SEC 13F Intelligence

CC NEUBERGER PRIN HLDGS II

CUSIP G3166T111

Cc Neuberger Prin Hldgs II has 44 institutional holders in Filings Flow’s 13F database, together reporting 6.94M shares worth $3M as of Q2 2022. The largest reported holders are Lh Capital Markets, LLC, Marshall Wace, LLP, and Linden Advisors LP.

Institutional Holders
44
Q2 2022
Reported Value
$3M
Ticker
unmapped
private placement or foreign
Quarters Tracked
8

Ownership Trend

Institutional holders
Q3 ’20: 23Q3 ’20Q4 ’20: 43Q4 ’20Q1 ’21: 48Q1 ’21Q2 ’21: 49Q2 ’21Q3 ’21: 51Q3 ’21Q4 ’21: 57Q4 ’21Q1 ’22: 48Q1 ’22Q2 ’22: 44Q2 ’22filingsflow.com
Total reported value
Q3 ’20: $9MQ3 ’20Q4 ’20: $18MQ4 ’20Q1 ’21: $10MQ1 ’21Q2 ’21: $13MQ2 ’21Q3 ’21: $11MQ3 ’21Q4 ’21: $16MQ4 ’21Q1 ’22: $8MQ1 ’22Q2 ’22: $3MQ2 ’22filingsflow.com

Holders

··Mixed quarters
Manager% of PortfolioValueSharesQuarter
LH Capital Markets, LLC$39M AUM2.38%$20M2.00MQ4 2021OLDER
MARSHALL WACE, LLP$100.4B AUM0.01%$4M387.5KQ2 2022
LINDEN ADVISORS LP$17.9B AUM0.01%$1M1.04MQ4 2021OLDER
FIR TREE CAPITAL MANAGEMENT LP$22M AUM0.02%$802,000589.7KQ4 2021OLDER
MILLENNIUM MANAGEMENT LLC$240.3B AUM0.00%$642,000641.9KQ1 2022OLDER
Blackstone Inc.$25.6B AUM0.00%$544,000400.0KQ4 2021OLDER
ARISTEIA CAPITAL, L.L.C.$4.8B AUM0.01%$473,000340.1KQ4 2021OLDER
Greenhaven Road Investment Management, L.P.$145M AUM0.08%$413,000409.4KQ3 2021OLDER
Park West Asset Management LLC$1.2B AUM0.01%$408,000300.0KQ4 2021OLDER
Holocene Advisors, LP$41.5B AUM0.00%$379,000375.0KQ3 2021OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$377,000376.7KQ1 2022OLDER
GLAZER CAPITAL, LLC$4.7B AUM0.01%$338,000248.4KQ4 2021OLDER
Sculptor Capital LP$9.6B AUM0.00%$325,000745.9KQ2 2022
Governors Lane LP$1.6B AUM0.02%$321,000235.7KQ4 2021OLDER
DAVIDSON KEMPNER CAPITAL MANAGEMENT LP$7.3B AUM0.00%$250,000543.8KQ2 2022
PUBLIC SECTOR PENSION INVESTMENT BOARD$32.1B AUM0.00%$250,000250.0KQ1 2022OLDER
K2 PRINCIPAL FUND, L.P.$1.4B AUM0.03%$247,000536.6KQ2 2022
Castle Creek Arbitrage, LLC$0 AUM0.01%$187,000430.7KQ2 2022
Ionic Capital Management LLC$1.4B AUM0.02%$163,000354.2KQ2 2022
METEORA CAPITAL, LLC$1.4B AUM0.03%$156,000340.1KQ2 2022
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND$62.2B AUM0.00%$147,000320.1KQ2 2022
JCP Investment Management, LLC$150M AUM0.10%$140,000102.8KQ4 2021OLDER
Jefferies Group LLC$12.0B AUM0.00%$136,000100.0KQ4 2021OLDER
CSS LLC/IL$2.1B AUM0.00%$127,000127.1KQ1 2022OLDER
Alpine Global Management, LLC$668M AUM0.03%$119,000258.5KQ2 2022
MOORE CAPITAL MANAGEMENT, LP$4.9B AUM0.00%$115,000250.0KQ2 2022
Monashee Investment Management LLC$184M AUM0.02%$114,000112.5KQ3 2021OLDER
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)$3.7B AUM0.00%$112,000257.5KQ2 2022
P SCHOENFELD ASSET MANAGEMENT LP$184M AUM0.01%$108,000234.2KQ2 2022
EASTERLY INVESTMENT PARTNERS LLC$1.3B AUM0.00%$100,000100.0KQ3 2021OLDER
TD ASSET MANAGEMENT INC$123.2B AUM0.00%$98,000212.5KQ2 2022
D. E. Shaw & Co., Inc.$166.3B AUM0.00%$98,000212.5KQ2 2022
Taconic Capital Advisors LP$229M AUM0.00%$98,000212.5KQ2 2022
BALYASNY ASSET MANAGEMENT L.P.$77.1B AUM0.00%$92,000200.0KQ2 2022
Fortress Investment Group LLC$394M AUM0.01%$83,000180.0KQ2 2022
Walleye Capital LLC$24.0B AUM0.00%$81,000175.0KQ2 2022
Kepos Capital LP$61M AUM0.01%$81,000175.0KQ2 2022
Owl Creek Asset Management, L.P.$1.4B AUM0.00%$79,000171.3KQ2 2022
AQR Arbitrage LLC$6.1B AUM0.00%$77,000167.8KQ2 2022
K.J. Harrison & Partners Inc$608M AUM0.01%$66,00048.1KQ4 2021OLDER
Myriad Asset Management Ltd.$722M AUM0.01%$61,00061.0KQ1 2022OLDER
Boussard & Gavaudan Investment Management LLP$1.1B AUM0.01%$58,000125.0KQ2 2022
PICTON MAHONEY ASSET MANAGEMENT$13.5B AUM0.00%$51,00050.0KQ3 2021OLDER
COWEN AND COMPANY, LLC$0 AUM0.00%$49,00048.5KQ1 2022OLDER
TENOR CAPITAL MANAGEMENT Co., L.P.$6.5B AUM0.00%$47,000101.3KQ2 2022
Sage Rock Capital Management LP$22M AUM0.01%$38,00082.5KQ2 2022
Westchester Capital Management, LLC$2.2B AUM0.00%$36,00036.1KQ1 2022OLDER
ADVISORY RESEARCH INC$813M AUM0.00%$30,00065.5KQ2 2022
Vestcor Inc$3.6B AUM0.00%$28,00060.8KQ2 2022
TIG Advisors, LLC$2.2B AUM0.00%$26,00056.4KQ2 2022
GABELLI & Co INVESTMENT ADVISERS, INC.$674M AUM0.00%$26,00055.8KQ2 2022
JANE STREET GROUP, LLC$777.2B AUM0.00%$24,00051.5KQ2 2022
RIVERNORTH CAPITAL MANAGEMENT, LLC$2.0B AUM0.00%$23,00050.2KQ2 2022
GABELLI FUNDS LLC$14.8B AUM0.00%$22,00048.3KQ2 2022
Exos Asset Management LLC$0 AUM0.01%$20,00044.3KQ2 2022
DUPONT CAPITAL MANAGEMENT CORP$879M AUM0.00%$17,00037.5KQ2 2022
BlueCrest Capital Management Ltd$1.7B AUM0.00%$16,00020.7KQ3 2021OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$16,00015.8KQ1 2022OLDER
OMERS ADMINISTRATION Corp$15.6B AUM0.00%$15,00032.3KQ2 2022
Bulldog Investors, LLP$445M AUM0.00%$12,00026.2KQ2 2022
Yakira Capital Management, Inc.$342M AUM0.00%$12,00012.5KQ1 2022OLDER
UBS Group AG$666.3B AUM0.00%$11,00011.4KQ1 2022OLDER
Magnetar Financial LLC$9.8B AUM0.00%$11,00023.9KQ2 2022
STIFEL FINANCIAL CORP$108.8B AUM0.00%$9,00020.0KQ2 2022
Sage Mountain Advisors LLC$1.4B AUM0.00%$8,00017.9KQ2 2022
TWO SIGMA SECURITIES, LLC$861M AUM0.00%$8,00016.5KQ2 2022
LEVIN CAPITAL STRATEGIES, L.P.$1.3B AUM0.00%$8,00017.5KQ2 2022
Virtu Financial LLC$2.4B AUM0.00%$6,00012.1KQ2 2022
Wealthspring Capital LLC$421M AUM0.00%$6,00012.8KQ2 2022
Atalaya Capital Management LP$45M AUM0.00%$5,0005.0KQ1 2022OLDER
AlphaMark Advisors, LLC$231M AUM0.00%$2,0003.5KQ2 2022
CONDOR CAPITAL MANAGEMENT$1.2B AUM0.00%$1,0002.1KQ2 2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC.$0 AUM$00Q2 2022

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.