GLADGLADSTONE CAP CORP
CUSIP 376535878 · Yahoo Finance ↗ · Google Finance ↗
Gladstone Cap Corp (GLAD) has 81 institutional holders in Filings Flow’s 13F database, together reporting 2.47M shares worth $37M as of Q1 2026. The largest reported holders are Ubs Group AG, Legal & General Group PLC, and Two Sigma Investments, LP.
Institutional Holders
81
Q1 2026
Reported Value
$37M
Ticker
GLAD
Quarters Tracked
3
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| Miller Global Investments, LLC$121M AUM | 0.26% | $310,778 | 16.0K | Q2 2026 |
| Legacy Capital Wealth Partners, LLC$485M AUM | 0.24% | $1M | 68.1K | Q1 2026OLDER |
| Virtus Investment Advisers, LLC$363M AUM | 0.14% | $492,896 | 28.4K | Q1 2026OLDER |
| B. Riley Wealth Advisors, Inc.$1.6B AUM | 0.10% | $2M | 88.3K | Q1 2026OLDER |
| OXFORD ASSET MANAGEMENT LLP$268M AUM | 0.09% | $201,520 | 11.6K | Q1 2026OLDER |
| Shulman DeMeo Asset Management LLC$535M AUM | 0.06% | $337,830 | 17.4K | Q2 2026 |
| AMERIFLEX GROUP, INC.$198M AUM | 0.06% | $112,988 | 6.5K | Q1 2026OLDER |
| Campbell & CO Investment Adviser LLC$1.8B AUM | 0.05% | $836,027 | 48.2K | Q1 2026OLDER |
| DENALI ADVISORS LLC$900M AUM | 0.04% | $381,422 | 22.0K | Q1 2026OLDER |
| SageGuard Financial Group, LLC$646M AUM | 0.03% | $208,859 | 12.0K | Q1 2026OLDER |
| Register Financial Advisors LLC$271M AUM | 0.03% | $70,596 | 3.2K | Q3 2025OLDER |
| Kovack Advisors, Inc.$1.9B AUM | 0.02% | $442,471 | 25.3K | Q1 2026OLDER |
| WFA of San Diego, LLC$125M AUM | 0.02% | $26,893 | 1.6K | Q1 2026OLDER |
| Ausdal Financial Partners, Inc.$2.3B AUM | 0.02% | $467,180 | 26.9K | Q1 2026OLDER |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM | 0.02% | $279,488 | 16.0K | Q1 2026OLDER |
| Advisors Asset Management, Inc.$6.0B AUM | 0.02% | $1M | 63.1K | Q1 2026OLDER |
| Hennion & Walsh Asset Management, Inc.$3.5B AUM | 0.02% | $624,955 | 32.2K | Q2 2026 |
| PFS Partners, LLC$218M AUM | 0.02% | $34,163 | 2.0K | Q1 2026OLDER |
| Garner Asset Management Corp$255M AUM | 0.01% | $36,155 | 1.8K | Q4 2025OLDER |
| XTX Topco Ltd$5.8B AUM | 0.01% | $595,417 | 34.3K | Q1 2026OLDER |
| Ritter Daniher Financial Advisory LLC / DE$657M AUM | 0.01% | $62,573 | 3.2K | Q2 2026 |
| Sunbelt Securities, Inc.$1.6B AUM | 0.01% | $142,270 | 8.2K | Q1 2026OLDER |
| Entropy Technologies, LP$2.2B AUM | 0.01% | $178,705 | 10.3K | Q1 2026OLDER |
| Quadrature Capital Ltd$8.4B AUM | 0.01% | $760,102 | 36.8K | Q4 2025OLDER |
| Quantbot Technologies LP$2.4B AUM | 0.01% | $186,374 | 10.7K | Q1 2026OLDER |
| Harbor Asset Planning, Inc.$119M AUM | 0.01% | $7,975 | 386 | Q4 2025OLDER |
| Sound Income Strategies, LLC$2.1B AUM | 0.01% | $118,357 | 6.8K | Q1 2026OLDER |
| Point72 Asia (Singapore) Pte. Ltd.$646M AUM | 0.01% | $33,046 | 1.5K | Q3 2025OLDER |
| D.A. DAVIDSON & CO.$16.5B AUM | 0.00% | $817,985 | 47.1K | Q1 2026OLDER |
| Aventura Private Wealth, LLC$273M AUM | 0.00% | $13,253 | 606 | Q4 2025OLDER |
| Hilton Head Capital Partners, LLC$177M AUM | 0.00% | $8,571 | 494 | Q1 2026OLDER |
| DnB Asset Management AS$28.0B AUM | 0.00% | $1M | 77.5K | Q1 2026OLDER |
| Triumph Capital Management$491M AUM | 0.00% | $22,555 | 1.3K | Q1 2026OLDER |
| VAN ECK ASSOCIATES CORP$133M AUM | 0.00% | $5,662 | 326.3K | Q1 2026OLDER |
| Pinnacle Wealth Planning Services, Inc.$968M AUM | 0.00% | $39,558 | 2.3K | Q1 2026OLDER |
| Brevan Howard Capital Management LP$11.3B AUM | 0.00% | $454,344 | 26.2K | Q1 2026OLDER |
| Vermillion Wealth Management, Inc.$255M AUM | 0.00% | $8,675 | 500 | Q1 2026OLDER |
| Trexquant Investment LP$13.9B AUM | 0.00% | $473,672 | 27.3K | Q1 2026OLDER |
| MRP Capital Investments, LLC$115M AUM | 0.00% | $3,505 | 202 | Q1 2026OLDER |
| NFSG Corp$608M AUM | 0.00% | $17,350 | 1.0K | Q1 2026OLDER |
| TWO SIGMA INVESTMENTS, LP$123.9B AUM | 0.00% | $3M | 150.3K | Q1 2026OLDER |
| MARSHALL WACE, LLP$100.4B AUM | 0.00% | $2M | 110.3K | Q4 2025OLDER |
| Connor, Clark & Lunn Investment Management Ltd.$43.4B AUM | 0.00% | $780,493 | 37.8K | Q4 2025OLDER |
| ORG Partners LLC$568M AUM | 0.00% | $10,330 | 500 | Q4 2025OLDER |
| Aquatic Capital Management LLC$3.5B AUM | 0.00% | $60,499 | 3.5K | Q1 2026OLDER |
| WealthCollab, LLC$243M AUM | 0.00% | $3,718 | 170 | Q3 2025OLDER |
| WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM | 0.00% | $163,090 | 9.4K | Q1 2026OLDER |
| PRIVATE TRUST CO NA$1.1B AUM | 0.00% | $16,448 | 948 | Q1 2026OLDER |
| Larson Financial Group LLC$3.1B AUM | 0.00% | $41,640 | 2.4K | Q1 2026OLDER |
| Private Advisor Group, LLC$21.3B AUM | 0.00% | $228,760 | 10.5K | Q3 2025OLDER |
| Quarry LP$558M AUM | 0.00% | $5,682 | 275 | Q4 2025OLDER |
| Cubist Systematic Strategies, LLC$21.0B AUM | 0.00% | $172,335 | 7.9K | Q3 2025OLDER |
| MILLENNIUM MANAGEMENT LLC$240.3B AUM | 0.00% | $2M | 112.9K | Q1 2026OLDER |
| TUDOR INVESTMENT CORP ET AL$53.9B AUM | 0.00% | $423,385 | 20.5K | Q4 2025OLDER |
| Legal & General Group Plc$432.4B AUM | 0.00% | $3M | 175.7K | Q1 2026OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $4M | 256.2K | Q1 2026OLDER |
| Farther Finance Advisors, LLC$10.6B AUM | 0.00% | $62,823 | 3.6K | Q1 2026OLDER |
| Cetera Investment Advisers$94.0B AUM | 0.00% | $501,233 | 28.9K | Q1 2026OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.00% | $361,789 | 20.9K | Q1 2026OLDER |
| LPL Financial LLC$376.6B AUM | 0.00% | $2M | 113.3K | Q1 2026OLDER |
| Qube Research & Technologies Ltd$89.9B AUM | 0.00% | $491,192 | 23.8K | Q4 2025OLDER |
| Atlantic Union Bankshares Corp$5.2B AUM | 0.00% | $24,290 | 1.4K | Q1 2026OLDER |
| D. E. Shaw & Co., Inc.$166.3B AUM | 0.00% | $784,068 | 38.0K | Q4 2025OLDER |
| Advisory Services Network, LLC$7.5B AUM | 0.00% | $30,695 | 1.8K | Q1 2026OLDER |
| MACKENZIE FINANCIAL CORP$83.3B AUM | 0.00% | $284,713 | 16.4K | Q1 2026OLDER |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.00% | $253 | 11.6K | Q3 2025OLDER |
| NOMURA HOLDINGS INC$37.7B AUM | 0.00% | $233,065 | 11.3K | Q4 2025OLDER |
| Key FInancial Inc$562M AUM | 0.00% | $1,735 | 100 | Q1 2026OLDER |
| Main Street Group, LTD$340M AUM | 0.00% | $932 | 54 | Q1 2026OLDER |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.00% | $809,996 | 46.7K | Q1 2026OLDER |
| BNP PARIBAS FINANCIAL MARKETS$205.8B AUM | 0.00% | $439,215 | 25.3K | Q1 2026OLDER |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $2M | 93.0K | Q1 2026OLDER |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $871,398 | 50.2K | Q2 2026 |
| HARBOR INVESTMENT ADVISORY, LLC$1.4B AUM | 0.00% | $2,136 | 110 | Q2 2026 |
| CITADEL ADVISORS LLC$618.5B AUM | 0.00% | $796,365 | 45.9K | Q1 2026OLDER |
| Allworth Financial LP$24.7B AUM | 0.00% | $29,495 | 1.7K | Q1 2026OLDER |
| Tower Research Capital LLC (TRC)$3.8B AUM | 0.00% | $4,442 | 256 | Q1 2026OLDER |
| COMERICA BANK$25.1B AUM | 0.00% | $25,825 | 1.3K | Q4 2025OLDER |
| DEUTSCHE BANK AG\$302.7B AUM | 0.00% | $207,962 | 9.5K | Q3 2025OLDER |
| NATIONAL BANK OF CANADA /FI/$111.5B AUM | 0.00% | $72,828 | 4.2K | Q1 2026OLDER |
| MORGAN STANLEY$1.67T AUM | 0.00% | $1M | 51.3K | Q1 2026OLDER |
| SALEM INVESTMENT COUNSELORS INC$3.4B AUM | 0.00% | $2,187 | 100 | Q3 2025OLDER |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $328,000 | 18.9K | Q1 2026OLDER |
| Caitong International Asset Management Co., Ltd$541M AUM | 0.00% | $260 | 15 | Q1 2026OLDER |
| NORTHERN TRUST CORP$756.6B AUM | 0.00% | $320,312 | 15.5K | Q4 2025OLDER |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $313,983 | 18.1K | Q1 2026OLDER |
| FIFTH THIRD BANCORP$54.7B AUM | 0.00% | $21,896 | 1.3K | Q1 2026OLDER |
| Signature Resources Capital Management, LLC$211M AUM | 0.00% | $68 | 4 | Q1 2026OLDER |
| BANK OF AMERICA CORP /DE/$1.37T AUM | 0.00% | $440,256 | 25.4K | Q1 2026OLDER |
| GOLDMAN SACHS GROUP INC$870.9B AUM | 0.00% | $236,689 | 13.6K | Q1 2026OLDER |
| BlackRock, Inc.$5.72T AUM | 0.00% | $2M | 87.6K | Q1 2026OLDER |
| Oakworth Capital, Inc.$1.9B AUM | 0.00% | $434 | 25 | Q1 2026OLDER |
| Rockefeller Capital Management L.P.$56.4B AUM | 0.00% | $12,355 | 598 | Q4 2025OLDER |
| CWM, LLC$38.1B AUM | 0.00% | $7,703 | 444 | Q1 2026OLDER |
| IFP Advisors, Inc$4.8B AUM | 0.00% | $781 | 45 | Q1 2026OLDER |
| SIMPLEX TRADING, LLC$149.1B AUM | 0.00% | $27,209 | 1.3K | Q4 2025OLDER |
| JONES FINANCIAL COMPANIES LLLP$208.1B AUM | 0.00% | $25,856 | 1.6K | Q1 2026OLDER |
| NOMURA ASSET MANAGEMENT CO LTD$38.8B AUM | 0.00% | $3,730 | 215 | Q1 2026OLDER |
| Steward Partners Investment Advisory, LLC$19.6B AUM | 0.00% | $1,735 | 100 | Q1 2026OLDER |
| JPMORGAN CHASE & CO$1.56T AUM | 0.00% | $62,327 | 3.6K | Q1 2026OLDER |
| Blue Trust, Inc.$8.7B AUM | 0.00% | $351 | 17 | Q4 2025OLDER |
| Russell Investments Group, Ltd.$93.1B AUM | 0.00% | $1,215 | 70 | Q1 2026OLDER |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$481.0B AUM | 0.00% | $2,360 | 136 | Q1 2026OLDER |
| ASSETMARK, INC$49.0B AUM | 0.00% | $17 | 1 | Q1 2026OLDER |
| FMR LLC$1.90T AUM | 0.00% | $44 | 2 | Q3 2025OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.