HEQTSIMPLIFY EXCHANGE TRADED FUN
CUSIP 82889N764 · Yahoo Finance ↗ · Google Finance ↗
Simplify Exchange Traded Fun (HEQT) has 86 institutional holders in Filings Flow’s 13F database, together reporting 7.05M shares worth $222M as of Q1 2026. The largest reported holders are Cwm, LLC, Lpl Financial LLC, and Private Advisor Group, LLC.
Institutional Holders
86
Q1 2026
Reported Value
$222M
Ticker
HEQT
Quarters Tracked
18
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| Independent Wealth Advisors LLC$102M AUM | 5.75% | $6M | 185.8K | Q1 2026 |
| Keudell/Morrison Wealth Management$489M AUM | 3.48% | $17M | 517.1K | Q4 2025OLDER |
| Sound Financial Strategies Group, LLC$147M AUM | 2.17% | $3M | 100.7K | Q1 2026 |
| EVOLUTION WEALTH MANAGEMENT INC.$137M AUM | 1.72% | $2M | 74.7K | Q1 2026 |
| ARQ WEALTH ADVISORS, LLC$555M AUM | 1.72% | $10M | 302.5K | Q1 2026 |
| WealthPLAN Partners, LLC$518M AUM | 1.38% | $7M | 227.2K | Q1 2026 |
| HARMONY ASSET MANAGEMENT LLC$327M AUM | 1.05% | $3M | 108.9K | Q1 2026 |
| BFI Wealth Solutions, LLC$104M AUM | 0.93% | $974,151 | 31.0K | Q1 2026 |
| TSG Advice Partners, LLC$667M AUM | 0.88% | $6M | 185.7K | Q1 2026 |
| Leo Wealth, LLC$1.4B AUM | 0.76% | $11M | 333.9K | Q1 2026 |
| WealthPlan Investment Management, LLC$1.8B AUM | 0.65% | $12M | 371.9K | Q1 2026 |
| Financial Enhancement Group LLC$839M AUM | 0.55% | $4M | 136.6K | Q1 2026 |
| BLUE JEAN FINANCIAL LLC$121M AUM | 0.50% | $602,028 | 19.1K | Q1 2026 |
| Peterson Wealth Advisors, LLC$752M AUM | 0.49% | $4M | 117.1K | Q1 2026 |
| Encompass More Asset Management$597M AUM | 0.48% | $3M | 90.5K | Q1 2026 |
| VICTORY FINANCIAL GROUP, LLC$814M AUM | 0.42% | $3M | 107.6K | Q1 2026 |
| Kovack Advisors, Inc.$1.9B AUM | 0.39% | $7M | 231.4K | Q1 2026 |
| Bay Rivers Group$293M AUM | 0.36% | $865,942 | 27.5K | Q1 2026 |
| Skyline Advisors, Inc.$287M AUM | 0.34% | $927,383 | 30.9K | Q2 2025OLDER |
| ATX Financial Planning, LLC$132M AUM | 0.26% | $336,726 | 10.7K | Q1 2026 |
| SMITH, MOORE & CO.$1.4B AUM | 0.23% | $3M | 99.7K | Q1 2026 |
| Cambridge Advisors Inc.$515M AUM | 0.20% | $1M | 32.5K | Q1 2026 |
| Belpointe Asset Management LLC$2.7B AUM | 0.18% | $4M | 139.8K | Q2 2025OLDER |
| Meridian Wealth Management, LLC$2.8B AUM | 0.17% | $5M | 154.6K | Q1 2026 |
| 3EDGE Asset Management, LP$2.1B AUM | 0.16% | $3M | 87.1K | Q2 2025OLDER |
| Independence Wealth Advisors, LLC$188M AUM | 0.16% | $291,596 | 9.3K | Q1 2026 |
| Chatterton & Associates Inc.$143M AUM | 0.15% | $220,727 | 6.9K | Q1 2026 |
| Stratos Wealth Advisors, LLC$1.6B AUM | 0.12% | $2M | 64.5K | Q1 2026 |
| Sowell Financial Services LLC$2.7B AUM | 0.12% | $3M | 106.3K | Q1 2026 |
| Ameritas Advisory Services, LLC$2.6B AUM | 0.11% | $3M | 90.5K | Q1 2026 |
| Dynamic Advisor Solutions LLC$3.5B AUM | 0.09% | $3M | 92.5K | Q1 2026 |
| Private Advisor Group, LLC$21.3B AUM | 0.08% | $17M | 537.2K | Q1 2026 |
| Orion Porfolio Solutions, LLC$11.7B AUM | 0.08% | $9M | 289.7K | Q1 2026 |
| Reyes Financial Architecture, Inc.$179M AUM | 0.07% | $90,186 | 2.9K | Q1 2026 |
| Plan Group Financial, LLC$426M AUM | 0.06% | $247,323 | 7.9K | Q1 2026 |
| CWM, LLC$38.1B AUM | 0.05% | $20M | 629.6K | Q1 2026 |
| Smartleaf Asset Management LLC$2.8B AUM | 0.05% | $1M | 45.7K | Q1 2026 |
| MIDDLETON & CO INC/MA$877M AUM | 0.05% | $410,287 | 13.0K | Q1 2026 |
| Brookwood Investment Group LLC$810M AUM | 0.04% | $347,804 | 11.0K | Q1 2026 |
| Longview Financial Advisors LLC$184M AUM | 0.04% | $76,262 | 2.4K | Q1 2026 |
| Sunrise Financial Services, LLC$141M AUM | 0.04% | $54,968 | 1.7K | Q1 2026 |
| Parallel Advisors, LLC$5.6B AUM | 0.04% | $2M | 64.5K | Q1 2026 |
| Ausdal Financial Partners, Inc.$2.3B AUM | 0.04% | $750,157 | 24.0K | Q3 2025OLDER |
| OneDigital Investment Advisors LLC$10.2B AUM | 0.03% | $4M | 113.0K | Q1 2026 |
| PFG Advisors$2.1B AUM | 0.03% | $714,010 | 22.3K | Q4 2025OLDER |
| CreativeOne Wealth, LLC$4.3B AUM | 0.03% | $1M | 43.8K | Q1 2026 |
| Hilltop Holdings Inc.$1.1B AUM | 0.03% | $505,769 | 15.8K | Q4 2025OLDER |
| First Heartland Consultants, Inc.$1.5B AUM | 0.03% | $375,165 | 11.9K | Q1 2026 |
| Heck Capital Advisors, LLC$1.3B AUM | 0.03% | $387,450 | 12.3K | Q1 2026 |
| Advyzon Investment Management, LLC$1.1B AUM | 0.03% | $320,306 | 10.2K | Q1 2026 |
| CGC Financial Services, LLC$346M AUM | 0.03% | $98,123 | 3.1K | Q1 2026 |
| Indivisible Partners$1.1B AUM | 0.03% | $306,401 | 9.7K | Q1 2026 |
| PFG Investments, LLC$2.1B AUM | 0.03% | $445,286 | 14.8K | Q2 2025OLDER |
| GTS SECURITIES LLC$2.8B AUM | 0.02% | $581,914 | 18.6K | Q3 2025OLDER |
| Advisors Preferred, LLC$679M AUM | 0.02% | $111,691 | 3.5K | Q4 2025OLDER |
| Proficio Capital Partners LLC$1.9B AUM | 0.02% | $329,805 | 10.5K | Q1 2026 |
| STEPHENS INC /AR/$8.0B AUM | 0.01% | $1M | 37.3K | Q1 2026 |
| Golden State Wealth Management, LLC$915M AUM | 0.01% | $133,680 | 4.2K | Q1 2026 |
| Western Wealth Management, LLC$2.6B AUM | 0.01% | $396,877 | 12.6K | Q1 2026 |
| Steward Partners Investment Advisory, LLC$19.6B AUM | 0.01% | $3M | 90.0K | Q1 2026 |
| Rockefeller Capital Management L.P.$56.4B AUM | 0.01% | $7M | 223.6K | Q1 2026 |
| Diversify Advisory Services, LLC$655M AUM | 0.01% | $349,078 | 10.8K | Q4 2025OLDER |
| Nova Wealth Management, Inc.$154M AUM | 0.01% | $14,785 | 492 | Q2 2025OLDER |
| Stratos Investment Management, LLC$2.5B AUM | 0.01% | $263,504 | 8.2K | Q4 2025OLDER |
| MML INVESTORS SERVICES, LLC$36.1B AUM | 0.01% | $3M | 109.8K | Q1 2026 |
| OLD MISSION CAPITAL LLC$6.3B AUM | 0.01% | $600,705 | 19.1K | Q1 2026 |
| Equitable Holdings, Inc.$15.5B AUM | 0.01% | $1M | 45.1K | Q1 2026 |
| NBC SECURITIES, INC.$1.3B AUM | 0.01% | $117,621 | 3.7K | Q1 2026 |
| DIVERSIFY WEALTH MANAGEMENT, LLC$5.6B AUM | 0.01% | $370,685 | 11.3K | Q1 2026 |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.01% | $4M | 140.5K | Q1 2026 |
| HighTower Advisors, LLC$94.2B AUM | 0.01% | $6M | 180.1K | Q1 2026 |
| Atria Wealth Solutions, Inc.$4.4B AUM | 0.01% | $240,701 | 8.0K | Q2 2025OLDER |
| LPL Financial LLC$376.6B AUM | 0.00% | $18M | 562.6K | Q1 2026 |
| Atria Investments, Inc$8.9B AUM | 0.00% | $354,659 | 11.3K | Q1 2026 |
| Alpine Bank Wealth Management$688M AUM | 0.00% | $28,145 | 901 | Q3 2025OLDER |
| CAPTRUST FINANCIAL ADVISORS$57.3B AUM | 0.00% | $2M | 48.0K | Q1 2026 |
| Cambridge Investment Research Advisors, Inc.$38.8B AUM | 0.00% | $792,000 | 25.2K | Q1 2026 |
| AE Wealth Management LLC$18.5B AUM | 0.00% | $259,230 | 8.2K | Q1 2026 |
| Mariner, LLC$85.7B AUM | 0.00% | $1M | 36.6K | Q4 2025OLDER |
| DAVENPORT & Co LLC$20.4B AUM | 0.00% | $250,546 | 8.0K | Q3 2025OLDER |
| ENVESTNET ASSET MANAGEMENT INC$373.6B AUM | 0.00% | $4M | 135.1K | Q1 2026 |
| PRINCIPAL SECURITIES, INC.$6.8B AUM | 0.00% | $48,261 | 1.5K | Q3 2025OLDER |
| Cetera Investment Advisers$94.0B AUM | 0.00% | $705,632 | 22.4K | Q1 2026 |
| Security National Bank$838M AUM | 0.00% | $3,497 | 111 | Q1 2026 |
| HARBOUR INVESTMENTS, INC.$6.5B AUM | 0.00% | $31,343 | 995 | Q1 2026 |
| UBS Group AG$666.3B AUM | 0.00% | $3M | 100.7K | Q1 2026 |
| Sound Income Strategies, LLC$2.1B AUM | 0.00% | $8,972 | 286 | Q1 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.00% | $293,490 | 9.3K | Q1 2026 |
| Farther Finance Advisors, LLC$10.6B AUM | 0.00% | $28,955 | 923 | Q1 2026 |
| Global Retirement Partners, LLC$5.6B AUM | 0.00% | $14,886 | 464 | Q4 2025OLDER |
| WOLVERINE TRADING, LLC$138.7B AUM | 0.00% | $252,450 | 8.4K | Q2 2025OLDER |
| DHJJ Financial Advisors, Ltd.$302M AUM | 0.00% | $630 | 20 | Q1 2026 |
| Kestra Advisory Services, LLC$26.4B AUM | 0.00% | $49,573 | 1.5K | Q4 2025OLDER |
| JPMORGAN CHASE & CO$1.56T AUM | 0.00% | $1M | 40.0K | Q1 2026 |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $580,324 | 18.4K | Q1 2026 |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $342,000 | 10.8K | Q1 2026 |
| CITADEL ADVISORS LLC$618.5B AUM | 0.00% | $341,795 | 10.9K | Q3 2025OLDER |
| US BANCORP \DE\$82.4B AUM | 0.00% | $42,210 | 1.3K | Q1 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $448,970 | 14.3K | Q1 2026 |
| ASSETMARK, INC$49.0B AUM | 0.00% | $19,782 | 628 | Q1 2026 |
| BANK OF AMERICA CORP /DE/$1.37T AUM | 0.00% | $495,615 | 16.5K | Q2 2025OLDER |
| Advisory Services Network, LLC$7.5B AUM | 0.00% | $1,675 | 53 | Q1 2026 |
| COMERICA BANK$25.1B AUM | 0.00% | $4,487 | 140 | Q4 2025OLDER |
| MORGAN STANLEY$1.67T AUM | 0.00% | $261,359 | 8.2K | Q1 2026 |
| NATIONAL BANK OF CANADA /FI/$111.5B AUM | 0.00% | $15,700 | 504 | Q1 2026 |
| FIFTH THIRD BANCORP$54.7B AUM | 0.00% | $6,615 | 210 | Q1 2026 |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.00% | $9,135 | 304 | Q2 2025OLDER |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $4,694 | 149 | Q1 2026 |
| Larson Financial Group LLC$3.1B AUM | 0.00% | $16 | 1 | Q1 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM | 0.00% | $598 | 19 | Q1 2026 |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.