CC NEUBERGER PRINCIPAL HLDNG
CUSIP G1992Y122
Cc Neuberger Principal Hldng has 33 institutional holders in Filings Flow’s 13F database, together reporting 6.82M shares worth $16M as of Q4 2020. The largest reported holders are Millennium Management LLC, Altai Capital Management, L.P., and Kepos Capital LP.
Institutional Holders
33
Q4 2020
Reported Value
$16M
Ticker
unmapped
private placement or foreign
Quarters Tracked
3
Ownership Trend
Institutional holders
Total reported value
Holders
··Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| MILLENNIUM MANAGEMENT LLC$240.3B AUM | 0.01% | $8M | 789.1K | Q3 2020OLDER |
| Altai Capital Management, L.P.$35M AUM | 5.58% | $4M | 1.77M | Q4 2020 |
| Kepos Capital LP$61M AUM | 0.11% | $2M | 1.06M | Q4 2020 |
| Magnetar Financial LLC$9.8B AUM | 0.02% | $1M | 610.5K | Q4 2020 |
| Polar Asset Management Partners Inc.$5.0B AUM | 0.02% | $1M | 788.9K | Q3 2020OLDER |
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LP$7.3B AUM | 0.01% | $982,000 | 417.7K | Q4 2020 |
| EJF Capital LP$142M AUM | 0.10% | $977,000 | 415.8K | Q4 2020 |
| FIR TREE CAPITAL MANAGEMENT LP$22M AUM | 0.05% | $945,000 | 525.0K | Q3 2020OLDER |
| Blackstone Inc.$25.6B AUM | 0.00% | $783,000 | 333.3K | Q4 2020 |
| GLAZER CAPITAL, LLC$4.7B AUM | 0.02% | $646,000 | 275.0K | Q4 2020 |
| RP Investment Advisors LP$900,000 AUM | 0.20% | $564,000 | 313.3K | Q3 2020OLDER |
| Jefferies Group LLC$12.0B AUM | 0.00% | $531,471 | 226.2K | Q4 2020 |
| BALYASNY ASSET MANAGEMENT L.P.$77.1B AUM | 0.00% | $470,000 | 200.0K | Q4 2020 |
| Maven Securities LTD$5.2B AUM | 0.05% | $470,000 | 200.0K | Q4 2020 |
| AQR Arbitrage LLC$6.1B AUM | 0.01% | $392,000 | 166.7K | Q4 2020 |
| Governors Lane LP$1.6B AUM | 0.03% | $353,000 | 150.0K | Q4 2020 |
| Weiss Asset Management LP$5.9B AUM | 0.01% | $336,000 | 186.4K | Q3 2020OLDER |
| HGC Investment Management Inc.$451M AUM | 0.03% | $291,000 | 123.5K | Q4 2020 |
| Hudson Bay Capital Management LP$29.0B AUM | 0.00% | $283,000 | 195.8K | Q2 2020OLDER |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND$62.2B AUM | 0.00% | $274,000 | 116.7K | Q4 2020 |
| Radcliffe Capital Management, L.P.$1.3B AUM | 0.02% | $255,000 | 23.6K | Q4 2020 |
| HBK INVESTMENTS L P$9.9B AUM | 0.00% | $235,000 | 100.0K | Q4 2020 |
| Verition Fund Management LLC$15.4B AUM | 0.00% | $230,000 | 127.9K | Q3 2020OLDER |
| Myriad Asset Management Ltd.$722M AUM | 0.04% | $215,000 | 91.3K | Q4 2020 |
| Beryl Capital Management LLC$110M AUM | 0.04% | $198,000 | 110.0K | Q3 2020OLDER |
| MOORE CAPITAL MANAGEMENT, LP$4.9B AUM | 0.00% | $196,000 | 83.3K | Q4 2020 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC$2.0B AUM | 0.01% | $187,000 | 79.4K | Q4 2020 |
| PERISCOPE CAPITAL INC.$902M AUM | 0.01% | $181,000 | 100.0K | Q3 2020OLDER |
| PICTON MAHONEY ASSET MANAGEMENT$13.5B AUM | 0.01% | $177,000 | 75.0K | Q4 2020 |
| Monashee Investment Management LLC$184M AUM | 0.02% | $176,000 | 75.0K | Q4 2020 |
| DUPONT CAPITAL MANAGEMENT CORP$879M AUM | 0.00% | $157,000 | 66.7K | Q4 2020 |
| MMCAP International Inc. SPC$1.2B AUM | 0.02% | $81,000 | 34.3K | Q4 2020 |
| EASTERLY INVESTMENT PARTNERS LLC$1.3B AUM | 0.01% | $78,000 | 33.3K | Q4 2020 |
| HRT FINANCIAL LP$40.1B AUM | 0.00% | $78,000 | 33.3K | Q4 2020 |
| OMERS ADMINISTRATION Corp$15.6B AUM | 0.00% | $78,000 | 33.3K | Q4 2020 |
| Alpine Global Management, LLC$668M AUM | 0.02% | $78,000 | 33.3K | Q4 2020 |
| Walleye Capital LLC$24.0B AUM | 0.00% | $57,000 | 24.4K | Q4 2020 |
| COWEN AND COMPANY, LLC$0 AUM | 0.01% | $56,000 | 30.9K | Q3 2020OLDER |
| Westchester Capital Management, LLC$2.2B AUM | 0.00% | $52,000 | 22.1K | Q4 2020 |
| Virtu Financial LLC$2.4B AUM | 0.01% | $49,000 | 21.1K | Q4 2020 |
| DELTEC ASSET MANAGEMENT LLC$545M AUM | 0.01% | $47,000 | 32.2K | Q2 2020OLDER |
| LEVIN CAPITAL STRATEGIES, L.P.$1.3B AUM | 0.01% | $47,000 | 20.0K | Q4 2020 |
| Walleye Trading LLC$60.0B AUM | 0.00% | $37,000 | 15.6K | Q4 2020 |
| Castle Creek Arbitrage, LLC$0 AUM | 0.00% | $31,000 | 13.2K | Q4 2020 |
| UBS Group AG$666.3B AUM | 0.00% | $28,000 | 15.4K | Q3 2020OLDER |
| PANAGORA ASSET MANAGEMENT INC$26.7B AUM | 0.00% | $18,000 | 10.1K | Q3 2020OLDER |
| BERKLEY W R CORP$1.9B AUM | 0.00% | $18,000 | 12.2K | Q2 2020OLDER |
| WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM | 0.00% | $2,000 | 1.4K | Q3 2020OLDER |
| Sugarloaf Wealth Management, LLC$529M AUM | 0.00% | $1,000 | 400 | Q4 2020 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC.$0 AUM | — | $0 | 0 | Q4 2020 |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.