 |
| Cetera Investment Advisers$94.0B AUM | 0.00% | $722,357 | 46.0K | Q1 2026 |
| Mariner, LLC$85.7B AUM | 0.00% | $622,508 | 39.7K | Q1 2026 |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $4M | 254.2K | Q1 2026 |
| Ascentis Independent Advisors$1.3B AUM | 0.00% | $7,845 | 500 | Q1 2026 |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.00% | $2M | 119.9K | Q1 2026 |
| Geneos Wealth Management Inc.$4.3B AUM | 0.00% | $23,535 | 1.5K | Q1 2026 |
| BALYASNY ASSET MANAGEMENT L.P.$77.1B AUM | 0.00% | $333,647 | 20.9K | Q2 2025OLDER |
| MORGAN STANLEY$1.67T AUM | 0.00% | $8M | 478.9K | Q1 2026 |
| Invesco Ltd.$653.3B AUM | 0.00% | $3M | 181.8K | Q1 2026 |
| HighTower Advisors, LLC$94.2B AUM | 0.00% | $360,199 | 23.0K | Q1 2026 |
| Asset Dedication, LLC$1.4B AUM | 0.00% | $4,857 | 300 | Q4 2025OLDER |
| HARBOUR INVESTMENTS, INC.$6.5B AUM | 0.00% | $19,958 | 1.3K | Q1 2026 |
| Parallel Advisors, LLC$5.6B AUM | 0.00% | $15,690 | 1.0K | Q1 2026 |
| Allworth Financial LP$24.7B AUM | 0.00% | $67,593 | 4.3K | Q1 2026 |
| WEBSTER BANK, N. A.$1.1B AUM | 0.00% | $2,573 | 164 | Q1 2026 |
| FIFTH THIRD BANCORP$54.7B AUM | 0.00% | $68,885 | 4.3K | Q2 2025OLDER |
| HUNTINGTON NATIONAL BANK$18.1B AUM | 0.00% | $35,186 | 2.0K | Q3 2025OLDER |
| STIFEL FINANCIAL CORP$108.8B AUM | 0.00% | $174,040 | 11.1K | Q1 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM | 0.00% | $2,301 | 146 | Q1 2026 |
| Advisory Services Network, LLC$7.5B AUM | 0.00% | $10,983 | 700 | Q1 2026 |
| Steward Partners Investment Advisory, LLC$19.6B AUM | 0.00% | $28,565 | 1.8K | Q1 2026 |
| ENVESTNET ASSET MANAGEMENT INC$373.6B AUM | 0.00% | $490,131 | 31.2K | Q1 2026 |
| IFP Advisors, Inc$4.8B AUM | 0.00% | $5,084 | 324 | Q1 2026 |
| COUNTRY TRUST BANK$5.3B AUM | 0.00% | $5,492 | 350 | Q1 2026 |
| Advisors Asset Management, Inc.$6.0B AUM | 0.00% | $5,978 | 381 | Q1 2026 |
| BANK OF AMERICA CORP /DE/$1.37T AUM | 0.00% | $1M | 78.0K | Q1 2026 |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $469,892 | 29.9K | Q1 2026 |
| Clearstead Advisors, LLC$10.9B AUM | 0.00% | $8,614 | 549 | Q1 2026 |
| MAI Capital Management$17.7B AUM | 0.00% | $8,795 | 550 | Q2 2025OLDER |
| CULLEN/FROST BANKERS, INC.$8.8B AUM | 0.00% | $4,707 | 300 | Q1 2026 |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $334,820 | 19.3K | Q3 2025OLDER |
| CITADEL ADVISORS LLC$618.5B AUM | 0.00% | $235,985 | 14.6K | Q4 2025OLDER |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $162,467 | 10.0K | Q4 2025OLDER |
| ASSETMARK, INC$49.0B AUM | 0.00% | $5,100 | 315 | Q4 2025OLDER |
| JONES FINANCIAL COMPANIES LLLP$208.1B AUM | 0.00% | $6,197 | 390 | Q2 2025OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.