SEC 13F Intelligence

CMPSCOMPASS PATHWAYS PLC

CUSIP 20451W101 · Yahoo Finance ↗ · Google Finance ↗

Compass Pathways PLC (CMPS) has 190 institutional holders in Filings Flow’s 13F database, together reporting 93.26M shares worth $516M as of Q1 2026. The largest reported holders are Deep Track Capital, LP, Rtw Investments, LP, and Marshall Wace, LLP.

Institutional Holders
190
Q1 2026
Reported Value
$516M
Ticker
CMPS
Quarters Tracked
6

Ownership Trend

Institutional holders
Q2 ’21: 97Q2 ’21Q4 ’21: 112Q4 ’21Q4 ’22: 96Q4 ’22Q4 ’25: 163Q4 ’25Q1 ’26: 190Q1 ’26Q2 ’26: 12Q2 ’26filingsflow.com
Total reported value
Q2 ’21: $818MQ2 ’21Q4 ’21: $257MQ4 ’21Q4 ’22: $45MQ4 ’22Q4 ’25: $380MQ4 ’25Q1 ’26: $516MQ1 ’26Q2 ’26: $9MQ2 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Kalehua Capital Management LLC$260M AUM6.41%$9M1.64MQ1 2026OLDER
NEXTBio Capital Management LP$215M AUM5.19%$11M2.02MQ1 2026OLDER
Ally Bridge Group (NY) LLC$124M AUM4.67%$6M1.04MQ1 2026OLDER
DAFNA Capital Management LLC$440M AUM3.04%$13M2.42MQ1 2026OLDER
Propel Bio Management, LLC$159M AUM2.60%$4M742.0KQ1 2026OLDER
HEIGHTS CAPITAL MANAGEMENT, INC$359M AUM2.30%$8M1.49MQ1 2026OLDER
Eagle Health Investments LP$572M AUM1.99%$11M2.06MQ1 2026OLDER
Aisling Capital Management LP$476M AUM1.66%$8M1.43MQ1 2026OLDER
Sio Capital Management, LLC$697M AUM1.19%$8M1.51MQ1 2026OLDER
Birchview Capital, LP$176M AUM1.18%$2M375.0KQ1 2026OLDER
Brown University$102M AUM1.16%$1M214.2KQ1 2026OLDER
Squadron Capital Management LLC$273M AUM1.14%$3M388.3KQ4 2025OLDER
TANG CAPITAL MANAGEMENT LLC$2.0B AUM1.12%$22M4.00MQ1 2026OLDER
Deep Track Capital, LP$6.1B AUM1.10%$67M12.16MQ1 2026OLDER
Creek Drive Management Group LLC$433M AUM1.04%$5M825.0KQ1 2026OLDER
Blue Owl Capital Holdings LP$372M AUM1.00%$3M469.9KQ4 2025OLDER
BIT Capital GmbH$2.1B AUM0.93%$19M3.49MQ1 2026OLDER
GMT CAPITAL CORP$2.2B AUM0.78%$17M3.08MQ1 2026OLDER
PFM Health Sciences, LP$1.1B AUM0.69%$8M1.37MQ1 2026OLDER
BRIDGER MANAGEMENT, LLC$128M AUM0.65%$1M147.2KQ4 2025OLDER
RTW INVESTMENTS, LP$10.0B AUM0.59%$59M10.63MQ1 2026OLDER
HighVista Strategies LLC$362M AUM0.56%$2M364.4KQ1 2026OLDER
STABLEFORD CAPITAL II LLC$289M AUM0.45%$1M91.9KQ2 2026
Affinity Asset Advisors, LLC$1.9B AUM0.32%$6M1.11MQ1 2026OLDER
STEMPOINT CAPITAL LP$1.0B AUM0.32%$2M275.6KQ3 2025OLDER
Parkman Healthcare Partners LLC$970M AUM0.32%$3M554.4KQ1 2026OLDER
Ikarian Capital, LLC$1.2B AUM0.30%$4M675.0KQ1 2026OLDER
Seven Fleet Capital Management LP$318M AUM0.27%$873,856158.0KQ2 2026
AdvisorShares Investments LLC$549M AUM0.25%$1M246.7KQ1 2026OLDER
FLAX POND CAPITAL, LLC$124M AUM0.23%$290,69052.6KQ1 2026OLDER
Siren, L.L.C.$3.6B AUM0.21%$7M1.00MQ4 2025OLDER
Eversept Partners, LP$1.9B AUM0.20%$4M677.9KQ1 2026OLDER
SILVERARC CAPITAL MANAGEMENT, LLC$980M AUM0.17%$2M300.0KQ1 2026OLDER
Hennion & Walsh Asset Management, Inc.$3.5B AUM0.17%$6M417.8KQ2 2026
Fore Capital, LLC$162M AUM0.15%$248,85045.0KQ1 2026OLDER
ARK Investment Management LLC$12.9B AUM0.14%$18M3.30MQ1 2026OLDER
PSP Research LLC$188M AUM0.14%$254,70018.0KQ2 2026
ORBIMED ADVISORS LLC$5.0B AUM0.13%$6M1.15MQ1 2026OLDER
CenterBook Partners LP$1.9B AUM0.12%$2M409.2KQ1 2026OLDER
Caption Management, LLC$17.1B AUM0.12%$20M3.61MQ1 2026OLDER
FreeGulliver LLC$237M AUM0.11%$310,50045.0KQ4 2025OLDER
SEVEN GRAND MANAGERS, LLC$1.5B AUM0.11%$2M300.0KQ1 2026OLDER
Nantahala Capital Management, LLC$2.7B AUM0.10%$3M443.3KQ4 2025OLDER
Palo Alto Investors LP$654M AUM0.10%$639,356115.6KQ1 2026OLDER
Vivo Capital, LLC$1.2B AUM0.09%$1M200.0KQ1 2026OLDER
BAKER BROS. ADVISORS LP$17.4B AUM0.07%$13M2.34MQ1 2026OLDER
EcoR1 Capital, LLC$2.4B AUM0.07%$2M265.1KQ3 2025OLDER
Intellectus Partners, LLC$490M AUM0.07%$337,33061.0KQ1 2026OLDER
Burkehill Global Management, LP$2.0B AUM0.07%$1M250.0KQ1 2026OLDER
ACT CAPITAL MANAGEMENT, LLC$127M AUM0.07%$85,71515.5KQ1 2026OLDER
DCF Advisers, LLC$375M AUM0.06%$235,02542.5KQ1 2026OLDER
IQ EQ FUND MANAGEMENT (IRELAND) Ltd$1.3B AUM0.06%$816,173147.6KQ1 2026OLDER
Virtus Investment Advisers, LLC$363M AUM0.06%$223,72740.5KQ1 2026OLDER
Scientech Research LLC$120M AUM0.06%$72,09513.0KQ1 2026OLDER
Oasis Management Co Ltd.$1.7B AUM0.06%$618,330107.9KQ3 2025OLDER
Jefferies Financial Group Inc.$14.6B AUM0.06%$8M1.47MQ1 2026OLDER
DLD Asset Management, LP$1.1B AUM0.05%$595,028107.6KQ1 2026OLDER
DISCOVERY CAPITAL MANAGEMENT, LLC / CT$1.9B AUM0.05%$993,829179.7KQ1 2026OLDER
Jump Financial, LLC$7.5B AUM0.03%$3M455.0KQ1 2026OLDER
DIADEMA PARTNERS LP$588M AUM0.03%$176,32431.9KQ1 2026OLDER
Amova Asset Management Americas, Inc.$7.1B AUM0.03%$2M368.8KQ1 2026OLDER
EntryPoint Capital, LLC$341M AUM0.03%$91,86416.6KQ1 2026OLDER
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.$1.6B AUM0.02%$378,72268.5KQ1 2026OLDER
Saba Capital Management, L.P.$3.6B AUM0.02%$835,212151.0KQ1 2026OLDER
Susquehanna Portfolio Strategies, LLC$6.7B AUM0.02%$2M275.8KQ1 2026OLDER
MARSHALL WACE, LLP$100.4B AUM0.02%$22M4.04MQ1 2026OLDER
ROYCE & ASSOCIATES LP$10.1B AUM0.02%$2M382.1KQ1 2026OLDER
Atom Investors LP$1.4B AUM0.02%$265,77248.1KQ1 2026OLDER
Bellevue Group AG$4.2B AUM0.02%$981,477142.2KQ4 2025OLDER
SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC$2.7B AUM0.02%$495,95171.9KQ4 2025OLDER
Persistent Asset Partners Ltd$268M AUM0.02%$44,5728.1KQ1 2026OLDER
AIGEN INVESTMENT MANAGEMENT, LP$389M AUM0.02%$61,67611.2KQ1 2026OLDER
Alyeska Investment Group, L.P.$35.4B AUM0.02%$6M1.00MQ1 2026OLDER
Engineers Gate Manager LP$8.0B AUM0.02%$1M218.0KQ1 2026OLDER
BOOTHBAY FUND MANAGEMENT, LLC$7.7B AUM0.01%$1M191.3KQ1 2026OLDER
Simplify Asset Management Inc.$6.5B AUM0.01%$879,558159.1KQ1 2026OLDER
Shay Capital LLC$1.2B AUM0.01%$152,62827.6KQ1 2026OLDER
Conservest Capital Advisors, Inc.$1.1B AUM0.01%$140,25825.4KQ1 2026OLDER
Trexquant Investment LP$13.9B AUM0.01%$2M309.3KQ1 2026OLDER
FOX RUN MANAGEMENT, L.L.C.$572M AUM0.01%$68,42413.1KQ1 2026OLDER
TWO SIGMA INVESTMENTS, LP$123.9B AUM0.01%$14M2.58MQ1 2026OLDER
ACORN FINANCIAL ADVISORY SERVICES INC /ADV$730M AUM0.01%$82,95015.0KQ1 2026OLDER
AXQ CAPITAL, LP$777M AUM0.01%$88,01515.9KQ1 2026OLDER
FLAGSHIP HARBOR ADVISORS, LLC$2.3B AUM0.01%$235,57342.6KQ1 2026OLDER
XTX Topco Ltd$5.8B AUM0.01%$391,82356.8KQ4 2025OLDER
Aquatic Capital Management LLC$3.5B AUM0.01%$351,33763.5KQ1 2026OLDER
Walleye Capital LLC$24.0B AUM0.01%$2M391.6KQ1 2026OLDER
Polar Asset Management Partners Inc.$5.0B AUM0.01%$414,75075.0KQ1 2026OLDER
RENAISSANCE TECHNOLOGIES LLC$63.9B AUM0.01%$5M865.4KQ1 2026OLDER
MILLENNIUM MANAGEMENT LLC$240.3B AUM0.01%$17M3.14MQ1 2026OLDER
China Universal Asset Management Co., Ltd.$1.3B AUM0.01%$92,54516.7KQ1 2026OLDER
Ethos Financial Group, LLC$1.4B AUM0.01%$93,37113.5KQ1 2026OLDER
Brooklyn Investment Group$3.2B AUM0.01%$134,15619.9KQ4 2025OLDER
Graham Capital Management, L.P.$4.1B AUM0.01%$249,39436.1KQ4 2025OLDER
Qube Research & Technologies Ltd$89.9B AUM0.01%$5M948.6KQ1 2026OLDER
Centiva Capital, LP$13.6B AUM0.01%$691,250125.0KQ1 2026OLDER
Entropy Technologies, LP$2.2B AUM0.01%$110,43420.0KQ1 2026OLDER
Jain Global LLC$24.2B AUM0.00%$1M176.3KQ3 2025OLDER
Y-Intercept (Hong Kong) Ltd$5.3B AUM0.00%$248,72845.0KQ1 2026OLDER
Camelot Portfolios, LLC$135M AUM0.00%$7,6661.1KQ4 2025OLDER
GAMMA Investing LLC$2.7B AUM0.00%$123,9548.8KQ2 2026
Schonfeld Strategic Advisors LLC$14.2B AUM0.00%$568,637102.8KQ1 2026OLDER
HSBC HOLDINGS PLC$191.6B AUM0.00%$7M1.26MQ3 2025OLDER
B. Riley Wealth Advisors, Inc.$1.6B AUM0.00%$62,35611.9KQ1 2026OLDER
Woodline Partners LP$26.4B AUM0.00%$970,178175.4KQ1 2026OLDER
Zhang Financial LLC$2.9B AUM0.00%$105,27519.0KQ1 2026OLDER
Gladstone Institutional Advisory LLC$2.7B AUM0.00%$93,70016.9KQ1 2026OLDER
WINTON GROUP Ltd$2.9B AUM0.00%$82,39714.9KQ1 2026OLDER
BALYASNY ASSET MANAGEMENT L.P.$77.1B AUM0.00%$2M395.0KQ3 2025OLDER
PEAK6 LLC$42.6B AUM0.00%$1M200.0KQ1 2026OLDER
ADAGE CAPITAL PARTNERS GP, L.L.C.$64.8B AUM0.00%$2M300.0KQ1 2026OLDER
North Star Investment Management Corp.$1.7B AUM0.00%$41,5697.5KQ1 2026OLDER
TORONTO DOMINION BANK$69.7B AUM0.00%$2M277.8KQ1 2026OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$83,35415.1KQ1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$19M3.39MQ1 2026OLDER
U.S. Capital Wealth Advisors, LLC$4.0B AUM0.00%$82,95015.0KQ1 2026OLDER
GROUP ONE TRADING LLC$52.2B AUM0.00%$1M189.8KQ1 2026OLDER
UBS Group AG$666.3B AUM0.00%$10M1.86MQ1 2026OLDER
ALPS ADVISORS INC$21.3B AUM0.00%$259,01345.2KQ3 2025OLDER
OLD NATIONAL BANCORP /IN/$6.0B AUM0.00%$84,41515.3KQ1 2026OLDER
Sumitomo Mitsui Trust Group, Inc.$154.5B AUM0.00%$2M368.8KQ1 2026OLDER
TUDOR INVESTMENT CORP ET AL$53.9B AUM0.00%$701,868101.7KQ4 2025OLDER
SCHRODER INVESTMENT MANAGEMENT GROUP$122.0B AUM0.00%$2M300.0KQ1 2026OLDER
Quadrature Capital Ltd$8.4B AUM0.00%$98,93717.9KQ1 2026OLDER
Sarver Vrooman Wealth Advisors$168M AUM0.00%$2,001290Q4 2025OLDER
Sankala Group LLC$122M AUM0.00%$1,347251Q1 2026OLDER
OMERS ADMINISTRATION Corp$15.6B AUM0.00%$142,10424.8KQ3 2025OLDER
SIMPLEX TRADING, LLC$149.1B AUM0.00%$1M267.5KQ1 2026OLDER
ADIRONDACK TRUST CO$298M AUM0.00%$2,792505Q1 2026OLDER
Crewe Advisors LLC$1.2B AUM0.00%$10,7561.9KQ1 2026OLDER
Magnetar Financial LLC$9.8B AUM0.00%$91,03913.2KQ4 2025OLDER
Colonial Trust Advisors$1.3B AUM0.00%$11,0602.0KQ1 2026OLDER
Summit Financial, LLC$7.8B AUM0.00%$67,43312.2KQ1 2026OLDER
EverSource Wealth Advisors, LLC$3.3B AUM0.00%$26,2894.8KQ1 2026OLDER
D. E. Shaw & Co., Inc.$166.3B AUM0.00%$1M236.4KQ1 2026OLDER
Westside Investment Management, Inc.$653M AUM0.00%$5,081900Q1 2026OLDER
Pacifica Partners Inc.$301M AUM0.00%$2,323420Q1 2026OLDER
AMERIPRISE FINANCIAL INC$431.8B AUM0.00%$3M570.5KQ1 2026OLDER
Parallel Advisors, LLC$5.6B AUM0.00%$40,1977.3KQ2 2026
Retirement Wealth Solutions LLC$181M AUM0.00%$1,26089Q2 2026
Kilter Group LLC$232M AUM0.00%$1,383250Q1 2026OLDER
WOLVERINE TRADING, LLC$138.7B AUM0.00%$794,217135.3KQ3 2025OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$3M600.6KQ1 2026OLDER
Advisory Services Network, LLC$7.5B AUM0.00%$39,3967.1KQ1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$8M1.14MQ1 2026OLDER
New England Capital Financial Advisors LLC$365M AUM0.00%$1,659300Q1 2026OLDER
SOUTHERN MICHIGAN BANK & TRUST$261M AUM0.00%$1,084196Q1 2026OLDER
Ensign Peak Advisors, Inc$53.7B AUM0.00%$216,91439.2KQ1 2026OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$3M485.2KQ1 2026OLDER
Basepoint Wealth LLC$175M AUM0.00%$553100Q1 2026OLDER
Corient Private Wealth LLC$69.9B AUM0.00%$207,95439.2KQ1 2026OLDER
Legal & General Group Plc$432.4B AUM0.00%$1M231.4KQ1 2026OLDER
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$2M413.0KQ1 2026OLDER
Anchor Investment Management, LLC$1.2B AUM0.00%$3,042550Q1 2026OLDER
NVWM, LLC$449M AUM0.00%$1,117202Q1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$1M244.5KQ1 2026OLDER
CWM, LLC$38.1B AUM0.00%$85,93615.5KQ1 2026OLDER
MERCER GLOBAL ADVISORS INC /ADV$67.6B AUM0.00%$118,43320.7KQ3 2025OLDER
GF FUND MANAGEMENT CO. LTD.$6.0B AUM0.00%$11,6352.1KQ1 2026OLDER
Vontobel Holding Ltd.$29.1B AUM0.00%$55,85310.1KQ1 2026OLDER
HighTower Advisors, LLC$94.2B AUM0.00%$169,44530.6KQ1 2026OLDER
Caitong International Asset Management Co., Ltd$541M AUM0.00%$935169Q1 2026OLDER
Point72 Asset Management, L.P.$78.1B AUM0.00%$130,50823.6KQ1 2026OLDER
Walleye Trading LLC$60.0B AUM0.00%$113,91216.5KQ4 2025OLDER
MML INVESTORS SERVICES, LLC$36.1B AUM0.00%$55,32210.0KQ1 2026OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$160,37029.0KQ1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$776,340140.4KQ2 2026
HOLLENCREST CAPITAL MANAGEMENT$2.7B AUM0.00%$4,140600Q4 2025OLDER
Global Retirement Partners, LLC$5.6B AUM0.00%$6,9001.0KQ4 2025OLDER
Triumph Capital Management$491M AUM0.00%$570103Q1 2026OLDER
Squarepoint Ops LLC$85.1B AUM0.00%$90,10016.3KQ1 2026OLDER
Farther Finance Advisors, LLC$10.6B AUM0.00%$10,2731.8KQ1 2026OLDER
ROTHSCHILD INVESTMENT LLC$1.9B AUM0.00%$1,681304Q1 2026OLDER
CoreCap Advisors, LLC$3.4B AUM0.00%$2,901205Q2 2026
Cerity Partners LLC$70.8B AUM0.00%$56,42810.2KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$48,0928.7KQ1 2026OLDER
CITIGROUP INC$234.5B AUM0.00%$163,97629.7KQ1 2026OLDER
MANUFACTURERS LIFE INSURANCE COMPANY, THE$116.3B AUM0.00%$77,82414.1KQ1 2026OLDER
SBI Securities Co., Ltd.$3.6B AUM0.00%$2,433440Q1 2026OLDER
BlackRock, Inc.$5.72T AUM0.00%$4M683.2KQ1 2026OLDER
SJS Investment Consulting Inc.$819M AUM0.00%$52695Q1 2026OLDER
GHP Investment Advisors, Inc.$2.4B AUM0.00%$1,383250Q1 2026OLDER
Anfield Capital Management, LLC$363M AUM0.00%$19435Q1 2026OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$10,0651.8KQ1 2026OLDER
Missouri Trust & Investment Co$341M AUM0.00%$16630Q1 2026OLDER
Grey Fox Wealth Advisors, LLC$518M AUM0.00%$22940Q3 2025OLDER
LPL Financial LLC$376.6B AUM0.00%$149,29327.0KQ1 2026OLDER
Arax Advisory Partners$3.5B AUM0.00%$1,328240Q1 2026OLDER
PRINCIPAL SECURITIES, INC.$6.8B AUM0.00%$2,223388Q3 2025OLDER
TFC Financial Management, Inc.$812M AUM0.00%$28852Q1 2026OLDER
Larson Financial Group LLC$3.1B AUM0.00%$1,106200Q1 2026OLDER
RHUMBLINE ADVISERS$116.9B AUM0.00%$39,9157.2KQ1 2026OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$96,38217.4KQ1 2026OLDER
Allworth Financial LP$24.7B AUM0.00%$6,9001.0KQ4 2025OLDER
Zurcher Kantonalbank (Zurich Cantonalbank)$46.0B AUM0.00%$12,1222.2KQ1 2026OLDER
GEODE CAPITAL MANAGEMENT, LLC$1.61T AUM0.00%$348,17963.0KQ1 2026OLDER
Tradewinds Capital Management, LLC$504M AUM0.00%$9714Q4 2025OLDER
Blue Trust, Inc.$8.7B AUM0.00%$1,714310Q1 2026OLDER
Global Wealth Strategies & Associates$528M AUM0.00%$6612Q1 2026OLDER
STATE STREET CORP$2.90T AUM0.00%$444,84480.4KQ1 2026OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$178,79632.3KQ1 2026OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.00%$7,0561.3KQ1 2026OLDER
TD Waterhouse Canada Inc.$33.7B AUM0.00%$3,856690Q1 2026OLDER
SageView Advisory Group, LLC$3.0B AUM0.00%$33248Q4 2025OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$3,042550Q2 2026
CENTRAL TRUST Co$5.1B AUM0.00%$553100Q1 2026OLDER
BEACON INVESTMENT ADVISORY SERVICES, INC.$2.7B AUM0.00%$28320Q2 2026
Mirae Asset Global Investments Co., Ltd.$299.3B AUM0.00%$27,2024.9KQ1 2026OLDER
Daiwa Securities Group Inc.$34.8B AUM0.00%$2327Q4 2025OLDER
IFP Advisors, Inc$4.8B AUM0.00%$27650Q1 2026OLDER
BNP PARIBAS FINANCIAL MARKETS$205.8B AUM0.00%$11,1652.0KQ1 2026OLDER
BARCLAYS PLC$416.3B AUM0.00%$21,3633.9KQ1 2026OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$25946Q1 2026OLDER
Federation des caisses Desjardins du Quebec$27.8B AUM0.00%$968175Q1 2026OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$52,1339.9KQ1 2026OLDER
MAI Capital Management$17.7B AUM0.00%$553100Q1 2026OLDER
Smartleaf Asset Management LLC$2.8B AUM0.00%$8015Q1 2026OLDER
NATIONAL BANK OF CANADA /FI/$111.5B AUM0.00%$3,014549Q1 2026OLDER
FIFTH THIRD BANCORP$54.7B AUM0.00%$34460Q3 2025OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$1,106200Q1 2026OLDER
CIBC Private Wealth Group LLC$59.2B AUM0.00%$15923Q4 2025OLDER
SIGNATUREFD, LLC$6.5B AUM0.00%$61Q1 2026OLDER
HUNTINGTON NATIONAL BANK$18.1B AUM0.00%$61Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.