SEC 13F Intelligence

Managers / Q4 2023

Castle Creek Arbitrage, LLC

CIK 0001326638 · 111 W. BEAVER CREEK BLVD, PO BOX 3500, AVON, CO, 81620 · 312-692-5075

Reported Value
$0
Q4 2023
Positions
1
Filings on Record
22
2019–present window
Filed
Jan 18, 2024
original filing

Summary

Compared with Q3 2023, the fund opened 1 new position and exited 266.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $290MQ4 ’18Q1 ’19: $340MQ2 ’19: $384MQ3 ’19: $397MQ3 ’19Q4 ’19: $436MQ1 ’20: $624MQ2 ’20: $1.2BQ2 ’20Q3 ’20: $1.3BQ4 ’20: $1.6BQ1 ’21: $1.7BQ1 ’21Q2 ’21: $1.8BQ3 ’21: $1.8BQ4 ’21: $2.0BQ4 ’21Q1 ’22: $2.0BQ2 ’22: $1.8BQ3 ’22: $1.8BQ3 ’22Q4 ’22: $1.1BQ1 ’23: $908MQ2 ’23: $806MQ2 ’23Q3 ’23: $425MQ4 ’23: $0filingsflow.com

Portfolio Composition

By security type

Composition data arrives with ticker enrichment.

Quarter-over-Quarter Changes full breakdown →

vs Q3 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
N/ANEW+00+$0$0
MIDDLEBY CORPSOLD OUT−44.35M0−$50M$0
AKAMAI TECHNOLOGIES INCSOLD OUT−22.30M0−$26M$0
INVESTCORP EUROPE ACQUISITIOSOLD OUT−1.34M0−$15M$0
STRIDE INCSOLD OUT−13.25M0−$14M$0
SPOTIFY USA INCSOLD OUT−14.00M0−$12M$0
REPLIGEN CORPSOLD OUT−7.90M0−$11M$0
SNAP INCSOLD OUT−11.05M0−$10M$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2023

1 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1N/AN/A—$00

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2023$01Jan 18, 202413F-HRchanges · EDGAR ↗
Q3 2023$425M266Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$806M385Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$908M462May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.1B535Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.8B690Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.8B674Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$2.0B683May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$2.0B695Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.8B648Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.8B660Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.7B557May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$1.6B286Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$1.3B185Oct 20, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.2B150Aug 3, 202013F-HRchanges · EDGAR ↗
Q1 2020$624M129Apr 21, 202013F-HRchanges · EDGAR ↗
Q4 2019$436M94Jan 31, 202013F-HRchanges · EDGAR ↗
Q3 2019$397M88Nov 4, 201913F-HRchanges · EDGAR ↗
Q2 2019$384M87Jul 23, 201913F-HRchanges · EDGAR ↗
Q1 2019$340M84May 8, 2019RESTATEMENTchanges · EDGAR ↗
Q4 2018$290M71Jan 24, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.